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Raffles Associates Portfolio holdings

AUM $117M
1-Year Est. Return 22.1%
This Fund
S&P 500
This Quarter Est. Return
-8.33%
1 Year Est. Return
+22.1%
3 Year Est. Return
+49.97%
5 Year Est. Return
+31.55%
10 Year Est. Return
+123.72%
AUM
$113M
AUM Growth
-$11.3M
Cap. Flow
+$1.5M
Cap. Flow %
1.33%
Top 10 Hldgs %
43.55%
Holding
65
New
13
Increased
5
Reduced
10
Closed
2

Top Buys

Rank Stock Value
1
VXX
iPath S&P 500 VIX Short-Term Futures ETN due 1/30/2019
VXX
+$2.89M
2
ONB icon
Old National Bancorp
ONB
+$2.57M
3
BTG icon
B2Gold
BTG
+$1.83M
4
FWONK icon
Liberty Media Series C
FWONK
+$1.71M
5
GST
Gastar Exploration Inc.
GST
+$1.47M

Top Sells

Rank Stock Value
1
MPVD
Mountain Province Diamonds Inc.
MPVD
+$6.21M
2
ALLY icon
Ally Financial
ALLY
+$2.99M
3
ISBC
Investors Bancorp, Inc.
ISBC
+$2.64M
4
FWONA icon
Liberty Media Series A
FWONA
+$1.61M
5
CHFN
Charter Financial Corp
CHFN
+$537K

Sector Composition

Rank Sector Weight
1 Financials 31.93%
2 Energy 15.39%
3 Miscellaneous 13.67%
4 Materials 13.16%
5 Industrials 12.7%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
HK
26
DELISTED
Halcon Resources Corporation
HK
$1.58M 1.4%
2,320
– –
WBKC
27
DELISTED
Wolverine Bancorp, Inc.
WBKC
$1.53M 1.36%
65,700
– –
CHFN
28
DELISTED
Charter Financial Corp
CHFN
$1.53M 1.35%
142,800
-49,133
-26% -$537K
TRQ
29
DELISTED
Turquoise Hill Resources Ltd
TRQ
$1.5M 1.33%
40,000
-10,000
-20% -$352K
FMNB icon
30
Farmers National Banc Corp
FMNB
$933M
$1.5M 1.33%
187,827
– –
BTG icon
31
B2Gold
BTG
$6.9B
$1.48M 1.31%
+725,000
New +$1.83M
AUY
32
DELISTED
Yamana Gold, Inc.
AUY
$1.2M 1.06%
200,000
-50,000
-20% -$399K
WAYN
33
DELISTED
Wayne Savings Bancshares Inc
WAYN
$1.16M 1.03%
94,005
– –
CNX icon
34
CNX Resources
CNX
$5.24B
$1.14M 1.01%
36,000
+18,000
+100% +$603K
PLG
35
Platinum Group Metals
PLG
$179M
$1.13M 1%
12,815
– –
RRC icon
36
Range Resources
RRC
$9.55B
$1.02M 0.9%
+15,000
New +$1.14M
AAV
37
DELISTED
Advantage Oil & Gas Ltd
AAV
$1.02M 0.9%
200,000
– –
WPM icon
38
Wheaton Precious Metals
WPM
$68B
$997K 0.88%
50,000
– –
VPG icon
39
Vishay Precision Group
VPG
$871M
$924K 0.82%
61,865
-15,000
-20% -$235K
CHEV
40
DELISTED
CHEVIOT FINL CORP
CHEV
$892K 0.79%
70,000
– –
NSSC icon
41
Napco Security Technologies
NSSC
$1.3B
$880K 0.78%
374,372
– –
COWN
42
DELISTED
Cowen Inc. Class A Common Stock
COWN
$844K 0.75%
56,250
– –
FWONA icon
43
Liberty Media Series A
FWONA
$21.8B
$843K 0.75%
35,126
-65,509
-65% -$1.61M
WLFC icon
44
Willis Lease Finance
WLFC
$1.19B
$804K 0.71%
117,507
– –
AWX icon
45
Avalon Holdings
AWX
$10.1M
$800K 0.71%
214,969
-15,000
-7% -$61.8K
PBIP
46
DELISTED
Prudential Bancorp, Inc.
PBIP
$762K 0.67%
+62,303
New +$736K
MHR
47
DELISTED
MAGNUM HUNTER RESOURCES CORP (DEL)
MHR
$696K 0.62%
125,000
– –
BSIN
48
Big Sky Industrial
BSIN
$86.6M
$659K 0.58%
3,441
– –
AMRI
49
DELISTED
Albany Molecular Research Inc
AMRI
$552K 0.49%
25,000
– –
GPOR
50
DELISTED
Gulfport Energy Corp.
GPOR
$534K 0.47%
+10,000
New +$574K
1
2
3

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Raffles Associates's Q3 2014 Portfolio in Review

As of Q3 2014, Raffles Associates held 65 positions worth $113M, down 9.1% from $124M the previous quarter. Its ten largest holdings account for 44% of the portfolio.

Raffles Associates's Q3 2014 filing shows 13 new, 5 increased, 10 reduced and 2 closed positions. Its largest new stake was iPath S&P 500 VIX Short-Term Futures ETN due 1/30/2019: 6,250 shares worth $3.12M. The largest sale was Mountain Province Diamonds Inc., an estimated $6.21M.

By sector, the portfolio is most concentrated in Financials at 32% of assets, up from 32% a quarter earlier, followed by Energy and Miscellaneous.

  • Raffles Associates's largest Q3 2014 buy was iPath S&P 500 VIX Short-Term Futures ETN due 1/30/2019: 6,250 shares worth $3.12M.
  • Raffles Associates added most to Gastar Exploration Inc. in Q3 2014, an estimated $1.47M increase.
  • Raffles Associates's biggest Q3 2014 reduction was Mountain Province Diamonds Inc., cutting an estimated $6.21M.
  • Raffles Associates fully exited Ally Financial in Q3 2014, selling an estimated $2.99M.
  • Raffles Associates's ten largest holdings make up 44% of its $113M portfolio in Q3 2014.
  • Raffles Associates opened 13 new positions and closed 2 in Q3 2014.
  • Raffles Associates's portfolio value fell 9.1% quarter-over-quarter to $113M.

Based on Raffles Associates's 13F filing for Q3 2014, filed 17 Nov 2014.