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Raffles Associates Portfolio holdings

AUM $117M
1-Year Est. Return 22.1%
This Fund
S&P 500
This Quarter Est. Return
+4.31%
1 Year Est. Return
+22.1%
3 Year Est. Return
+49.97%
5 Year Est. Return
+31.55%
10 Year Est. Return
+123.72%
AUM
$100M
AUM Growth
+$4.37M
Cap. Flow
+$1.68M
Cap. Flow %
1.67%
Top 10 Hldgs %
45.37%
Holding
57
New
7
Increased
4
Reduced
9
Closed
3

Top Buys

Rank Stock Value
1
SC
SANTANDER CONSUMER USA HOLDINGS INC
SC
+$3.59M
2
CWAY
Coastway Bancorp, Inc.
CWAY
+$1.84M
3
CNX icon
CNX Resources
CNX
+$580K
4
JPM.WS
JPMorgan Chase
JPM.WS
+$564K
5
TWO
Two Harbors Investment
TWO
+$504K

Top Sells

Rank Stock Value
1
WPM icon
Wheaton Precious Metals
WPM
+$1.51M
2
EGO icon
Eldorado Gold
EGO
+$1.31M
3
CYNI
CYAN INC COM
CYNI
+$1.18M
4
AGNC icon
AGNC Investment
AGNC
+$675K
5
AAV
Advantage Oil & Gas Ltd
AAV
+$624K

Sector Composition

Rank Sector Weight
1 Financials 32.01%
2 Energy 16.63%
3 Industrials 13.68%
4 Materials 11.89%
5 Miscellaneous 10.12%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
VPG icon
26
Vishay Precision Group
VPG
$807M
$1.52M 1.52%
87,582
-32,418
-27% -$518K
FMNB icon
27
Farmers National Banc Corp
FMNB
$946M
$1.52M 1.52%
197,827
-10,000
-5% -$71.6K
WBKC
28
DELISTED
Wolverine Bancorp, Inc.
WBKC
$1.42M 1.42%
65,700
– –
PLG
29
Platinum Group Metals
PLG
$175M
$1.27M 1.27%
12,665
– –
NSSC icon
30
Napco Security Technologies
NSSC
$1.29B
$1.24M 1.24%
374,372
– –
AWX icon
31
Avalon Holdings
AWX
$10.1M
$1.2M 1.2%
229,969
– –
BSIN
32
Big Sky Industrial
BSIN
$85M
$1.11M 1.11%
3,878
-833
-18% -$196K
WAYN
33
DELISTED
Wayne Savings Bancshares Inc
WAYN
$1.09M 1.09%
94,005
– –
MHR
34
DELISTED
MAGNUM HUNTER RESOURCES CORP (DEL)
MHR
$1.06M 1.06%
125,000
-25,000
-17% -$201K
COWN
35
DELISTED
Cowen Inc. Class A Common Stock
COWN
$992K 0.99%
56,250
– –
AAV
36
DELISTED
Advantage Oil & Gas Ltd
AAV
$988K 0.99%
200,000
-150,000
-43% -$624K
SOQ
37
DELISTED
SONDE RESOURCES CORP COM NEW (CAD)
SOQ
$812K 0.81%
1,804,597
+859,419
+91% +$426K
WLFC icon
38
Willis Lease Finance
WLFC
$1.15B
$802K 0.8%
117,507
– –
CHEV
39
DELISTED
CHEVIOT FINL CORP
CHEV
$723K 0.72%
70,000
– –
JPM.WS
40
DELISTED
JPMorgan Chase
JPM.WS
$606K 0.6%
+30,000
New +$564K
CNX icon
41
CNX Resources
CNX
$5.24B
$599K 0.6%
+18,000
New +$580K
AYR
42
DELISTED
Aircastle Ltd
AYR
$586K 0.59%
30,254
– –
TWO
43
DELISTED
Two Harbors Investment
TWO
$513K 0.51%
+6,250
New +$504K
AMRI
44
DELISTED
Albany Molecular Research Inc
AMRI
$465K 0.46%
25,000
– –
AMTG
45
DELISTED
APOLLO RESIDENTIAL MTG INC COM STK
AMTG
$406K 0.41%
+25,000
New +$407K
AXU
46
DELISTED
Alexco Resource Corp
AXU
$379K 0.38%
251,914
-115,000
-31% -$204K
MFNC
47
DELISTED
Mackinac Financial Corporation
MFNC
$376K 0.38%
+30,000
New +$351K
NSU
48
DELISTED
Nevsun Resources Ltd.
NSU
$374K 0.37%
100,000
– –
CYS
49
DELISTED
CYS Investments Inc.
CYS
$372K 0.37%
45,000
-55,000
-55% -$455K
OCSL icon
50
Oaktree Specialty Lending
OCSL
$1.09B
$237K 0.24%
8,333
– –
1
2
3

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Raffles Associates's Q1 2014 Portfolio in Review

As of Q1 2014, Raffles Associates held 57 positions worth $100M, up 4.6% from $95.8M the previous quarter. Its ten largest holdings account for 45% of the portfolio.

Raffles Associates's Q1 2014 filing shows 7 new, 4 increased, 9 reduced and 3 closed positions. Its largest new stake was SANTANDER CONSUMER USA HOLDINGS INC: 145,000 shares worth $3.49M. The largest sale was Wheaton Precious Metals, an estimated $1.51M.

By sector, the portfolio is most concentrated in Financials at 32% of assets, up from 27% a quarter earlier, followed by Energy and Industrials.

  • Raffles Associates's largest Q1 2014 buy was SANTANDER CONSUMER USA HOLDINGS INC: 145,000 shares worth $3.49M.
  • Raffles Associates added most to SONDE RESOURCES CORP COM NEW (CAD) in Q1 2014, an estimated $426K increase.
  • Raffles Associates's biggest Q1 2014 reduction was Eldorado Gold, cutting an estimated $1.31M.
  • Raffles Associates fully exited Wheaton Precious Metals in Q1 2014, selling an estimated $1.51M.
  • Raffles Associates's ten largest holdings make up 45% of its $100M portfolio in Q1 2014.
  • Raffles Associates opened 7 new positions and closed 3 in Q1 2014.
  • Raffles Associates's portfolio value rose 4.6% quarter-over-quarter to $100M.

Based on Raffles Associates's 13F filing for Q1 2014, filed 15 May 2014.