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Principal Securities Portfolio holdings

AUM $6.82B
1-Year Est. Return 17.15%
This Fund
S&P 500
This Quarter Est. Return
+2.02%
1 Year Est. Return
+17.15%
3 Year Est. Return
–
5 Year Est. Return
–
10 Year Est. Return
–
AUM
$6.48B
AUM Growth
+$410M
Cap. Flow
+$322M
Cap. Flow %
4.96%
Top 10 Hldgs %
22.1%
Holding
3,741
New
9
Increased
908
Reduced
405
Closed
2,395

Top Buys

Rank Stock Value
1
LCAP
Principal Capital Appreciation Select ETF
LCAP
+$62.9M
2
IG icon
Principal Investment Grade Corporate Active ETF
IG
+$22M
3
IWX icon
iShares Russell Top 200 Value ETF
IWX
+$19.8M
4
PIEQ
Principal International Equity ETF
PIEQ
+$19M
5
BCHP icon
Principal Focused Blue Chip ETF
BCHP
+$18.9M

Top Sells

Rank Stock Value
1
SPMO icon
Invesco S&P 500 Momentum ETF
SPMO
+$20.7M
2
PSET icon
Principal Exchange-Traded Funds Principal Quality ETF
PSET
+$18.7M
3
IWY icon
iShares Russell Top 200 Growth ETF
IWY
+$11.6M
4
IUSV icon
iShares Core S&P US Value ETF
IUSV
+$11M
5
MLPX icon
Global X MLP & Energy Infrastructure ETF
MLPX
+$8.76M

Sector Composition

Rank Sector Weight
1 Technology 8.7%
2 Financials 4.45%
3 Consumer Discretionary 3.26%
4 Healthcare 3.17%
5 Communication Services 3.11%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
FTAI icon
2151
FTAI Aviation
FTAI
$21.8B
– –
-746
Closed -$124K
FTC icon
2152
First Trust Large Cap Growth AlphaDEX Fund
FTC
$1.29B
– –
-104
Closed -$16.7K
FTDR icon
2153
Frontdoor
FTDR
$5.22B
– –
-691
Closed -$46.5K
FTF
2154
Franklin Limited Duration Income Trust
FTF
$233M
– –
-12,031
Closed -$76.6K
FTI icon
2155
TechnipFMC
FTI
$28.9B
– –
-1,624
Closed -$64.1K
FTLS icon
2156
First Trust Long/Short Equity ETF
FTLS
$2.46B
– –
-1,061
Closed -$74.2K
FTQI icon
2157
First Trust Exchange-Traded Fund VI First Trust Hedged BuyWrite Income ETF
FTQI
$914M
– –
-3,192
Closed -$65.8K
FTRE icon
2158
Fortrea Holdings
FTRE
$1.96B
– –
-9,891
Closed -$83.3K
FTS icon
2159
Fortis
FTS
$29.7B
– –
-158
Closed -$8.02K
FTSD icon
2160
Franklin Short Duration US Government ETF
FTSD
$300M
– –
-1,328
Closed -$121K
FTV icon
2161
Fortive
FTV
$19.5B
– –
-527
Closed -$25.8K
FTXL icon
2162
First Trust Nasdaq Semiconductor ETF
FTXL
$2.05B
– –
-457
Closed -$51.1K
FTXN icon
2163
First Trust Nasdaq Oil & Gas ETF
FTXN
$159M
– –
-3,484
Closed -$99.2K
FTXO icon
2164
First Trust Nasdaq Bank ETF
FTXO
$308M
– –
-5,164
Closed -$184K
FTXR icon
2165
First Trust Nasdaq Transportation ETF
FTXR
$1.09B
– –
-606
Closed -$21.2K
FUBO icon
2166
FuboTV Inc
FUBO
$266M
– –
-9
Closed -$427
FULT icon
2167
Fulton Financial
FULT
$4.73B
– –
-2,241
Closed -$41.8K
FUMB icon
2168
First Trust Ultra Short Duration Municipal ETF
FUMB
$246M
– –
-1,763
Closed -$35.4K
FUTU icon
2169
Futu Holdings
FUTU
$14.3B
– –
-904
Closed -$157K
FUTY icon
2170
Fidelity MSCI Utilities Index ETF
FUTY
$2.37B
– –
-2,740
Closed -$155K
FVAL icon
2171
Fidelity Value Factor ETF
FVAL
$1.3B
– –
-726
Closed -$50K
FVRR icon
2172
Fiverr
FVRR
$417M
– –
-67
Closed -$1.64K
FWONA icon
2173
Liberty Media Series A
FWONA
$23.3B
– –
-1,386
Closed -$132K
FXD icon
2174
First Trust Consumer Discretionary AlphaDEX Fund
FXD
$276M
– –
-565
Closed -$38.5K
FXG icon
2175
First Trust Consumer Staples AlphaDEX Fund
FXG
$235M
– –
-389
Closed -$24.4K
85 86
87
88 89

Similar funds

CIA
Capital Investment Advisors Atlanta, Georgia $6.84B AUM 17.28% 1-Year Est. Return
GAM
Groupama Asset Management Paris, France $6.85B AUM 43.37% 1-Year Est. Return
CF
Cantor Fitzgerald New York $6.78B AUM 29.01% 1-Year Est. Return
JCAM
Jericho Capital Asset Management New York $6.76B AUM 88.1% 1-Year Est. Return
AG
AIA Group Hong Kong $6.88B AUM 20.97% 1-Year Est. Return
CIMLRA
CBRE Investment Management Listed Real Assets Radnor, Pennsylvania $6.75B AUM 8.88% 1-Year Est. Return
TAM
Tocqueville Asset Management New York $6.74B AUM 32.29% 1-Year Est. Return
AMH
Aspex Management (HK) Central, Hong Kong $6.9B AUM 28.37% 1-Year Est. Return

Principal Securities's Q4 2025 Portfolio in Review

As of Q4 2025, Principal Securities held 3,741 positions worth $6.48B, up 6.8% from $6.07B the previous quarter. Its ten largest holdings account for 22% of the portfolio.

Principal Securities deployed $322M of net new capital in Q4 2025, opening 9 new positions and adding to 908 existing holdings. Its largest new stake was Global X Russell 2000 Covered Call ETF: 280,831 shares worth $4.3M.

By sector, the portfolio is most concentrated in Technology at 8.7% of assets, down from 8.8% a quarter earlier, followed by Financials and Consumer Discretionary.

On the sell side, the largest reduction was Invesco S&P 500 Momentum ETF, an estimated $20.7M trimmed.

  • Principal Securities's largest Q4 2025 buy was Global X Russell 2000 Covered Call ETF: 280,831 shares worth $4.3M.
  • Principal Securities added most to Principal Capital Appreciation Select ETF in Q4 2025, an estimated $62.9M increase.
  • Principal Securities's biggest Q4 2025 reduction was Invesco S&P 500 Momentum ETF, cutting an estimated $20.7M.
  • Principal Securities fully exited Goldman Sachs ActiveBeta World Equity ETF in Q4 2025, selling an estimated $6.39M.
  • Principal Securities's ten largest holdings make up 22% of its $6.48B portfolio in Q4 2025.
  • Principal Securities opened 9 new positions and closed 2,395 in Q4 2025.
  • Principal Securities's portfolio value rose 6.8% quarter-over-quarter to $6.48B.

Based on Principal Securities's 13F filing for Q4 2025, filed 12 Feb 2026.