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Principal Securities’s First Trust Ultra Short Duration Municipal ETF FUMB Stock Holding History

Principal Securities’s Portfolio FUMB Stock Details FUMB Fund Activity
Bought
Maintained
Sold
Quarter Market Value Status Shares Change in
Stake 		Trade Value Portfolio Weight Portfolio Position
2025
Q4 		– Sell
-1,763
Closed -$35.4K – 2169
2025
Q3 		$35.4K Hold
1,763
– – ﹤0.01% 2128
2025
Q2 		$35.4K Buy
1,763
+38
+2% +$763 ﹤0.01% 2042
2025
Q1 		$34.7K Hold
1,725
– – ﹤0.01% 1926
2024
Q4 		$34.7K Hold
1,725
– – ﹤0.01% 1922
2024
Q3 		$34.7K Hold
1,725
– – ﹤0.01% 1849
2024
Q2 		$34.6K Buy
1,725
+25
+1% +$502 ﹤0.01% 1792
2024
Q1 		$34.1K Hold
1,700
– – ﹤0.01% 1736
2023
Q4 		$34.1K Buy
+1,700
New +$34K ﹤0.01% 1650

Other funds holding FUMB

LPL Financial
LPL Financial San Diego, California $377B AUM 19.32% 1-Year Est. Return
Morgan Stanley
Morgan Stanley New York $1.66T AUM 25.57% 1-Year Est. Return
Wells Fargo
Wells Fargo San Francisco, California $530B AUM 22.01% 1-Year Est. Return
NA
NewEdge Advisors New Orleans, Louisiana $27.7B AUM 22.98% 1-Year Est. Return
XF
XML Financial Bethesda, Maryland $1.37B AUM 28.49% 1-Year Est. Return
Royal Bank of Canada
Royal Bank of Canada Toronto, Ontario, Canada $570B AUM 27.57% 1-Year Est. Return
Raymond James Financial
Raymond James Financial St Petersburg, Florida $324B AUM 22.36% 1-Year Est. Return
JP Morgan Chase
JP Morgan Chase New York $1.56T AUM 27.86% 1-Year Est. Return
Osaic Holdings
Osaic Holdings Scottsdale, Arizona $68.3B AUM 20.5% 1-Year Est. Return
Commonwealth Equity Services
Commonwealth Equity Services Waltham, Massachusetts $71.6B AUM 21.08% 1-Year Est. Return

Principal Securities's FUMB Position: Q4 2025 in Review

Principal Securities sold out of First Trust Ultra Short Duration Municipal ETF (FUMB) in Q4 2025, closing a stake of 1,763 shares — an estimated $35.4K sold.

Principal Securities first reported a position in FUMB in Q4 2023 and held it in 8 quarters. The position peaked at $35.4K in Q3 2025. 88 funds tracked by Wall St. Rank hold FUMB as of Q4 2025.

  • Principal Securities reported no remaining First Trust Ultra Short Duration Municipal ETF position as of Q4 2025 after selling out during the quarter.
  • Principal Securities sold 1,763 First Trust Ultra Short Duration Municipal ETF shares in Q4 2025, an estimated $35.4K.
  • Principal Securities first reported a position in First Trust Ultra Short Duration Municipal ETF in Q4 2023 and held it in 8 quarters.
  • Principal Securities's First Trust Ultra Short Duration Municipal ETF position peaked at $35.4K in Q3 2025.
  • 88 funds tracked by Wall St. Rank held First Trust Ultra Short Duration Municipal ETF as of Q4 2025.

Based on Principal Securities's 13F filing for Q4 2025, filed 12 Feb 2026.