Principal Securities’s First Trust Consumer Discretionary AlphaDEX Fund FXD Stock Holding History

Principal Securities’s Portfolio FXD Stock Details FXD Fund Activity

Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Change in Stake	Trade Value	Portfolio Weight	Portfolio Position
2025 Q4	–	Sell	-565	Closed	-$38.5K	–	2175
2025 Q3	$38.5K	Hold	565	–	–	﹤0.01%	2075
2025 Q2	$35.8K	Hold	565	–	–	﹤0.01%	2036
2025 Q1	$36.5K	Hold	565	–	–	﹤0.01%	1903
2024 Q4	$36.5K	Hold	565	–	–	﹤0.01%	1899
2024 Q3	$35.8K	Hold	565	–	–	﹤0.01%	1840
2024 Q2	$33.8K	Hold	565	–	–	﹤0.01%	1804
2024 Q1	$36.5K	Hold	565	–	–	﹤0.01%	1710
2023 Q4	$33.3K	Buy	+565	New	+$29.7K	﹤0.01%	1667

Other funds holding FXD

Wells Fargo San Francisco, California $530B AUM 22.01% 1-Year Est. Return

Morgan Stanley New York $1.66T AUM 25.57% 1-Year Est. Return

Raymond James Financial St Petersburg, Florida $324B AUM 22.36% 1-Year Est. Return

LPL Financial San Diego, California $377B AUM 19.32% 1-Year Est. Return

Bank of America Charlotte, North Carolina $1.37T AUM 24.88% 1-Year Est. Return

VCM

Virtue Capital Management Brentwood, Tennessee $657M AUM 24.18% 1-Year Est. Return

Stifel Financial St. Louis, Missouri $109B AUM 21.36% 1-Year Est. Return

Janney Montgomery Scott Philadelphia, Pennsylvania $40.4B AUM 21.2% 1-Year Est. Return

IPW

IronBridge Private Wealth Austin, Texas $310M AUM 41.13% 1-Year Est. Return

JP Morgan Chase New York $1.56T AUM 27.86% 1-Year Est. Return

Principal Securities's FXD Position: Q4 2025 in Review

Principal Securities sold out of First Trust Consumer Discretionary AlphaDEX Fund (FXD) in Q4 2025, closing a stake of 565 shares — an estimated $38.5K sold.

Principal Securities first reported a position in FXD in Q4 2023 and held it in 8 quarters. The position peaked at $38.5K in Q3 2025. 116 funds tracked by Wall St. Rank hold FXD as of Q4 2025.

Principal Securities reported no remaining First Trust Consumer Discretionary AlphaDEX Fund position as of Q4 2025 after selling out during the quarter.
Principal Securities sold 565 First Trust Consumer Discretionary AlphaDEX Fund shares in Q4 2025, an estimated $38.5K.
Principal Securities first reported a position in First Trust Consumer Discretionary AlphaDEX Fund in Q4 2023 and held it in 8 quarters.
Principal Securities's First Trust Consumer Discretionary AlphaDEX Fund position peaked at $38.5K in Q3 2025.
116 funds tracked by Wall St. Rank held First Trust Consumer Discretionary AlphaDEX Fund as of Q4 2025.

Based on Principal Securities's 13F filing for Q4 2025, filed 12 Feb 2026.