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Principal Securities’s First Trust Nasdaq Bank ETF FTXO Stock Holding History

Principal Securities’s Portfolio FTXO Stock Details FTXO Fund Activity
Bought
Maintained
Sold
Quarter Market Value Status Shares Change in
Stake 		Trade Value Portfolio Weight Portfolio Position
2025
Q4 		– Sell
-5,164
Closed -$184K – 2165
2025
Q3 		$184K Buy
5,164
+148
+3% +$5.15K ﹤0.01% 1328
2025
Q2 		$166K Buy
5,016
+574
+13% +$17.3K ﹤0.01% 1315
2025
Q1 		$141K Hold
4,442
– – ﹤0.01% 1276
2024
Q4 		$141K Buy
4,442
+3,034
+215% +$97.3K ﹤0.01% 1273
2024
Q3 		$40.9K Buy
1,408
+83
+6% +$2.36K ﹤0.01% 1782
2024
Q2 		$35.2K Hold
1,325
– – ﹤0.01% 1783
2024
Q1 		$36K Hold
1,325
– – ﹤0.01% 1716
2023
Q4 		$33.5K Buy
+1,325
New +$29K ﹤0.01% 1660

Other funds holding FTXO

LPL Financial
LPL Financial San Diego, California $445B AUM 25.58% 1-Year Est. Return
Morgan Stanley
Morgan Stanley New York $1.89T AUM 35.08% 1-Year Est. Return
Wells Fargo
Wells Fargo San Francisco, California $617B AUM 30.33% 1-Year Est. Return
Envestnet Asset Management
Envestnet Asset Management Chicago, Illinois $424B AUM 22.9% 1-Year Est. Return
Bank of America
Bank of America Charlotte, North Carolina $1.55T AUM 33.47% 1-Year Est. Return
UBS Group
UBS Group Zurich, Switzerland $786B AUM 40.34% 1-Year Est. Return
TS
TradeWell Securities Fort Wayne, Indiana $280M AUM 29.59% 1-Year Est. Return
WWMSC
Wagner Wealth Management (South Carolina) Greenville, South Carolina $541M AUM 12.14% 1-Year Est. Return
Raymond James Financial
Raymond James Financial St Petersburg, Florida $369B AUM 28.27% 1-Year Est. Return
Cetera Investment Advisers
Cetera Investment Advisers Schaumburg, Illinois $110B AUM 26.29% 1-Year Est. Return

Principal Securities's FTXO Position: Q4 2025 in Review

Principal Securities sold out of First Trust Nasdaq Bank ETF (FTXO) in Q4 2025, closing a stake of 5,164 shares — an estimated $184K sold.

Principal Securities first reported a position in FTXO in Q4 2023 and held it in 8 quarters. The position peaked at $184K in Q3 2025. 115 funds tracked by Wall St. Rank hold FTXO as of Q4 2025.

  • Principal Securities reported no remaining First Trust Nasdaq Bank ETF position as of Q4 2025 after selling out during the quarter.
  • Principal Securities sold 5,164 First Trust Nasdaq Bank ETF shares in Q4 2025, an estimated $184K.
  • Principal Securities first reported a position in First Trust Nasdaq Bank ETF in Q4 2023 and held it in 8 quarters.
  • Principal Securities's First Trust Nasdaq Bank ETF position peaked at $184K in Q3 2025.
  • 115 funds tracked by Wall St. Rank held First Trust Nasdaq Bank ETF as of Q4 2025.

Based on Principal Securities's 13F filing for Q4 2025, filed 12 Feb 2026.