Principal Securities’s First Trust Nasdaq Bank ETF FTXO Stock Holding History

Principal Securities’s Portfolio FTXO Stock Details FTXO Fund Activity

Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Change in Stake	Trade Value	Portfolio Weight	Portfolio Position
2025 Q4	–	Sell	-5,164	Closed	-$184K	–	2165
2025 Q3	$184K	Buy	5,164 +148	+3%	+$5.15K	﹤0.01%	1328
2025 Q2	$166K	Buy	5,016 +574	+13%	+$17.3K	﹤0.01%	1315
2025 Q1	$141K	Hold	4,442	–	–	﹤0.01%	1276
2024 Q4	$141K	Buy	4,442 +3,034	+215%	+$97.3K	﹤0.01%	1273
2024 Q3	$40.9K	Buy	1,408 +83	+6%	+$2.36K	﹤0.01%	1782
2024 Q2	$35.2K	Hold	1,325	–	–	﹤0.01%	1783
2024 Q1	$36K	Hold	1,325	–	–	﹤0.01%	1716
2023 Q4	$33.5K	Buy	+1,325	New	+$29K	﹤0.01%	1660

Other funds holding FTXO

LPL Financial San Diego, California $377B AUM 19.32% 1-Year Est. Return

Morgan Stanley New York $1.66T AUM 25.57% 1-Year Est. Return

Wells Fargo San Francisco, California $530B AUM 22.01% 1-Year Est. Return

Envestnet Asset Management Chicago, Illinois $374B AUM 17.66% 1-Year Est. Return

Bank of America Charlotte, North Carolina $1.37T AUM 24.88% 1-Year Est. Return

UBS Group Zurich, Switzerland $666B AUM 30.12% 1-Year Est. Return

TradeWell Securities Fort Wayne, Indiana $237M AUM 24.02% 1-Year Est. Return

WWMSC

Wagner Wealth Management (South Carolina) Greenville, South Carolina $495M AUM 8.72% 1-Year Est. Return

Raymond James Financial St Petersburg, Florida $324B AUM 22.36% 1-Year Est. Return

Cetera Investment Advisers Schaumburg, Illinois $94B AUM 20.14% 1-Year Est. Return

Principal Securities's FTXO Position: Q4 2025 in Review

Principal Securities sold out of First Trust Nasdaq Bank ETF (FTXO) in Q4 2025, closing a stake of 5,164 shares — an estimated $184K sold.

Principal Securities first reported a position in FTXO in Q4 2023 and held it in 8 quarters. The position peaked at $184K in Q3 2025. 115 funds tracked by Wall St. Rank hold FTXO as of Q4 2025.

Principal Securities reported no remaining First Trust Nasdaq Bank ETF position as of Q4 2025 after selling out during the quarter.
Principal Securities sold 5,164 First Trust Nasdaq Bank ETF shares in Q4 2025, an estimated $184K.
Principal Securities first reported a position in First Trust Nasdaq Bank ETF in Q4 2023 and held it in 8 quarters.
Principal Securities's First Trust Nasdaq Bank ETF position peaked at $184K in Q3 2025.
115 funds tracked by Wall St. Rank held First Trust Nasdaq Bank ETF as of Q4 2025.

Based on Principal Securities's 13F filing for Q4 2025, filed 12 Feb 2026.