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Principal Securities Portfolio holdings

AUM $6.82B
1-Year Est. Return 17.15%
This Fund
S&P 500
This Quarter Est. Return
+9.41%
1 Year Est. Return
+17.15%
3 Year Est. Return
–
5 Year Est. Return
–
10 Year Est. Return
–
AUM
$5.32B
AUM Growth
+$853M
Cap. Flow
+$559M
Cap. Flow %
10.5%
Top 10 Hldgs %
20.87%
Holding
3,942
New
394
Increased
1,802
Reduced
1,112
Closed
269

Top Buys

Rank Stock Value
1
IVV icon
iShares Core S&P 500 ETF
IVV
+$39.3M
2
IUSV icon
iShares Core S&P US Value ETF
IUSV
+$35.7M
3
PIEQ
Principal International Equity ETF
PIEQ
+$32.3M
4
PSC icon
Principal Exchange-Traded Funds Principal US Small-Cap ETF
PSC
+$27.2M
5
BCHP icon
Principal Focused Blue Chip ETF
BCHP
+$25.5M

Top Sells

Rank Stock Value
1
SPYG icon
State Street SPDR Portfolio S&P 500 Growth ETF
SPYG
+$40.3M
2
IWY icon
iShares Russell Top 200 Growth ETF
IWY
+$32.3M
3
XMMO icon
Invesco S&P MidCap Momentum ETF
XMMO
+$25.6M
4
USMC icon
Principal Exchange-Traded Funds Principal US Mega-Cap ETF
USMC
+$21M
5
IDEV icon
iShares Core MSCI International Developed Markets ETF
IDEV
+$18.3M

Sector Composition

Rank Sector Weight
1 Technology 8.74%
2 Financials 4.78%
3 Consumer Discretionary 3.64%
4 Healthcare 3.15%
5 Communication Services 2.87%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
ISMD icon
2026
Inspire Small/Mid Cap Impact ETF
ISMD
$337M
$36.6K ﹤0.01%
1,029
-658
-39% -$22.1K
MDU icon
2027
MDU Resources
MDU
$4.31B
$36.5K ﹤0.01%
2,189
+719
+49% +$12.1K
CNX icon
2028
CNX Resources
CNX
$4.84B
$36.3K ﹤0.01%
1,078
-1,406
-57% -$44.3K
FAN icon
2029
First Trust Global Wind Energy ETF
FAN
$272M
$36.3K ﹤0.01%
+2,000
New +$33K
FFA
2030
First Trust Enhanced Equity Income Fund
FFA
$449M
$36.2K ﹤0.01%
1,768
– –
SMAY icon
2031
FT Vest US Small Cap Moderate Buffer ETF May
SMAY
$110M
$36.1K ﹤0.01%
1,507
– –
PPLI
2032
People Inc
PPLI
$3.13B
$36.1K ﹤0.01%
967
+496
+105% +$17.9K
ITDF icon
2033
iShares LifePath Target Date 2050 ETF
ITDF
$82.6M
$36.1K ﹤0.01%
1,055
– –
BIRK icon
2034
Birkenstock
BIRK
$7.7B
$36K ﹤0.01%
732
+703
+2,424% +$36.1K
PHT
2035
DELISTED
Pioneer High Income Fund
PHT
$36K ﹤0.01%
4,447
-701
-14% -$5.42K
FXD icon
2036
First Trust Consumer Discretionary AlphaDEX Fund
FXD
$276M
$35.8K ﹤0.01%
565
– –
FIVN icon
2037
FIVE9
FIVN
$2.08B
$35.8K ﹤0.01%
1,353
+1,271
+1,550% +$33.1K
RTH icon
2038
VanEck Retail ETF
RTH
$254M
$35.8K ﹤0.01%
150
– –
TILE icon
2039
Interface
TILE
$2B
$35.8K ﹤0.01%
1,710
+250
+17% +$4.95K
LNTH icon
2040
Lantheus
LNTH
$6.68B
$35.8K ﹤0.01%
437
+110
+34% +$9.66K
FXU icon
2041
First Trust Utilities AlphaDEX Fund
FXU
$836M
$35.6K ﹤0.01%
840
-7
-0.8% -$291
FUMB icon
2042
First Trust Ultra Short Duration Municipal ETF
FUMB
$246M
$35.4K ﹤0.01%
1,763
+38
+2% +$763
DDWM icon
2043
WisdomTree Dynamic International Equity Fund
DDWM
$1.48B
$35.4K ﹤0.01%
892
– –
HTH icon
2044
Hilltop Holdings
HTH
$2.28B
$35.3K ﹤0.01%
1,164
+391
+51% +$11.6K
LSTR icon
2045
Landstar System
LSTR
$6.29B
$35.3K ﹤0.01%
254
-27
-10% -$3.74K
OCTH icon
2046
Innovator Premium Income 20 Barrier ETF October
OCTH
$18.1M
$35.3K ﹤0.01%
1,475
– –
LEMB icon
2047
iShares JPMorgan EM Local Currency Bond ETF
LEMB
$736M
$35.1K ﹤0.01%
869
+18
+2% +$698
B
2048
Barrick Mining
B
$61.5B
$35K ﹤0.01%
1,681
-3,167
-65% -$61.9K
FOUR icon
2049
Shift4
FOUR
$4.35B
$35K ﹤0.01%
353
-53
-13% -$4.62K
AFRM icon
2050
Affirm
AFRM
$24.2B
$34.9K ﹤0.01%
505
+96
+23% +$4.98K
80 81
82
83 84

Similar funds

CIA
Capital Investment Advisors Atlanta, Georgia $6.84B AUM 17.28% 1-Year Est. Return
GAM
Groupama Asset Management Paris, France $6.85B AUM 43.37% 1-Year Est. Return
CF
Cantor Fitzgerald New York $6.78B AUM 29.01% 1-Year Est. Return
JCAM
Jericho Capital Asset Management New York $6.76B AUM 88.1% 1-Year Est. Return
AG
AIA Group Hong Kong $6.88B AUM 20.97% 1-Year Est. Return
CIMLRA
CBRE Investment Management Listed Real Assets Radnor, Pennsylvania $6.75B AUM 8.88% 1-Year Est. Return
TAM
Tocqueville Asset Management New York $6.74B AUM 32.29% 1-Year Est. Return
AMH
Aspex Management (HK) Central, Hong Kong $6.9B AUM 28.37% 1-Year Est. Return

Principal Securities's Q2 2025 Portfolio in Review

As of Q2 2025, Principal Securities held 3,942 positions worth $5.32B, up 19% from $4.47B the previous quarter. Its ten largest holdings account for 21% of the portfolio.

Principal Securities deployed $559M of net new capital in Q2 2025, opening 394 new positions and adding to 1,802 existing holdings. Its largest new stake was Principal Capital Appreciation Select ETF: 401,778 shares worth $10.8M.

By sector, the portfolio is most concentrated in Technology at 8.7% of assets, up from 8.2% a quarter earlier, followed by Financials and Consumer Discretionary.

On the sell side, the largest reduction was State Street SPDR Portfolio S&P 500 Growth ETF, an estimated $40.3M trimmed.

  • Principal Securities's largest Q2 2025 buy was Principal Capital Appreciation Select ETF: 401,778 shares worth $10.8M.
  • Principal Securities added most to iShares Core S&P 500 ETF in Q2 2025, an estimated $39.3M increase.
  • Principal Securities's biggest Q2 2025 reduction was State Street SPDR Portfolio S&P 500 Growth ETF, cutting an estimated $40.3M.
  • Principal Securities fully exited Discover Financial Services in Q2 2025, selling an estimated $1.79M.
  • Principal Securities's ten largest holdings make up 21% of its $5.32B portfolio in Q2 2025.
  • Principal Securities opened 394 new positions and closed 269 in Q2 2025.
  • Principal Securities's portfolio value rose 19% quarter-over-quarter to $5.32B.

Based on Principal Securities's 13F filing for Q2 2025, filed 11 Aug 2025.