PS
FFA

Principal Securities’s First Trust Enhanced Equity Income Fund FFA Stock Holding History

Principal Securities’s Portfolio FFA Stock Details FFA Fund Activity
Bought
Maintained
Sold
Quarter Market Value Status Shares Change in
Stake 		Trade Value Portfolio Weight Portfolio Position
2025
Q4 		– Sell
-1,768
Closed -$38K – 2077
2025
Q3 		$38K Hold
1,768
– – ﹤0.01% 2084
2025
Q2 		$36.2K Hold
1,768
– – ﹤0.01% 2030
2025
Q1 		$36.6K Hold
1,768
– – ﹤0.01% 1902
2024
Q4 		$36.6K Hold
1,768
– – ﹤0.01% 1898
2024
Q3 		$36K Hold
1,768
– – ﹤0.01% 1833
2024
Q2 		$35.2K Hold
1,768
– – ﹤0.01% 1782
2024
Q1 		$33.4K Hold
1,768
– – ﹤0.01% 1747
2023
Q4 		$32.3K Buy
+1,768
New +$30.5K ﹤0.01% 1678

Other funds holding FFA

Morgan Stanley
Morgan Stanley New York $1.66T AUM 25.57% 1-Year Est. Return
EF
Exeter Financial Scottsdale, Arizona $261M AUM 20.48% 1-Year Est. Return
Wells Fargo
Wells Fargo San Francisco, California $530B AUM 22.01% 1-Year Est. Return
Invesco
Invesco Atlanta, Georgia $1.02T AUM 30.18% 1-Year Est. Return
SFS
Shaker Financial Services Arlington, Virginia $319M AUM 3.9% 1-Year Est. Return
UBS Group
UBS Group Zurich, Switzerland $666B AUM 30.12% 1-Year Est. Return
Raymond James Financial
Raymond James Financial St Petersburg, Florida $324B AUM 22.36% 1-Year Est. Return
Royal Bank of Canada
Royal Bank of Canada Toronto, Ontario, Canada $570B AUM 27.57% 1-Year Est. Return
NSIM
North Star Investment Management Chicago, Illinois $1.65B AUM 20.56% 1-Year Est. Return
GC
Guggenheim Capital Chicago, Illinois $12.9B AUM 27.3% 1-Year Est. Return

Principal Securities's FFA Position: Q4 2025 in Review

Principal Securities sold out of First Trust Enhanced Equity Income Fund (FFA) in Q4 2025, closing a stake of 1,768 shares — an estimated $38K sold.

Principal Securities first reported a position in FFA in Q4 2023 and held it in 8 quarters. The position peaked at $38K in Q3 2025. 69 funds tracked by Wall St. Rank hold FFA as of Q4 2025.

  • Principal Securities reported no remaining First Trust Enhanced Equity Income Fund position as of Q4 2025 after selling out during the quarter.
  • Principal Securities sold 1,768 First Trust Enhanced Equity Income Fund shares in Q4 2025, an estimated $38K.
  • Principal Securities first reported a position in First Trust Enhanced Equity Income Fund in Q4 2023 and held it in 8 quarters.
  • Principal Securities's First Trust Enhanced Equity Income Fund position peaked at $38K in Q3 2025.
  • 69 funds tracked by Wall St. Rank held First Trust Enhanced Equity Income Fund as of Q4 2025.

Based on Principal Securities's 13F filing for Q4 2025, filed 12 Feb 2026.