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Principal Securities Portfolio holdings
AUM
$8.31B
Turnover
14.93%
1-Year Est. Return
21.94%
This Fund
S&P 500
This Quarter
Est. Return
-1.56%
1 Year Est. Return
+21.94%
3 Year Est. Return
–
5 Year Est. Return
–
10 Year Est. Return
–
AUM
$6.82B
AUM Growth
+$336M
(+5.2%)
Cap. Flow
+$519M
Cap. Flow
% of AUM
7.62%
Top 10 Holdings %
Top 10 Hldgs %
21.92%
Holding
1,483
New
138
Increased
817
Reduced
439
Closed
72
Avg Time Held
1.9
years
Top 10 Avg Time Held
1.4
years
Top 20 Avg Time Held
1.6
years
Top Buys
| Rank | Stock | Value |
|---|---|---|
| 1 |
Principal Capital Appreciation Select ETF
LCAP
|
+$56.3M |
| 2 |
Principal Exchange-Traded Funds Principal US Mega-Cap ETF
USMC
|
+$17.8M |
| 3 |
Principal Investment Grade Corporate Active ETF
IG
|
+$14.5M |
| 4 |
Principal International Equity ETF
PIEQ
|
+$14.4M |
| 5 |
Principal Exchange-Traded Funds Principal Value ETF
PY
|
+$14.2M |
Top Sells
| Rank | Stock | Value |
|---|---|---|
| 1 |
State Street SPDR Portfolio S&P 500 Growth ETF
SPYG
|
+$25.5M |
| 2 |
iShares S&P 100 ETF
OEF
|
+$13.1M |
| 3 |
Vanguard Consumer Staples ETF
VDC
|
+$11.7M |
| 4 |
State Street SPDR Portfolio High Yield Bond ETF
SPHY
|
+$10.5M |
| 5 |
iShares Broad USD High Yield Corporate Bond ETF
USHY
|
+$10.2M |
Sector Composition
| Rank | Sector | Weight |
|---|---|---|
| 1 | Miscellaneous | 71.8% |
| 2 | Technology | 8.02% |
| 3 | Financials | 4.14% |
| 4 | Consumer Discretionary | 3.06% |
| 5 | Healthcare | 3.01% |
| Name | Market Value | Portfolio Weight | Shares or Principal |
Change in Stake | Capital Flow | Held Since | |
|---|---|---|---|---|---|---|---|
151
SPDR Gold Trust
GLD
$142B
| $8.69M | 0.13% |
20,189
+2,397
| +13% | +$1.07M |
2023 Q4
9 quarters
|
|
152
Eaton Vance Tax-Managed Buy-Write Opportunities Fund
ETV
$1.72B
| $8.42M | 0.12% |
615,740
-27,382
| -4% | -$394K |
2023 Q4
9 quarters
|
|
153
Global X Artificial Intelligence & Technology ETF
AIQ
$10.2B
| $8.34M | 0.12% |
178,748
+6,916
| +4% | +$347K |
2023 Q4
9 quarters
|
|
154
Global X SuperDividend ETF
SDIV
$1.17B
| $8.34M | 0.12% |
330,082
+54,981
| +20% | +$1.4M |
2023 Q4
9 quarters
|
|
155
KLA
KLAC
$228B
| $8.29M | 0.12% |
56,330
-15,930
| -22% | -$2.33M |
2023 Q4
9 quarters
|
|
156
Simplify Aggregate Bond ETF
AGGH
$493M
| $8.25M | 0.12% |
405,197
+191,365
| +89% | +$3.96M |
2023 Q4
9 quarters
|
|
157
American Express
AXP
$212B
| $8.21M | 0.12% |
27,143
+3,657
| +16% | +$1.23M |
2023 Q4
9 quarters
|
|
158
FT Vest Fund of Buffer ETFs
BUFR
$10.8B
| $8.09M | 0.12% |
239,679
+23,621
| +11% | +$811K |
2023 Q4
9 quarters
|
|
159
Simplify High Yield ETF
CDX
$318M
| $8.07M | 0.12% |
378,392
+151,959
| +67% | +$3.34M |
2024 Q3
6 quarters
|
|
160
iShares 1-3 Year Treasury Bond ETF
SHY
$26.8B
| $8.03M | 0.12% |
97,229
+57,868
| +147% | +$4.79M |
2023 Q4
9 quarters
|
|
161
GS ActiveBeta US Small Cap Equity ETF
GSSC
$1.05B
| $7.92M | 0.12% |
106,209
+8,423
| +9% | +$655K |
2023 Q4
9 quarters
|
|
162
State Street SPDR Bloomberg High Yield Bond ETF
JNK
$5.84B
| $7.89M | 0.12% |
82,381
+12,801
| +18% | +$1.24M |
2023 Q4
9 quarters
|
|
163
First Trust SMID Cap Rising Dividend Achievers ETF
SDVY
$11B
| $7.85M | 0.12% |
198,983
+10,473
| +6% | +$425K |
2023 Q4
9 quarters
|
|
164
Congress Intermediate Bond ETF
CAFX
$311M
| $7.81M | 0.11% |
314,744
-22,743
| -7% | -$569K |
2024 Q4
5 quarters
|
|
165
iShares Gold Trust
IAU
$61.9B
| $7.8M | 0.11% |
88,496
-18,610
| -17% | -$1.71M |
2023 Q4
9 quarters
|
|
166
Morgan Stanley
MS
$286B
| $7.73M | 0.11% |
46,954
+2,404
| +5% | +$416K |
2023 Q4
9 quarters
|
|
167
Vanguard Short-Term Bond ETF
BSV
$45.5B
| $7.66M | 0.11% |
97,631
+7,775
| +9% | +$612K |
2023 Q4
9 quarters
|
|
168
iShares TIPS Bond ETF
TIP
$14.4B
| $7.62M | 0.11% |
69,063
-2,797
| -4% | -$310K |
2023 Q4
9 quarters
|
|
169
Capital Group Global Equity ETF
CGGE
$3.28B
| $7.58M | 0.11% |
248,519
+37,086
| +18% | +$1.19M |
2025 Q3
2 quarters
|
|
170
FT Vest S&P 500 Dividend Aristocrats Target Income ETF
KNG
$3.35B
| $7.53M | 0.11% |
154,675
+149,237
| +2,744% | +$7.58M |
2023 Q4
9 quarters
|
|
171
Capital Group Growth ETF
CGGR
$26.2B
| $7.51M | 0.11% |
186,892
+10,366
| +6% | +$448K |
2023 Q4
9 quarters
|
|
172
State Street Energy Select Sector SPDR ETF
XLE
$42.8B
| $7.5M | 0.11% |
122,380
+69,949
| +133% | +$3.75M |
2023 Q4
9 quarters
|
|
173
Salesforce
CRM
$203B
| $7.45M | 0.11% |
39,907
-1,643
| -4% | -$340K |
2023 Q4
9 quarters
|
|
174
Duke Energy
DUK
$92.7B
| $7.39M | 0.11% |
56,461
+1,520
| +3% | +$190K |
2023 Q4
9 quarters
|
|
175
Parker-Hannifin
PH
$121B
| $7.32M | 0.11% |
8,172
+739
| +10% | +$699K |
2023 Q4
9 quarters
|
|
Similar funds
Principal Securities's Q1 2026 Portfolio in Review
As of Q1 2026, Principal Securities held 1,483 positions worth $6.82B, up 5.2% from $6.48B the previous quarter. Its ten largest holdings account for 22% of the portfolio.
Principal Securities deployed $519M of net new capital in Q1 2026, opening 138 new positions and adding to 817 existing holdings. Its largest new stake was Goldman Sachs MarketBeta International Equity ETF: 186,822 shares worth $13.1M.
By sector, the portfolio is most concentrated in Miscellaneous at 72% of assets, up from 71% a quarter earlier, followed by Technology and Financials.
On the sell side, the largest reduction was State Street SPDR Portfolio S&P 500 Growth ETF, an estimated $25.5M trimmed.
- Principal Securities's largest Q1 2026 buy was Goldman Sachs MarketBeta International Equity ETF: 186,822 shares worth $13.1M.
- Principal Securities added most to Principal Capital Appreciation Select ETF in Q1 2026, an estimated $56.3M increase.
- Principal Securities's biggest Q1 2026 reduction was State Street SPDR Portfolio S&P 500 Growth ETF, cutting an estimated $25.5M.
- Principal Securities fully exited Innovator International Developed Power Buffer ETF April in Q1 2026, selling an estimated $3.32M.
- Principal Securities's ten largest holdings make up 22% of its $6.82B portfolio in Q1 2026.
- Principal Securities opened 138 new positions and closed 72 in Q1 2026.
- Principal Securities's portfolio value rose 5.2% quarter-over-quarter to $6.82B.
Based on Principal Securities's 13F filing for Q1 2026, filed 13 May 2026.