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Principal Securities Portfolio holdings

AUM $6.82B
1-Year Est. Return 17.15%
This Fund
S&P 500
This Quarter Est. Return
+2.02%
1 Year Est. Return
+17.15%
3 Year Est. Return
–
5 Year Est. Return
–
10 Year Est. Return
–
AUM
$6.48B
AUM Growth
+$410M
Cap. Flow
+$322M
Cap. Flow %
4.96%
Top 10 Hldgs %
22.1%
Holding
3,741
New
9
Increased
908
Reduced
405
Closed
2,395

Top Buys

Rank Stock Value
1
LCAP
Principal Capital Appreciation Select ETF
LCAP
+$62.9M
2
IG icon
Principal Investment Grade Corporate Active ETF
IG
+$22M
3
IWX icon
iShares Russell Top 200 Value ETF
IWX
+$19.8M
4
PIEQ
Principal International Equity ETF
PIEQ
+$19M
5
BCHP icon
Principal Focused Blue Chip ETF
BCHP
+$18.9M

Top Sells

Rank Stock Value
1
SPMO icon
Invesco S&P 500 Momentum ETF
SPMO
+$20.7M
2
PSET icon
Principal Exchange-Traded Funds Principal Quality ETF
PSET
+$18.7M
3
IWY icon
iShares Russell Top 200 Growth ETF
IWY
+$11.6M
4
IUSV icon
iShares Core S&P US Value ETF
IUSV
+$11M
5
MLPX icon
Global X MLP & Energy Infrastructure ETF
MLPX
+$8.76M

Sector Composition

Rank Sector Weight
1 Technology 8.7%
2 Financials 4.45%
3 Consumer Discretionary 3.26%
4 Healthcare 3.17%
5 Communication Services 3.11%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
UNH icon
151
UnitedHealth
UNH
$382B
$8.66M 0.13%
26,239
-3,208
-11% -$1.09M
ORCL icon
152
Oracle
ORCL
$331B
$8.6M 0.13%
44,102
-5,497
-11% -$1.31M
CAFX
153
Congress Intermediate Bond ETF
CAFX
$320M
$8.44M 0.13%
337,487
+1,443
+0.4% +$36.2K
FNDF icon
154
Schwab Fundamental International Large Company Index ETF
FNDF
$24.3B
$8.44M 0.13%
186,582
+17,748
+11% +$786K
USMV icon
155
iShares MSCI USA Min Vol Factor ETF
USMV
$23.2B
$8.31M 0.13%
88,242
-1,449
-2% -$136K
FQAL icon
156
Fidelity Quality Factor ETF
FQAL
$1.41B
$8.26M 0.13%
109,218
+106,345
+3,702% +$7.98M
SCHE icon
157
Schwab Emerging Markets Equity ETF
SCHE
$12.3B
$8.18M 0.13%
249,855
+88,898
+55% +$2.96M
QCOM icon
158
Qualcomm
QCOM
$176B
$8.15M 0.13%
47,637
+693
+1% +$119K
COWZ icon
159
Pacer US Cash Cows 100 ETF
COWZ
$18.2B
$7.99M 0.12%
132,869
-23,877
-15% -$1.4M
MS icon
160
Morgan Stanley
MS
$337B
$7.91M 0.12%
44,550
+5,175
+13% +$863K
TIP icon
161
iShares TIPS Bond ETF
TIP
$14.5B
$7.9M 0.12%
71,860
+2,313
+3% +$257K
CGGR icon
162
Capital Group Growth ETF
CGGR
$23.5B
$7.85M 0.12%
176,526
+7,058
+4% +$312K
IYW icon
163
iShares US Technology ETF
IYW
$23.7B
$7.78M 0.12%
38,950
-152
-0.4% -$30.4K
BLCV icon
164
BlackRock Large Cap Value ETF
BLCV
$335M
$7.7M 0.12%
206,448
+202,445
+5,057% +$7.37M
IBM icon
165
IBM
IBM
$202B
$7.54M 0.12%
25,456
+2,367
+10% +$709K
BUFR icon
166
FT Vest Fund of Buffer ETFs
BUFR
$10B
$7.4M 0.11%
216,058
+1,145
+0.5% +$38.7K
GSSC icon
167
GS ActiveBeta US Small Cap Equity ETF
GSSC
$1.03B
$7.4M 0.11%
97,786
+2,280
+2% +$171K
DIS icon
168
Walt Disney
DIS
$165B
$7.34M 0.11%
64,503
-9,894
-13% -$1.09M
ABT icon
169
Abbott
ABT
$180B
$7.32M 0.11%
58,412
+3,388
+6% +$432K
SDVY icon
170
First Trust SMID Cap Rising Dividend Achievers ETF
SDVY
$11.4B
$7.22M 0.11%
188,510
+11,932
+7% +$453K
BAI
171
iShares A.I. Innovation and Tech Active ETF
BAI
$12.9B
$7.22M 0.11%
216,892
+85,670
+65% +$2.97M
IQV icon
172
IQVIA
IQV
$34.7B
$7.13M 0.11%
31,635
-8,649
-21% -$1.88M
RDVI icon
173
FT Vest Rising Dividend Achievers Target Income ETF
RDVI
$3.48B
$7.1M 0.11%
270,747
-19,140
-7% -$495K
C icon
174
Citigroup
C
$222B
$7.1M 0.11%
60,856
+5,214
+9% +$541K
BSV icon
175
Vanguard Short-Term Bond ETF
BSV
$44.6B
$7.08M 0.11%
89,856
+6,131
+7% +$484K
5 6
7
8 9

Similar funds

CIA
Capital Investment Advisors Atlanta, Georgia $6.84B AUM 17.28% 1-Year Est. Return
GAM
Groupama Asset Management Paris, France $6.85B AUM 43.37% 1-Year Est. Return
CF
Cantor Fitzgerald New York $6.78B AUM 29.01% 1-Year Est. Return
JCAM
Jericho Capital Asset Management New York $6.76B AUM 88.1% 1-Year Est. Return
AG
AIA Group Hong Kong $6.88B AUM 20.97% 1-Year Est. Return
CIMLRA
CBRE Investment Management Listed Real Assets Radnor, Pennsylvania $6.75B AUM 8.88% 1-Year Est. Return
TAM
Tocqueville Asset Management New York $6.74B AUM 32.29% 1-Year Est. Return
AMH
Aspex Management (HK) Central, Hong Kong $6.9B AUM 28.37% 1-Year Est. Return

Principal Securities's Q4 2025 Portfolio in Review

As of Q4 2025, Principal Securities held 3,741 positions worth $6.48B, up 6.8% from $6.07B the previous quarter. Its ten largest holdings account for 22% of the portfolio.

Principal Securities deployed $322M of net new capital in Q4 2025, opening 9 new positions and adding to 908 existing holdings. Its largest new stake was Global X Russell 2000 Covered Call ETF: 280,831 shares worth $4.3M.

By sector, the portfolio is most concentrated in Technology at 8.7% of assets, down from 8.8% a quarter earlier, followed by Financials and Consumer Discretionary.

On the sell side, the largest reduction was Invesco S&P 500 Momentum ETF, an estimated $20.7M trimmed.

  • Principal Securities's largest Q4 2025 buy was Global X Russell 2000 Covered Call ETF: 280,831 shares worth $4.3M.
  • Principal Securities added most to Principal Capital Appreciation Select ETF in Q4 2025, an estimated $62.9M increase.
  • Principal Securities's biggest Q4 2025 reduction was Invesco S&P 500 Momentum ETF, cutting an estimated $20.7M.
  • Principal Securities fully exited Goldman Sachs ActiveBeta World Equity ETF in Q4 2025, selling an estimated $6.39M.
  • Principal Securities's ten largest holdings make up 22% of its $6.48B portfolio in Q4 2025.
  • Principal Securities opened 9 new positions and closed 2,395 in Q4 2025.
  • Principal Securities's portfolio value rose 6.8% quarter-over-quarter to $6.48B.

Based on Principal Securities's 13F filing for Q4 2025, filed 12 Feb 2026.