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Principal Securities

Principal Securities Portfolio holdings

AUM $8.59B Turnover 11.87%
1-Year Est. Return 15.31%
This Fund
S&P 500
This Quarter Est. Return
+0.82%
1 Year Est. Return
+15.31%
3 Year Est. Return
+69.77%
5 Year Est. Return
–
10 Year Est. Return
–
AUM
$8.59B
AUM Growth
+$280M
Cap. Flow
+$297M
Cap. Flow %
3.46%
Top 10 Hldgs %
24.92%
Holding
1,651
New
112
Increased
906
Reduced
527
Closed
84
Avg Time Held
2.1 years
Top 10 Avg Time Held
1.6 years
Top 20 Avg Time Held
1.7 years

Top Buys

Rank Stock Value
1
BIL icon
State Street SPDR Bloomberg 1-3 Month T-Bill ETF
BIL
+$64.7M
2
SHV icon
iShares 0-1 Year Treasury Bond ETF
SHV
+$63.5M
3
IVV icon
iShares Core S&P 500 ETF
IVV
+$31M
4
IGV icon
iShares Expanded Tech-Software Sector ETF
IGV
+$19.4M
5
IG icon
Principal Investment Grade Corporate Active ETF
IG
+$17.7M

Top Sells

Rank Stock Value
1
SPYM icon
State Street SPDR Portfolio S&P 500 ETF
SPYM
+$67.3M
2
IXUS icon
iShares Core MSCI Total International Stock ETF
IXUS
+$25M
3
HYG icon
iShares iBoxx $ High Yield Corporate Bond ETF
HYG
+$19.8M
4
QYLD icon
Global X NASDAQ-100 Covered Call ETF
QYLD
+$18.3M
5
ITOT icon
iShares Core S&P Total US Stock Market ETF
ITOT
+$18.2M

Sector Composition

Rank Sector Weight
1 Miscellaneous 72.56%
2 Technology 9.47%
3 Financials 3.9%
4 Healthcare 2.83%
5 Consumer Discretionary 2.59%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow Held Since
STE icon
1626
Steris
STE
$24.6B
– –
-986
Closed -$208K –
STM icon
1627
STMicroelectronics
STM
$41.5B
– –
-13,327
Closed -$998K –
TKO icon
1628
TKO Group
TKO
$14.1B
– –
-2,842
Closed -$572K –
TME icon
1629
Tencent Music
TME
$14.7B
– –
-12,140
Closed -$101K –
TOL icon
1630
Toll Brothers
TOL
$13.6B
– –
-1,258
Closed -$207K –
TRMK icon
1631
Trustmark
TRMK
$2.76B
– –
-4,751
Closed -$219K –
TRP icon
1632
TC Energy
TRP
$67.2B
– –
-5,322
Closed -$353K –
TUA icon
1633
Simplify Short Term Treasury Futures Strategy ETF
TUA
$458M
– –
-135,797
Closed -$2.77M –
USA icon
1634
Liberty All-Star Equity Fund
USA
$1.8B
– –
-41,820
Closed -$243K –
UTHR icon
1635
United Therapeutics
UTHR
$25.3B
– –
-910
Closed -$493K –
VIGI icon
1636
Vanguard International Dividend Appreciation ETF
VIGI
$9.25B
– –
-3,909
Closed -$365K –
VOOG icon
1637
Vanguard S&P 500 Growth ETF
VOOG
$26.4B
– –
-4,799
Closed -$397K –
WWD icon
1638
Woodward
WWD
$19.6B
– –
-482
Closed -$205K –
XOP icon
1639
State Street SPDR S&P Oil & Gas Exploration & Production ETF
XOP
$4.13B
– –
-6,270
Closed -$967K –
XRMI icon
1640
Global X S&P 500 Risk Managed Income ETF
XRMI
$62.7M
– –
-143,132
Closed -$2.46M –
XRT icon
1641
State Street SPDR S&P Retail ETF
XRT
$639M
– –
-2,597
Closed -$228K –
ZBH icon
1642
Zimmer Biomet
ZBH
$19.8B
– –
-2,383
Closed -$205K –
VIK icon
1643
Viking Holdings
VIK
$39.7B
– –
-16,809
Closed -$1.76M –
FCBD icon
1644
Frontier Asset Core Bond ETF
FCBD
$39.9M
– –
-7,930
Closed -$200K –
TCAL icon
1645
T. Rowe Price Capital Appreciation Premium Income ETF
TCAL
$320M
– –
-229,827
Closed -$5.1M –
CAIE icon
1646
Calamos Autocallable Income ETF
CAIE
$1.26B
– –
-45,558
Closed -$1.24M –
SOLS icon
1647
Solstice Advanced Materials
SOLS
$10.5B
– –
-10,162
Closed -$900K –
DDTJ icon
1648
Innovator Equity Dual Directional 10 Buffer ETF - January
DDTJ
$18.1M
– –
-10,277
Closed -$206K –
BKMI icon
1649
BNY Mellon Municipal Intermediate ETF
BKMI
$1.66B
– –
-8,686
Closed -$230K –
SHAZ icon
1650
SharonAI Holdings
SHAZ
$870M
– –
-6,737
Closed -$570K –
62 63 64 65
66

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Principal Securities's Q3 2026 Portfolio in Review

As of Q3 2026, Principal Securities held 1,651 positions worth $8.59B, up 3.4% from $8.31B the previous quarter. Its ten largest holdings account for 25% of the portfolio.

Principal Securities deployed $297M of net new capital in Q3 2026, opening 112 new positions and adding to 906 existing holdings. Its largest new stake was FT Vest Laddered Autocallable Barrier & Income ETF: 245,938 shares worth $5.13M.

By sector, the portfolio is most concentrated in Miscellaneous at 73% of assets, down from 73% a quarter earlier, followed by Technology and Financials.

On the sell side, the largest reduction was State Street SPDR Portfolio S&P 500 ETF, an estimated $67.3M trimmed.

  • Principal Securities's largest Q3 2026 buy was FT Vest Laddered Autocallable Barrier & Income ETF: 245,938 shares worth $5.13M.
  • Principal Securities added most to State Street SPDR Bloomberg 1-3 Month T-Bill ETF in Q3 2026, an estimated $64.7M increase.
  • Principal Securities's biggest Q3 2026 reduction was State Street SPDR Portfolio S&P 500 ETF, cutting an estimated $67.3M.
  • Principal Securities fully exited Global X SuperDividend ETF in Q3 2026, selling an estimated $8.13M.
  • Principal Securities's ten largest holdings make up 25% of its $8.59B portfolio in Q3 2026.
  • Principal Securities opened 112 new positions and closed 84 in Q3 2026.
  • Principal Securities's portfolio value rose 3.4% quarter-over-quarter to $8.59B.

Based on Principal Securities's 13F filing for Q3 2026, filed 12 Nov 2026.