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Principal Securities Portfolio holdings

AUM $6.82B
1-Year Est. Return 17.15%
This Fund
S&P 500
This Quarter Est. Return
+6.62%
1 Year Est. Return
+17.15%
3 Year Est. Return
–
5 Year Est. Return
–
10 Year Est. Return
–
AUM
$6.07B
AUM Growth
+$750M
Cap. Flow
+$423M
Cap. Flow %
6.97%
Top 10 Hldgs %
21.64%
Holding
3,874
New
201
Increased
1,741
Reduced
1,019
Closed
143

Top Buys

Rank Stock Value
1
IVV icon
iShares Core S&P 500 ETF
IVV
+$38.4M
2
BCHP icon
Principal Focused Blue Chip ETF
BCHP
+$28.8M
3
USMC icon
Principal Exchange-Traded Funds Principal US Mega-Cap ETF
USMC
+$24.1M
4
IWY icon
iShares Russell Top 200 Growth ETF
IWY
+$23.7M
5
PIEQ
Principal International Equity ETF
PIEQ
+$23.1M

Top Sells

Rank Stock Value
1
SPMO icon
Invesco S&P 500 Momentum ETF
SPMO
+$34.2M
2
MTUM icon
iShares MSCI USA Momentum Factor ETF
MTUM
+$14.3M
3
EWY icon
iShares MSCI South Korea ETF
EWY
+$10.1M
4
VOX icon
Vanguard Communication Services ETF
VOX
+$9.41M
5
SPYM
State Street SPDR Portfolio S&P 500 ETF
SPYM
+$5.01M

Sector Composition

Rank Sector Weight
1 Technology 8.76%
2 Financials 4.51%
3 Consumer Discretionary 3.45%
4 Communication Services 3.01%
5 Healthcare 2.98%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
CHRD icon
1326
Chord Energy
CHRD
$7.42B
$184K ﹤0.01%
1,856
+27
+1% +$2.84K
FEX icon
1327
First Trust Large Cap Core AlphaDEX Fund
FEX
$1.58B
$184K ﹤0.01%
1,578
– –
FTXO icon
1328
First Trust Nasdaq Bank ETF
FTXO
$305M
$184K ﹤0.01%
5,164
+148
+3% +$5.15K
ALE
1329
DELISTED
Allete
ALE
$184K ﹤0.01%
2,767
+6
+0.2% +$390
TME icon
1330
Tencent Music
TME
$15.3B
$184K ﹤0.01%
7,870
-427
-5% -$9.9K
DFIS icon
1331
Dimensional International Small Cap ETF
DFIS
$5.76B
$183K ﹤0.01%
5,799
-744
-11% -$22.9K
CMS icon
1332
CMS Energy
CMS
$22.9B
$182K ﹤0.01%
2,490
-12
-0.5% -$862
ARE icon
1333
Alexandria Real Estate Equities
ARE
$8.96B
$182K ﹤0.01%
2,186
+661
+43% +$53K
CVNA icon
1334
Carvana
CVNA
$45.9B
$181K ﹤0.01%
2,400
+220
+10% +$15.7K
AEIS icon
1335
Advanced Energy
AEIS
$11.7B
$181K ﹤0.01%
1,062
+174
+20% +$26.2K
IGBH icon
1336
iShares Interest Rate Hedged Long-Term Corporate Bond ETF
IGBH
$202M
$180K ﹤0.01%
7,319
+341
+5% +$8.3K
SEIC icon
1337
SEI Investments
SEIC
$12.2B
$180K ﹤0.01%
2,117
+566
+36% +$50.3K
FXL icon
1338
First Trust Technology AlphaDEX Fund
FXL
$2.49B
$179K ﹤0.01%
1,063
– –
AON icon
1339
Aon
AON
$78.4B
$178K ﹤0.01%
500
-12
-2% -$4.34K
TREX icon
1340
Trex
TREX
$4.57B
$178K ﹤0.01%
3,446
+127
+4% +$7.74K
AAP icon
1341
Advance Auto Parts
AAP
$3.48B
$176K ﹤0.01%
2,874
+162
+6% +$9.58K
ICLR icon
1342
Icon
ICLR
$13B
$176K ﹤0.01%
1,006
+260
+35% +$43.5K
BOOT icon
1343
Boot Barn
BOOT
$4.71B
$176K ﹤0.01%
1,062
+16
+2% +$2.76K
INOD icon
1344
Innodata
INOD
$1.94B
$175K ﹤0.01%
2,274
+2,109
+1,278% +$107K
LKQ icon
1345
LKQ Corp
LKQ
$6.69B
$174K ﹤0.01%
5,706
+405
+8% +$13.3K
SPTI icon
1346
State Street SPDR Portfolio Intermediate Term Treasury ETF
SPTI
$10.5B
$174K ﹤0.01%
6,027
+1,060
+21% +$30.5K
HAL icon
1347
Halliburton
HAL
$26.8B
$174K ﹤0.01%
7,080
+122
+2% +$2.7K
ACLS icon
1348
Axcelis
ACLS
$3.94B
$174K ﹤0.01%
1,781
+630
+55% +$50.7K
GATX icon
1349
GATX Corp
GATX
$6.52B
$174K ﹤0.01%
994
+174
+21% +$28.1K
FEP icon
1350
First Trust Europe AlphaDEX Fund
FEP
$513M
$174K ﹤0.01%
3,391
+117
+4% +$5.78K
52 53
54
55 56

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CIA
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GAM
Groupama Asset Management Paris, France $6.85B AUM 43.37% 1-Year Est. Return
CF
Cantor Fitzgerald New York $6.78B AUM 29.01% 1-Year Est. Return
JCAM
Jericho Capital Asset Management New York $6.76B AUM 88.1% 1-Year Est. Return
AG
AIA Group Hong Kong $6.88B AUM 20.97% 1-Year Est. Return
CIMLRA
CBRE Investment Management Listed Real Assets Radnor, Pennsylvania $6.75B AUM 8.88% 1-Year Est. Return
TAM
Tocqueville Asset Management New York $6.74B AUM 32.29% 1-Year Est. Return
AMH
Aspex Management (HK) Central, Hong Kong $6.9B AUM 28.37% 1-Year Est. Return

Principal Securities's Q3 2025 Portfolio in Review

As of Q3 2025, Principal Securities held 3,874 positions worth $6.07B, up 14% from $5.32B the previous quarter. Its ten largest holdings account for 22% of the portfolio.

Principal Securities deployed $423M of net new capital in Q3 2025, opening 201 new positions and adding to 1,741 existing holdings. Its largest new stake was Capital Group Municipal High-Income ETF: 264,921 shares worth $6.7M.

By sector, the portfolio is most concentrated in Technology at 8.8% of assets, up from 8.7% a quarter earlier, followed by Financials and Consumer Discretionary.

On the sell side, the largest reduction was Invesco S&P 500 Momentum ETF, an estimated $34.2M trimmed.

  • Principal Securities's largest Q3 2025 buy was Capital Group Municipal High-Income ETF: 264,921 shares worth $6.7M.
  • Principal Securities added most to iShares Core S&P 500 ETF in Q3 2025, an estimated $38.4M increase.
  • Principal Securities's biggest Q3 2025 reduction was Invesco S&P 500 Momentum ETF, cutting an estimated $34.2M.
  • Principal Securities fully exited Fidelity Disruptive Technology ETF in Q3 2025, selling an estimated $817K.
  • Principal Securities's ten largest holdings make up 22% of its $6.07B portfolio in Q3 2025.
  • Principal Securities opened 201 new positions and closed 143 in Q3 2025.
  • Principal Securities's portfolio value rose 14% quarter-over-quarter to $6.07B.

Based on Principal Securities's 13F filing for Q3 2025, filed 12 Nov 2025.