Principal Securities’s First Trust Large Cap Core AlphaDEX Fund FEX Stock Holding History

Principal Securities’s Portfolio FEX Stock Details FEX Fund Activity

Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Change in Stake	Trade Value	Portfolio Weight	Portfolio Position
2025 Q4	–	Sell	-1,578	Closed	-$184K	–	2075
2025 Q3	$184K	Hold	1,578	–	–	﹤0.01%	1327
2025 Q2	$174K	Hold	1,578	–	–	﹤0.01%	1290
2025 Q1	$165K	Hold	1,578	–	–	﹤0.01%	1212
2024 Q4	$165K	Hold	1,578	–	–	﹤0.01%	1209
2024 Q3	$164K	Buy	1,578 +28	+2%	+$2.79K	﹤0.01%	1183
2024 Q2	$150K	Hold	1,550	–	–	﹤0.01%	1166
2024 Q1	$154K	Hold	1,550	–	–	﹤0.01%	1120
2023 Q4	$140K	Buy	+1,550	New	+$130K	0.01%	1069

Other funds holding FEX

Morgan Stanley New York $1.66T AUM 25.57% 1-Year Est. Return

LPL Financial San Diego, California $377B AUM 19.32% 1-Year Est. Return

Janney Montgomery Scott Philadelphia, Pennsylvania $40.4B AUM 21.2% 1-Year Est. Return

Wells Fargo San Francisco, California $530B AUM 22.01% 1-Year Est. Return

Raymond James Financial St Petersburg, Florida $324B AUM 22.36% 1-Year Est. Return

Bank of America Charlotte, North Carolina $1.37T AUM 24.88% 1-Year Est. Return

Royal Bank of Canada Toronto, Ontario, Canada $570B AUM 27.57% 1-Year Est. Return

Commonwealth Equity Services Waltham, Massachusetts $71.6B AUM 21.08% 1-Year Est. Return

UBS Group Zurich, Switzerland $666B AUM 30.12% 1-Year Est. Return

HSA

HBK Sorce Advisory Erie, Pennsylvania $5.05B AUM 16.64% 1-Year Est. Return

Principal Securities's FEX Position: Q4 2025 in Review

Principal Securities sold out of First Trust Large Cap Core AlphaDEX Fund (FEX) in Q4 2025, closing a stake of 1,578 shares — an estimated $184K sold.

Principal Securities first reported a position in FEX in Q4 2023 and held it in 8 quarters. The position peaked at $184K in Q3 2025. 218 funds tracked by Wall St. Rank hold FEX as of Q4 2025.

Principal Securities reported no remaining First Trust Large Cap Core AlphaDEX Fund position as of Q4 2025 after selling out during the quarter.
Principal Securities sold 1,578 First Trust Large Cap Core AlphaDEX Fund shares in Q4 2025, an estimated $184K.
Principal Securities first reported a position in First Trust Large Cap Core AlphaDEX Fund in Q4 2023 and held it in 8 quarters.
Principal Securities's First Trust Large Cap Core AlphaDEX Fund position peaked at $184K in Q3 2025.
218 funds tracked by Wall St. Rank held First Trust Large Cap Core AlphaDEX Fund as of Q4 2025.

Based on Principal Securities's 13F filing for Q4 2025, filed 12 Feb 2026.