Principal Securities’s First Trust Large Cap Core AlphaDEX Fund FEX Stock Holding History

Principal Securities’s Portfolio FEX Stock Details FEX Fund Activity

Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Change in Stake	Trade Value	Portfolio Weight	Portfolio Position
2026 Q2	$219K	Buy	+1,564	New	+$207K	﹤0.01%	1474
2025 Q4	–	Sell	-1,578	Closed	-$184K	–	2075
2025 Q3	$184K	Hold	1,578	–	–	﹤0.01%	1327
2025 Q2	$174K	Hold	1,578	–	–	﹤0.01%	1290
2025 Q1	$165K	Hold	1,578	–	–	﹤0.01%	1212
2024 Q4	$165K	Hold	1,578	–	–	﹤0.01%	1209
2024 Q3	$164K	Buy	1,578 +28	+2%	+$2.79K	﹤0.01%	1183
2024 Q2	$150K	Hold	1,550	–	–	﹤0.01%	1166
2024 Q1	$154K	Hold	1,550	–	–	﹤0.01%	1120
2023 Q4	$140K	Buy	+1,550	New	+$130K	0.01%	1069

Other funds holding FEX

Morgan Stanley New York $1.89T AUM 35.08% 1-Year Est. Return

LPL Financial San Diego, California $445B AUM 25.58% 1-Year Est. Return

Janney Montgomery Scott Philadelphia, Pennsylvania $51.6B AUM 27.34% 1-Year Est. Return

Wells Fargo San Francisco, California $617B AUM 30.33% 1-Year Est. Return

Raymond James Financial St Petersburg, Florida $369B AUM 28.27% 1-Year Est. Return

Bank of America Charlotte, North Carolina $1.55T AUM 33.47% 1-Year Est. Return

Commonwealth Equity Services Waltham, Massachusetts $79.5B AUM 27.1% 1-Year Est. Return

MWM

Modern Wealth Management Lenexa, Kansas $8.4B AUM 21.02% 1-Year Est. Return

Royal Bank of Canada Toronto, Ontario, Canada $672B AUM 33.48% 1-Year Est. Return

UBS Group Zurich, Switzerland $786B AUM 40.34% 1-Year Est. Return

Principal Securities's FEX Position: Q2 2026 in Review

Principal Securities opened a new position in First Trust Large Cap Core AlphaDEX Fund (FEX) in Q2 2026: 1,564 shares worth $219K. The stake represents ﹤0.01% of the portfolio and ranks #1474 among its holdings. This is a return to the name: Principal Securities previously reported a position in FEX as recently as Q3 2025.

Principal Securities first reported a position in FEX in Q4 2023 and has held it in 9 quarters since. 242 funds tracked by Wall St. Rank hold FEX as of Q2 2026.

Principal Securities held 1,564 shares of First Trust Large Cap Core AlphaDEX Fund worth $219K as of Q2 2026.
First Trust Large Cap Core AlphaDEX Fund was a new Principal Securities position in Q2 2026.
First Trust Large Cap Core AlphaDEX Fund made up ﹤0.01% of Principal Securities's portfolio in Q2 2026, its #1474 holding.
Principal Securities first reported a position in First Trust Large Cap Core AlphaDEX Fund in Q4 2023 and has held it in 9 quarters since.
242 funds tracked by Wall St. Rank held First Trust Large Cap Core AlphaDEX Fund as of Q2 2026.

Based on Principal Securities's 13F filing for Q2 2026, filed 4 Aug 2026.