Principal Securities’s Dimensional International Small Cap ETF DFIS Stock Holding History

Principal Securities’s Portfolio DFIS Stock Details DFIS Fund Activity

Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Change in Stake	Trade Value	Portfolio Weight	Portfolio Position
2025 Q4	–	Sell	-5,799	Closed	-$183K	–	1860
2025 Q3	$183K	Sell	5,799 -744	-11%	-$22.9K	﹤0.01%	1331
2025 Q2	$195K	Sell	6,543 -5,622	-46%	-$155K	﹤0.01%	1249
2025 Q1	$299K	Hold	12,165	–	–	0.01%	972
2024 Q4	$299K	Sell	12,165 -1,490	-11%	-$37.9K	0.01%	965
2024 Q3	$366K	Sell	13,655 -8,614	-39%	-$221K	0.01%	865
2024 Q2	$548K	Buy	22,269 +1,727	+8%	+$43.2K	0.02%	670
2024 Q1	$515K	Buy	20,542 +6,495	+46%	+$156K	0.02%	653
2023 Q4	$340K	Buy	+14,047	New	+$312K	0.01%	753

Other funds holding DFIS

Jones Financial Companies Des Peres, Missouri $208B AUM 16.12% 1-Year Est. Return

MMI

Matson Money Inc Mason, Ohio $3.59B AUM 16.37% 1-Year Est. Return

Natixis Advisors Boston, Massachusetts $71.9B AUM 28.03% 1-Year Est. Return

Corient Private Wealth Miami, Florida $69.9B AUM 22.19% 1-Year Est. Return

Envestnet Portfolio Solutions Chicago, Illinois $20.9B AUM 19.34% 1-Year Est. Return

FCBT

First Citizens Bank & Trust Raleigh, North Carolina $6.69B AUM 24.48% 1-Year Est. Return

Creative Planning Overland Park, Kansas $147B AUM 18.73% 1-Year Est. Return

Envestnet Asset Management Chicago, Illinois $374B AUM 17.66% 1-Year Est. Return

PAS

Park Avenue Securities New York $16B AUM 26.77% 1-Year Est. Return

Mather Group Chicago, Illinois $10B AUM 15.14% 1-Year Est. Return

Principal Securities's DFIS Position: Q4 2025 in Review

Principal Securities sold out of Dimensional International Small Cap ETF (DFIS) in Q4 2025, closing a stake of 5,799 shares — an estimated $183K sold.

Principal Securities first reported a position in DFIS in Q4 2023 and held it in 8 quarters. The position peaked at $548K in Q2 2024. 325 funds tracked by Wall St. Rank hold DFIS as of Q4 2025.

Principal Securities reported no remaining Dimensional International Small Cap ETF position as of Q4 2025 after selling out during the quarter.
Principal Securities sold 5,799 Dimensional International Small Cap ETF shares in Q4 2025, an estimated $183K.
Principal Securities first reported a position in Dimensional International Small Cap ETF in Q4 2023 and held it in 8 quarters.
Principal Securities's Dimensional International Small Cap ETF position peaked at $548K in Q2 2024.
325 funds tracked by Wall St. Rank held Dimensional International Small Cap ETF as of Q4 2025.

Based on Principal Securities's 13F filing for Q4 2025, filed 12 Feb 2026.