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Principal Securities Portfolio holdings

AUM $6.82B
1-Year Est. Return 17.15%
This Fund
S&P 500
This Quarter Est. Return
+6.11%
1 Year Est. Return
+17.15%
3 Year Est. Return
–
5 Year Est. Return
–
10 Year Est. Return
–
AUM
$4.14B
AUM Growth
+$507M
Cap. Flow
+$296M
Cap. Flow %
7.17%
Top 10 Hldgs %
22.42%
Holding
3,578
New
189
Increased
1,723
Reduced
908
Closed
144

Top Buys

Rank Stock Value
1
SPYV icon
State Street SPDR Portfolio S&P 500 Value ETF
SPYV
+$31.3M
2
IWX icon
iShares Russell Top 200 Value ETF
IWX
+$27.1M
3
BCHP icon
Principal Focused Blue Chip ETF
BCHP
+$25.4M
4
HDV
iShares Core High Dividend ETF
HDV
+$19.3M
5
PQDI
Principal Spectrum Preferred and Income ETF
PQDI
+$9.31M

Top Sells

Rank Stock Value
1
IWY icon
iShares Russell Top 200 Growth ETF
IWY
+$26.2M
2
SPYG icon
State Street SPDR Portfolio S&P 500 Growth ETF
SPYG
+$26.1M
3
IVV icon
iShares Core S&P 500 ETF
IVV
+$13.7M
4
BBJP icon
JPMorgan BetaBuilders Japan ETF
BBJP
+$9.44M
5
GBIL icon
Goldman Sachs Access Treasury 0-1 Year ETF
GBIL
+$6.61M

Sector Composition

Rank Sector Weight
1 Technology 7.78%
2 Financials 4.3%
3 Consumer Discretionary 3.67%
4 Healthcare 3.64%
5 Industrials 2.58%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
CHTR icon
1301
Charter Communications
CHTR
$15.7B
$123K ﹤0.01%
381
+188
+97% +$63.2K
IIPR icon
1302
Innovative Industrial Properties
IIPR
$1.78B
$122K ﹤0.01%
909
+558
+159% +$67.9K
AXON
1303
Axon Enterprise
AXON
$42.4B
$122K ﹤0.01%
305
+25
+9% +$8.62K
NUMG icon
1304
Nuveen ESG Mid-Cap Growth ETF
NUMG
$348M
$122K ﹤0.01%
2,718
-236
-8% -$10K
FBIN icon
1305
Fortune Brands Innovations
FBIN
$6.14B
$121K ﹤0.01%
1,354
+479
+55% +$36.7K
VCLT icon
1306
Vanguard Long-Term Corporate Bond ETF
VCLT
$8.86B
$121K ﹤0.01%
1,492
+25
+2% +$1.98K
MAA icon
1307
Mid-America Apartment Communities
MAA
$15.5B
$121K ﹤0.01%
761
+108
+17% +$16.5K
FNX icon
1308
First Trust Mid Cap Core AlphaDEX Fund
FNX
$1.38B
$121K ﹤0.01%
1,031
– –
GAPR icon
1309
FT Vest US Equity Moderate Buffer ETF April
GAPR
$289M
$121K ﹤0.01%
3,285
– –
VIOO icon
1310
Vanguard S&P Small-Cap 600 ETF
VIOO
$4.15B
$121K ﹤0.01%
1,115
– –
CARS icon
1311
Cars.com
CARS
$660M
$121K ﹤0.01%
7,194
+1,950
+37% +$35.5K
AJAN icon
1312
Innovator Equity Defined Protection ETF - 2 Yr to January 2028
AJAN
$42.5M
$120K ﹤0.01%
4,617
-156
-3% -$4K
VUSB icon
1313
Vanguard Ultra-Short Bond ETF
VUSB
$8.93B
$120K ﹤0.01%
2,408
– –
LPX icon
1314
Louisiana-Pacific
LPX
$5.19B
$120K ﹤0.01%
1,117
-24
-2% -$2.26K
SPHD icon
1315
Invesco S&P 500 High Dividend Low Volatility ETF
SPHD
$3.38B
$120K ﹤0.01%
2,373
+7
+0.3% +$335
GEF icon
1316
Greif
GEF
$4.56B
$119K ﹤0.01%
1,907
+297
+18% +$18.2K
THO icon
1317
Thor Industries
THO
$3.98B
$119K ﹤0.01%
1,085
-51
-4% -$5.18K
KHC icon
1318
Kraft Heinz
KHC
$31.1B
$119K ﹤0.01%
3,388
+416
+14% +$14.3K
VOYA icon
1319
Voya Financial
VOYA
$8.98B
$119K ﹤0.01%
1,497
-2,667
-64% -$190K
MRNA icon
1320
Moderna
MRNA
$22.1B
$118K ﹤0.01%
1,764
-231
-12% -$21.2K
DNL icon
1321
WisdomTree Global ex-U.S. Quality Growth Fund
DNL
$473M
$118K ﹤0.01%
2,988
+505
+20% +$19.7K
PFG icon
1322
Principal Financial Group
PFG
$24B
$118K ﹤0.01%
1,369
-731
-35% -$59K
CR icon
1323
Crane Co
CR
$13.1B
$117K ﹤0.01%
738
-41
-5% -$6.17K
BSY icon
1324
Bentley Systems
BSY
$10.2B
$117K ﹤0.01%
2,297
+382
+20% +$18.8K
WING icon
1325
Wingstop
WING
$3.74B
$117K ﹤0.01%
280
+80
+40% +$31.1K
51 52
53
54 55

Similar funds

CIA
Capital Investment Advisors Atlanta, Georgia $6.84B AUM 17.28% 1-Year Est. Return
GAM
Groupama Asset Management Paris, France $6.85B AUM 43.37% 1-Year Est. Return
CF
Cantor Fitzgerald New York $6.78B AUM 29.01% 1-Year Est. Return
JCAM
Jericho Capital Asset Management New York $6.76B AUM 88.1% 1-Year Est. Return
AG
AIA Group Hong Kong $6.88B AUM 20.97% 1-Year Est. Return
CIMLRA
CBRE Investment Management Listed Real Assets Radnor, Pennsylvania $6.75B AUM 8.88% 1-Year Est. Return
TAM
Tocqueville Asset Management New York $6.74B AUM 32.29% 1-Year Est. Return
AMH
Aspex Management (HK) Central, Hong Kong $6.9B AUM 28.37% 1-Year Est. Return

Principal Securities's Q3 2024 Portfolio in Review

As of Q3 2024, Principal Securities held 3,578 positions worth $4.14B, up 14% from $3.63B the previous quarter. Its ten largest holdings account for 22% of the portfolio.

Principal Securities deployed $296M of net new capital in Q3 2024, opening 189 new positions and adding to 1,723 existing holdings. Its largest new stake was iShares Russell Top 200 Value ETF: 346,962 shares worth $28.2M.

By sector, the portfolio is most concentrated in Technology at 7.8% of assets, down from 8.4% a quarter earlier, followed by Financials and Consumer Discretionary.

On the sell side, the largest reduction was iShares Russell Top 200 Growth ETF, an estimated $26.2M trimmed.

  • Principal Securities's largest Q3 2024 buy was iShares Russell Top 200 Value ETF: 346,962 shares worth $28.2M.
  • Principal Securities added most to State Street SPDR Portfolio S&P 500 Value ETF in Q3 2024, an estimated $31.3M increase.
  • Principal Securities's biggest Q3 2024 reduction was iShares Russell Top 200 Growth ETF, cutting an estimated $26.2M.
  • Principal Securities fully exited Innovator Premium Income 40 Barrier ETF October in Q3 2024, selling an estimated $3.77M.
  • Principal Securities's ten largest holdings make up 22% of its $4.14B portfolio in Q3 2024.
  • Principal Securities opened 189 new positions and closed 144 in Q3 2024.
  • Principal Securities's portfolio value rose 14% quarter-over-quarter to $4.14B.

Based on Principal Securities's 13F filing for Q3 2024, filed 28 Oct 2024.