Principal Securities’s Vanguard S&P Small-Cap 600 ETF VIOO Stock Holding History

Principal Securities’s Portfolio VIOO Stock Details VIOO Fund Activity

Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Change in Stake	Trade Value	Portfolio Weight	Portfolio Position
2025 Q4	–	Sell	-992	Closed	-$110K	–	3436
2025 Q3	$110K	Sell	992 -132	-12%	-$14.1K	﹤0.01%	1556
2025 Q2	$114K	Buy	1,124 +16	+1%	+$1.53K	﹤0.01%	1492
2025 Q1	$117K	Hold	1,108	–	–	﹤0.01%	1360
2024 Q4	$117K	Sell	1,108 -7	-0.6%	-$774	﹤0.01%	1360
2024 Q3	$121K	Hold	1,115	–	–	﹤0.01%	1310
2024 Q2	$110K	Buy	1,115 +32	+3%	+$3.15K	﹤0.01%	1290
2024 Q1	$110K	Sell	1,083 -24	-2%	-$2.33K	﹤0.01%	1243
2023 Q4	$110K	Buy	+1,107	New	+$98.7K	﹤0.01%	1159

Other funds holding VIOO

OWM

Orgel Wealth Management Altoona, Wisconsin $5.27B AUM 16.18% 1-Year Est. Return

Bank of America Charlotte, North Carolina $1.37T AUM 24.88% 1-Year Est. Return

Morgan Stanley New York $1.66T AUM 25.57% 1-Year Est. Return

Mariner Overland Park, Kansas $85.7B AUM 24.21% 1-Year Est. Return

Cerity Partners New York $70.8B AUM 21.68% 1-Year Est. Return

Raymond James Financial St Petersburg, Florida $324B AUM 22.36% 1-Year Est. Return

UBS Group Zurich, Switzerland $666B AUM 30.12% 1-Year Est. Return

Ameriprise Minneapolis, Minnesota $432B AUM 30.22% 1-Year Est. Return

JP Morgan Chase New York $1.56T AUM 27.86% 1-Year Est. Return

Wells Fargo San Francisco, California $530B AUM 22.01% 1-Year Est. Return

Principal Securities's VIOO Position: Q4 2025 in Review

Principal Securities sold out of Vanguard S&P Small-Cap 600 ETF (VIOO) in Q4 2025, closing a stake of 992 shares — an estimated $110K sold.

Principal Securities first reported a position in VIOO in Q4 2023 and held it in 8 quarters. The position peaked at $121K in Q3 2024. 365 funds tracked by Wall St. Rank hold VIOO as of Q4 2025.

Principal Securities reported no remaining Vanguard S&P Small-Cap 600 ETF position as of Q4 2025 after selling out during the quarter.
Principal Securities sold 992 Vanguard S&P Small-Cap 600 ETF shares in Q4 2025, an estimated $110K.
Principal Securities first reported a position in Vanguard S&P Small-Cap 600 ETF in Q4 2023 and held it in 8 quarters.
Principal Securities's Vanguard S&P Small-Cap 600 ETF position peaked at $121K in Q3 2024.
365 funds tracked by Wall St. Rank held Vanguard S&P Small-Cap 600 ETF as of Q4 2025.

Based on Principal Securities's 13F filing for Q4 2025, filed 12 Feb 2026.