Principal Securities’s Nuveen ESG Mid-Cap Growth ETF NUMG Stock Holding History

Principal Securities’s Portfolio NUMG Stock Details NUMG Fund Activity

Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Change in Stake	Trade Value	Portfolio Weight	Portfolio Position
2025 Q4	–	Sell	-1,613	Closed	-$78.5K	–	2779
2025 Q3	$78.5K	Buy	1,613 +438	+37%	+$21.2K	﹤0.01%	1711
2025 Q2	$56.9K	Buy	1,175 +320	+37%	+$14.4K	﹤0.01%	1806
2025 Q1	$40.5K	Hold	855	–	–	﹤0.01%	1843
2024 Q4	$40.5K	Sell	855 -1,863	-69%	-$88.9K	﹤0.01%	1840
2024 Q3	$122K	Sell	2,718 -236	-8%	-$10K	﹤0.01%	1304
2024 Q2	$124K	Sell	2,954 -224	-7%	-$9.5K	﹤0.01%	1234
2024 Q1	$141K	Buy	3,178 +446	+16%	+$19.1K	﹤0.01%	1153
2023 Q4	$116K	Buy	+2,732	New	+$104K	﹤0.01%	1144

Other funds holding NUMG

Morgan Stanley New York $1.66T AUM 25.57% 1-Year Est. Return

Wells Fargo San Francisco, California $530B AUM 22.01% 1-Year Est. Return

Royal Bank of Canada Toronto, Ontario, Canada $570B AUM 27.57% 1-Year Est. Return

Bank of New York Mellon New York $544B AUM 28.31% 1-Year Est. Return

LPL Financial San Diego, California $377B AUM 19.32% 1-Year Est. Return

TIAA Trust, National Association Charlotte, North Carolina $1.65B AUM 16.63% 1-Year Est. Return

Bank of America Charlotte, North Carolina $1.37T AUM 24.88% 1-Year Est. Return

Ameriprise Minneapolis, Minnesota $432B AUM 30.22% 1-Year Est. Return

UBS Group Zurich, Switzerland $666B AUM 30.12% 1-Year Est. Return

Commonwealth Equity Services Waltham, Massachusetts $71.6B AUM 21.08% 1-Year Est. Return

Principal Securities's NUMG Position: Q4 2025 in Review

Principal Securities sold out of Nuveen ESG Mid-Cap Growth ETF (NUMG) in Q4 2025, closing a stake of 1,613 shares — an estimated $78.5K sold.

Principal Securities first reported a position in NUMG in Q4 2023 and held it in 8 quarters. The position peaked at $141K in Q1 2024. 140 funds tracked by Wall St. Rank hold NUMG as of Q4 2025.

Principal Securities reported no remaining Nuveen ESG Mid-Cap Growth ETF position as of Q4 2025 after selling out during the quarter.
Principal Securities sold 1,613 Nuveen ESG Mid-Cap Growth ETF shares in Q4 2025, an estimated $78.5K.
Principal Securities first reported a position in Nuveen ESG Mid-Cap Growth ETF in Q4 2023 and held it in 8 quarters.
Principal Securities's Nuveen ESG Mid-Cap Growth ETF position peaked at $141K in Q1 2024.
140 funds tracked by Wall St. Rank held Nuveen ESG Mid-Cap Growth ETF as of Q4 2025.

Based on Principal Securities's 13F filing for Q4 2025, filed 12 Feb 2026.