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Principal Securities Portfolio holdings

AUM $6.82B
1-Year Est. Return 17.15%
This Fund
S&P 500
This Quarter Est. Return
+6.62%
1 Year Est. Return
+17.15%
3 Year Est. Return
–
5 Year Est. Return
–
10 Year Est. Return
–
AUM
$6.07B
AUM Growth
+$750M
Cap. Flow
+$423M
Cap. Flow %
6.97%
Top 10 Hldgs %
21.64%
Holding
3,874
New
201
Increased
1,741
Reduced
1,019
Closed
143

Top Buys

Rank Stock Value
1
IVV icon
iShares Core S&P 500 ETF
IVV
+$38.4M
2
BCHP icon
Principal Focused Blue Chip ETF
BCHP
+$28.8M
3
USMC icon
Principal Exchange-Traded Funds Principal US Mega-Cap ETF
USMC
+$24.1M
4
IWY icon
iShares Russell Top 200 Growth ETF
IWY
+$23.7M
5
PIEQ
Principal International Equity ETF
PIEQ
+$23.1M

Top Sells

Rank Stock Value
1
SPMO icon
Invesco S&P 500 Momentum ETF
SPMO
+$34.2M
2
MTUM icon
iShares MSCI USA Momentum Factor ETF
MTUM
+$14.3M
3
EWY icon
iShares MSCI South Korea ETF
EWY
+$10.1M
4
VOX icon
Vanguard Communication Services ETF
VOX
+$9.41M
5
SPYM
State Street SPDR Portfolio S&P 500 ETF
SPYM
+$5.01M

Sector Composition

Rank Sector Weight
1 Technology 8.76%
2 Financials 4.51%
3 Consumer Discretionary 3.45%
4 Communication Services 3.01%
5 Healthcare 2.98%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
PKG icon
901
Packaging Corp of America
PKG
$22.7B
$517K 0.01%
2,374
+144
+6% +$29.7K
PPL
902
PPL Corp
PPL
$27.3B
$517K 0.01%
13,920
-4,259
-23% -$153K
FLRT icon
903
Pacer Aristotle Pacific Floating Rate High Income ETF
FLRT
$654M
$516K 0.01%
10,897
-1,838
-14% -$87.3K
HSMV icon
904
First Trust Horizon Managed Volatility Small/Mid ETF
HSMV
$35.3M
$512K 0.01%
14,069
+690
+5% +$25K
BKIE icon
905
BNY Mellon International Equity ETF
BKIE
$425M
$511K 0.01%
17,115
+1,233
+8% +$35.7K
DIA icon
906
State Street SPDR Dow Jones Industrial Average ETF Trust
DIA
$45.3B
$507K 0.01%
1,093
-43
-4% -$19.4K
MDY icon
907
State Street SPDR S&P MIDCAP 400 ETF Trust
MDY
$27B
$501K 0.01%
841
-13
-2% -$7.63K
FFLG icon
908
Fidelity Fundamental Large Cap Growth ETF
FFLG
$634M
$500K 0.01%
16,961
-674
-4% -$18.9K
GOCT icon
909
FT Vest US Equity Moderate Buffer ETF October
GOCT
$262M
$498K 0.01%
12,992
-865
-6% -$32.4K
CART icon
910
Maplebear
CART
$9.92B
$495K 0.01%
13,476
-2,792
-17% -$129K
SLYG icon
911
State Street SPDR S&P 600 Small Cap Growth ETF
SLYG
$5.02B
$494K 0.01%
5,242
-1,102
-17% -$101K
ACWX icon
912
iShares MSCI ACWI ex US ETF
ACWX
$11.3B
$494K 0.01%
7,599
+1
+0% +$63
GVI icon
913
iShares Intermediate Government/Credit Bond ETF
GVI
$3.72B
$493K 0.01%
4,586
+834
+22% +$89.1K
UCON icon
914
First Trust Smith Unconstrained Bond ETF
UCON
$3.26B
$491K 0.01%
19,494
+1,883
+11% +$47K
SHM icon
915
State Street SPDR Nuveen ICE Short Term Municipal Bond ETF
SHM
$3.47B
$490K 0.01%
10,155
-1,020
-9% -$49.1K
LNT icon
916
Alliant Energy
LNT
$19.4B
$489K 0.01%
7,260
+22
+0.3% +$1.42K
VST icon
917
Vistra
VST
$55.1B
$487K 0.01%
2,488
+462
+23% +$91.5K
FTSL icon
918
First Trust Senior Loan Fund ETF
FTSL
$2.31B
$486K 0.01%
10,599
+436
+4% +$20.1K
FBP icon
919
First Bancorp
FBP
$4.4B
$485K 0.01%
21,997
-1
-0% -$22
MFC icon
920
Manulife Financial
MFC
$72.6B
$485K 0.01%
15,567
-605
-4% -$18.7K
MFIC icon
921
MidCap Financial Investment
MFIC
$784M
$484K 0.01%
40,350
+3,351
+9% +$42.8K
SCHB icon
922
Schwab US Broad Market ETF
SCHB
$42.8B
$482K 0.01%
18,748
+11,391
+155% +$282K
JPC icon
923
Nuveen Preferred & Income Opportunities Fund
JPC
$2.89B
$481K 0.01%
58,714
-5,656
-9% -$45.9K
HPQ icon
924
HP
HPQ
$23.5B
$481K 0.01%
17,677
+2,771
+19% +$73.8K
FWONK icon
925
Liberty Media Series C
FWONK
$24.3B
$481K 0.01%
4,608
+22
+0.5% +$2.23K
35 36
37
38 39

Similar funds

CIA
Capital Investment Advisors Atlanta, Georgia $6.84B AUM 17.28% 1-Year Est. Return
GAM
Groupama Asset Management Paris, France $6.85B AUM 43.37% 1-Year Est. Return
CF
Cantor Fitzgerald New York $6.78B AUM 29.01% 1-Year Est. Return
JCAM
Jericho Capital Asset Management New York $6.76B AUM 88.1% 1-Year Est. Return
AG
AIA Group Hong Kong $6.88B AUM 20.97% 1-Year Est. Return
CIMLRA
CBRE Investment Management Listed Real Assets Radnor, Pennsylvania $6.75B AUM 8.88% 1-Year Est. Return
TAM
Tocqueville Asset Management New York $6.74B AUM 32.29% 1-Year Est. Return
AMH
Aspex Management (HK) Central, Hong Kong $6.9B AUM 28.37% 1-Year Est. Return

Principal Securities's Q3 2025 Portfolio in Review

As of Q3 2025, Principal Securities held 3,874 positions worth $6.07B, up 14% from $5.32B the previous quarter. Its ten largest holdings account for 22% of the portfolio.

Principal Securities deployed $423M of net new capital in Q3 2025, opening 201 new positions and adding to 1,741 existing holdings. Its largest new stake was Capital Group Municipal High-Income ETF: 264,921 shares worth $6.7M.

By sector, the portfolio is most concentrated in Technology at 8.8% of assets, up from 8.7% a quarter earlier, followed by Financials and Consumer Discretionary.

On the sell side, the largest reduction was Invesco S&P 500 Momentum ETF, an estimated $34.2M trimmed.

  • Principal Securities's largest Q3 2025 buy was Capital Group Municipal High-Income ETF: 264,921 shares worth $6.7M.
  • Principal Securities added most to iShares Core S&P 500 ETF in Q3 2025, an estimated $38.4M increase.
  • Principal Securities's biggest Q3 2025 reduction was Invesco S&P 500 Momentum ETF, cutting an estimated $34.2M.
  • Principal Securities fully exited Fidelity Disruptive Technology ETF in Q3 2025, selling an estimated $817K.
  • Principal Securities's ten largest holdings make up 22% of its $6.07B portfolio in Q3 2025.
  • Principal Securities opened 201 new positions and closed 143 in Q3 2025.
  • Principal Securities's portfolio value rose 14% quarter-over-quarter to $6.07B.

Based on Principal Securities's 13F filing for Q3 2025, filed 12 Nov 2025.