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Principal Securities Portfolio holdings

AUM $6.82B
1-Year Est. Return 17.15%
This Fund
S&P 500
This Quarter Est. Return
+8.03%
1 Year Est. Return
+17.15%
3 Year Est. Return
–
5 Year Est. Return
–
10 Year Est. Return
–
AUM
$3.21B
AUM Growth
+$525M
Cap. Flow
+$332M
Cap. Flow %
10.35%
Top 10 Hldgs %
23.33%
Holding
3,415
New
205
Increased
1,606
Reduced
914
Closed
102

Top Buys

Rank Stock Value
1
USMC icon
Principal Exchange-Traded Funds Principal US Mega-Cap ETF
USMC
+$104M
2
IVV icon
iShares Core S&P 500 ETF
IVV
+$32.7M
3
SPMO icon
Invesco S&P 500 Momentum ETF
SPMO
+$15.4M
4
IEFA icon
iShares Core MSCI EAFE ETF
IEFA
+$13.3M
5
SPTL icon
State Street SPDR Portfolio Long Term Treasury ETF
SPTL
+$12.9M

Top Sells

Rank Stock Value
1
SPYV icon
State Street SPDR Portfolio S&P 500 Value ETF
SPYV
+$20.7M
2
IJS icon
iShares S&P Small-Cap 600 Value ETF
IJS
+$19.7M
3
QQQM icon
Invesco NASDAQ 100 ETF
QQQM
+$12.9M
4
IVW icon
iShares S&P 500 Growth ETF
IVW
+$11.9M
5
MDYV icon
State Street SPDR S&P 400 Mid Cap Value ETF
MDYV
+$11.1M

Sector Composition

Rank Sector Weight
1 Technology 7.74%
2 Financials 4.41%
3 Healthcare 3.74%
4 Consumer Discretionary 3.67%
5 Communication Services 2.63%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
NOC icon
651
Northrop Grumman
NOC
$77B
$517K 0.02%
1,080
-287
-21% -$132K
EPI icon
652
WisdomTree India Earnings Fund ETF
EPI
$2.02B
$516K 0.02%
11,846
+11,062
+1,411% +$475K
DFIS icon
653
Dimensional International Small Cap ETF
DFIS
$5.76B
$515K 0.02%
20,542
+6,495
+46% +$156K
JEPQ icon
654
JPMorgan Nasdaq Equity Premium Income ETF
JEPQ
$39.1B
$513K 0.02%
9,450
+3,817
+68% +$199K
FICO icon
655
Fair Isaac
FICO
$28.7B
$511K 0.02%
409
+308
+305% +$385K
AVTR icon
656
Avantor
AVTR
$7.81B
$510K 0.02%
19,931
-350
-2% -$8.33K
BBVA icon
657
Banco Bilbao Vizcaya Argentaria
BBVA
$144B
$509K 0.02%
43,027
+34,487
+404% +$345K
GILD icon
658
Gilead Sciences
GILD
$161B
$509K 0.02%
6,952
+25
+0.4% +$1.92K
CEFS icon
659
Saba Closed-End Funds ETF
CEFS
$424M
$509K 0.02%
24,609
+1,039
+4% +$20.3K
XSVM icon
660
Invesco S&P SmallCap Value with Momentum ETF
XSVM
$666M
$504K 0.02%
8,855
-1,250
-12% -$66.9K
SPHY icon
661
State Street SPDR Portfolio High Yield Bond ETF
SPHY
$11.4B
$504K 0.02%
21,482
+8,951
+71% +$209K
SHYG icon
662
iShares 0-5 Year High Yield Corporate Bond ETF
SHYG
$7.57B
$504K 0.02%
11,834
+1,283
+12% +$54.3K
DPZ icon
663
Domino's
DPZ
$11B
$503K 0.02%
1,013
+37
+4% +$16.1K
SYY icon
664
Sysco
SYY
$39.7B
$500K 0.02%
6,155
+442
+8% +$34.8K
IHF icon
665
iShares US Healthcare Providers ETF
IHF
$1.18B
$500K 0.02%
9,160
+640
+8% +$34K
LYV icon
666
Live Nation Entertainment
LYV
$41.2B
$500K 0.02%
4,723
+155
+3% +$14.7K
SLB icon
667
SLB Ltd
SLB
$77.8B
$499K 0.02%
9,112
-443
-5% -$22.3K
GOAU icon
668
US Global GO Gold and Precious Metal Miners ETF
GOAU
$164M
$499K 0.02%
27,989
+3,138
+13% +$50K
JMST icon
669
JPMorgan Ultra-Short Municipal Income ETF
JMST
$7.11B
$498K 0.02%
9,823
-140
-1% -$7.1K
HYFI icon
670
AB High Yield ETF
HYFI
$329M
$497K 0.02%
13,514
+807
+6% +$29.5K
OEF icon
671
iShares S&P 100 ETF
OEF
$19.8B
$496K 0.02%
2,005
-340
-14% -$80.2K
DFP
672
Flaherty & Crumrine Dynamic Preferred and Income Fund
DFP
$423M
$496K 0.02%
25,876
+1,121
+5% +$20.8K
IBDP
673
DELISTED
iShares iBonds Dec 2024 Term Corporate ETF
IBDP
$494K 0.02%
19,720
-29,790
-60% -$744K
FLDR icon
674
Fidelity Low Duration Bond Factor ETF
FLDR
$1.95B
$488K 0.02%
9,762
+744
+8% +$37.2K
FHN icon
675
First Horizon
FHN
$12.1B
$488K 0.02%
31,659
-1,273
-4% -$18.3K
25 26
27
28 29

Similar funds

CIA
Capital Investment Advisors Atlanta, Georgia $6.84B AUM 17.28% 1-Year Est. Return
GAM
Groupama Asset Management Paris, France $6.85B AUM 43.37% 1-Year Est. Return
CF
Cantor Fitzgerald New York $6.78B AUM 29.01% 1-Year Est. Return
JCAM
Jericho Capital Asset Management New York $6.76B AUM 88.1% 1-Year Est. Return
AG
AIA Group Hong Kong $6.88B AUM 20.97% 1-Year Est. Return
CIMLRA
CBRE Investment Management Listed Real Assets Radnor, Pennsylvania $6.75B AUM 8.88% 1-Year Est. Return
TAM
Tocqueville Asset Management New York $6.74B AUM 32.29% 1-Year Est. Return
AMH
Aspex Management (HK) Central, Hong Kong $6.9B AUM 28.37% 1-Year Est. Return

Principal Securities's Q1 2024 Portfolio in Review

As of Q1 2024, Principal Securities held 3,415 positions worth $3.21B, up 20% from $2.68B the previous quarter. Its ten largest holdings account for 23% of the portfolio.

Principal Securities deployed $332M of net new capital in Q1 2024, opening 205 new positions and adding to 1,606 existing holdings. Its largest new stake was Innovator Premium Income 40 Barrier ETF - January: 80,201 shares worth $1.97M.

By sector, the portfolio is most concentrated in Technology at 7.7% of assets, up from 7.4% a quarter earlier, followed by Financials and Healthcare.

On the sell side, the largest reduction was State Street SPDR Portfolio S&P 500 Value ETF, an estimated $20.7M trimmed.

  • Principal Securities's largest Q1 2024 buy was Innovator Premium Income 40 Barrier ETF - January: 80,201 shares worth $1.97M.
  • Principal Securities added most to Principal Exchange-Traded Funds Principal US Mega-Cap ETF in Q1 2024, an estimated $104M increase.
  • Principal Securities's biggest Q1 2024 reduction was State Street SPDR Portfolio S&P 500 Value ETF, cutting an estimated $20.7M.
  • Principal Securities fully exited ProShares S&P 500 ex-Financials ETF in Q1 2024, selling an estimated $2.26M.
  • Principal Securities's ten largest holdings make up 23% of its $3.21B portfolio in Q1 2024.
  • Principal Securities opened 205 new positions and closed 102 in Q1 2024.
  • Principal Securities's portfolio value rose 20% quarter-over-quarter to $3.21B.

Based on Principal Securities's 13F filing for Q1 2024, filed 10 May 2024.