Principal Securities’s AB High Yield ETF HYFI Stock Holding History

Principal Securities’s Portfolio HYFI Stock Details HYFI Fund Activity

Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Change in Stake	Trade Value	Portfolio Weight	Portfolio Position
2025 Q4	–	Sell	-743	Closed	-$28.2K	–	2335
2025 Q3	$28.2K	Hold	743	–	–	﹤0.01%	2240
2025 Q2	$27.8K	Buy	743 +438	+144%	+$16.1K	﹤0.01%	2171
2025 Q1	$11.3K	Hold	305	–	–	﹤0.01%	2471
2024 Q4	$11.3K	Buy	305 +92	+43%	+$3.43K	﹤0.01%	2467
2024 Q3	$8.01K	Sell	213 -15,021	-99%	-$555K	﹤0.01%	2530
2024 Q2	$555K	Buy	15,234 +1,720	+13%	+$62.5K	0.02%	666
2024 Q1	$497K	Buy	13,514 +807	+6%	+$29.5K	0.02%	670
2023 Q4	$464K	Buy	+12,707	New	+$446K	0.02%	628

Other funds holding HYFI

LPL Financial San Diego, California $377B AUM 19.32% 1-Year Est. Return

WWMSC

Wagner Wealth Management (South Carolina) Greenville, South Carolina $541M AUM 12.14% 1-Year Est. Return

Raymond James Financial St Petersburg, Florida $324B AUM 22.36% 1-Year Est. Return

AssetMark Inc Concord, California $58.2B AUM 22.78% 1-Year Est. Return

Bank of New York Mellon New York $544B AUM 28.31% 1-Year Est. Return

AllianceBernstein Nashville, Tennessee $309B AUM 23.92% 1-Year Est. Return

Envestnet Asset Management Chicago, Illinois $374B AUM 17.66% 1-Year Est. Return

AFS

Anderson Financial Strategies Dayton, Ohio $182M AUM 13.12% 1-Year Est. Return

IWM

IHT Wealth Management Chicago, Illinois $4.3B AUM 21.02% 1-Year Est. Return

Wealth Enhancement Advisory Services Plymouth, Minnesota $59.8B AUM 29.42% 1-Year Est. Return

Principal Securities's HYFI Position: Q4 2025 in Review

Principal Securities sold out of AB High Yield ETF (HYFI) in Q4 2025, closing a stake of 743 shares — an estimated $28.2K sold.

Principal Securities first reported a position in HYFI in Q4 2023 and held it in 8 quarters. The position peaked at $555K in Q2 2024. 58 funds tracked by Wall St. Rank hold HYFI as of Q4 2025.

Principal Securities reported no remaining AB High Yield ETF position as of Q4 2025 after selling out during the quarter.
Principal Securities sold 743 AB High Yield ETF shares in Q4 2025, an estimated $28.2K.
Principal Securities first reported a position in AB High Yield ETF in Q4 2023 and held it in 8 quarters.
Principal Securities's AB High Yield ETF position peaked at $555K in Q2 2024.
58 funds tracked by Wall St. Rank held AB High Yield ETF as of Q4 2025.

Based on Principal Securities's 13F filing for Q4 2025, filed 12 Feb 2026.