Principal Securities’s Saba Closed-End Funds ETF CEFS Stock Holding History

Principal Securities’s Portfolio CEFS Stock Details CEFS Fund Activity

Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Change in Stake	Trade Value	Portfolio Weight	Portfolio Position
2026 Q1	$822K	Buy	36,463 +708	+2%	+$16.3K	0.01%	792
2025 Q4	$824K	Buy	35,755 +226	+0.6%	+$5.14K	0.01%	760
2025 Q3	$809K	Buy	35,529 +1,428	+4%	+$32.1K	0.01%	737
2025 Q2	$758K	Buy	34,101 +1,915	+6%	+$41K	0.01%	696
2025 Q1	$689K	Hold	32,186	–	–	0.02%	669
2024 Q4	$689K	Buy	32,186 +1,575	+5%	+$34.8K	0.02%	667
2024 Q3	$681K	Buy	30,611 +3,500	+13%	+$75.5K	0.02%	659
2024 Q2	$577K	Buy	27,111 +2,502	+10%	+$51.2K	0.02%	653
2024 Q1	$509K	Buy	24,609 +1,039	+4%	+$20.3K	0.02%	659
2023 Q4	$447K	Buy	+23,570	New	+$423K	0.02%	639

Other funds holding CEFS

LPL Financial San Diego, California $377B AUM 19.32% 1-Year Est. Return

NEPWA

New England Private Wealth Advisors Wellesley, Massachusetts $866M AUM 15.25% 1-Year Est. Return

Raymond James Financial St Petersburg, Florida $324B AUM 22.36% 1-Year Est. Return

Envestnet Asset Management Chicago, Illinois $374B AUM 17.66% 1-Year Est. Return

Royal Bank of Canada Toronto, Ontario, Canada $570B AUM 27.57% 1-Year Est. Return

Advisornet Financial Minnetonka, Minnesota $1.93B AUM 18.43% 1-Year Est. Return

AWA

Arete Wealth Advisors Chicago, Illinois $1.33B AUM 25.12% 1-Year Est. Return

Cetera Investment Advisers Schaumburg, Illinois $94B AUM 20.14% 1-Year Est. Return

Columbus Macro New Castle, Pennsylvania $936M AUM 12.9% 1-Year Est. Return

XML Financial Bethesda, Maryland $1.24B AUM 20.4% 1-Year Est. Return

Principal Securities's CEFS Position: Q1 2026 in Review

Principal Securities increased its Saba Closed-End Funds ETF (CEFS) stake by 2% in Q1 2026, buying an estimated $16.3K and bringing the position to 36,463 shares worth $822K. The position accounts for 0.01% of the portfolio, ranked #792.

Principal Securities first reported a position in CEFS in Q4 2023 and has held it in 10 quarters since. The position peaked at $824K in Q4 2025. 83 funds tracked by Wall St. Rank hold CEFS as of Q1 2026.

Principal Securities held 36,463 shares of Saba Closed-End Funds ETF worth $822K as of Q1 2026.
Principal Securities bought 708 Saba Closed-End Funds ETF shares in Q1 2026, an estimated $16.3K.
Saba Closed-End Funds ETF made up 0.01% of Principal Securities's portfolio in Q1 2026, its #792 holding.
Principal Securities first reported a position in Saba Closed-End Funds ETF in Q4 2023 and has held it in 10 quarters since.
Principal Securities's Saba Closed-End Funds ETF position peaked at $824K in Q4 2025.
83 funds tracked by Wall St. Rank held Saba Closed-End Funds ETF as of Q1 2026.

Based on Principal Securities's 13F filing for Q1 2026, filed 13 May 2026.