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Principal Securities Portfolio holdings

AUM $6.82B
1-Year Est. Return 17.15%
This Fund
S&P 500
This Quarter Est. Return
+9.86%
1 Year Est. Return
+17.15%
3 Year Est. Return
–
5 Year Est. Return
–
10 Year Est. Return
–
AUM
$2.68B
AUM Growth
–
Cap. Flow
+$2.52B
Cap. Flow %
94.02%
Top 10 Hldgs %
20.45%
Holding
3,210
New
3,206
Increased
–
Reduced
–
Closed
–

Top Buys

Rank Stock Value
1
AGG icon
iShares Core US Aggregate Bond ETF
AGG
+$98.4M
2
USMC icon
Principal Exchange-Traded Funds Principal US Mega-Cap ETF
USMC
+$74.2M
3
IEFA icon
iShares Core MSCI EAFE ETF
IEFA
+$72.6M
4
IVV icon
iShares Core S&P 500 ETF
IVV
+$56.2M
5
GSUS icon
Goldman Sachs MarketBeta US Equity ETF
GSUS
+$48.8M

Top Sells

No sells this quarter

Sector Composition

Rank Sector Weight
1 Technology 7.42%
2 Financials 4.46%
3 Healthcare 3.77%
4 Consumer Discretionary 3.65%
5 Communication Services 2.54%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
DFP
651
Flaherty & Crumrine Dynamic Preferred and Income Fund
DFP
$423M
$439K 0.02%
+24,755
New +$417K
CMP icon
652
Compass Minerals
CMP
$1.24B
$439K 0.02%
+17,349
New +$443K
FRT icon
653
Federal Realty Investment Trust
FRT
$10.9B
$438K 0.02%
+4,251
New +$401K
PAUG icon
654
Innovator US Equity Power Buffer ETF August
PAUG
$858M
$437K 0.02%
+13,110
New +$418K
SGOL icon
655
abrdn Physical Gold Shares ETF
SGOL
$6.92B
$437K 0.02%
+22,130
New +$418K
IWL icon
656
iShares Russell Top 200 ETF
IWL
$2.16B
$435K 0.02%
+3,782
New +$409K
SKYY icon
657
First Trust Cloud Computing ETF
SKYY
$2.74B
$434K 0.02%
+4,948
New +$393K
RSG icon
658
Republic Services
RSG
$66.7B
$430K 0.02%
+2,609
New +$405K
PCAR icon
659
PACCAR
PCAR
$69.6B
$429K 0.02%
+4,394
New +$395K
LYV icon
660
Live Nation Entertainment
LYV
$41.2B
$428K 0.02%
+4,568
New +$393K
LIT icon
661
Global X Lithium & Battery Tech ETF
LIT
$1.49B
$427K 0.02%
+8,387
New +$416K
JPUS
662
JPMorgan Diversified Return US Equity ETF
JPUS
$455M
$427K 0.02%
+4,159
New +$401K
ERH
663
Allspring Utilities & High Income Fund
ERH
$105M
$425K 0.02%
+46,162
New +$405K
GOAU icon
664
US Global GO Gold and Precious Metal Miners ETF
GOAU
$164M
$422K 0.02%
+24,851
New +$396K
TSCO icon
665
Tractor Supply
TSCO
$16.3B
$421K 0.02%
+9,795
New +$400K
TEL icon
666
TE Connectivity
TEL
$58.8B
$420K 0.02%
+2,991
New +$385K
GLDM icon
667
SPDR Gold MiniShares Trust
GLDM
$27.5B
$418K 0.02%
+10,223
New +$401K
SYY icon
668
Sysco
SYY
$39.7B
$418K 0.02%
+5,713
New +$394K
PYPL icon
669
PayPal
PYPL
$49.5B
$418K 0.02%
+6,800
New +$390K
PSCC icon
670
Invesco S&P SmallCap Consumer Staples ETF
PSCC
$37.8M
$417K 0.02%
+10,866
New +$381K
BIPC icon
671
Brookfield Infrastructure
BIPC
$5.11B
$417K 0.02%
+11,826
New +$377K
HYD icon
672
VanEck High Yield Muni ETF
HYD
$4.44B
$417K 0.02%
+8,073
New +$400K
KRE icon
673
State Street SPDR S&P Regional Banking ETF
KRE
$4.86B
$416K 0.02%
+7,940
New +$355K
BFEB icon
674
Innovator US Equity Buffer ETF February
BFEB
$252M
$415K 0.02%
+11,338
New +$392K
OMFL icon
675
Invesco Russell 1000 Dynamic Multifactor ETF
OMFL
$4.69B
$415K 0.02%
+8,076
New +$381K
25 26
27
28 29

Similar funds

CIA
Capital Investment Advisors Atlanta, Georgia $6.84B AUM 17.28% 1-Year Est. Return
GAM
Groupama Asset Management Paris, France $6.85B AUM 43.37% 1-Year Est. Return
CF
Cantor Fitzgerald New York $6.78B AUM 29.01% 1-Year Est. Return
JCAM
Jericho Capital Asset Management New York $6.76B AUM 88.1% 1-Year Est. Return
AG
AIA Group Hong Kong $6.88B AUM 20.97% 1-Year Est. Return
CIMLRA
CBRE Investment Management Listed Real Assets Radnor, Pennsylvania $6.75B AUM 8.88% 1-Year Est. Return
TAM
Tocqueville Asset Management New York $6.74B AUM 32.29% 1-Year Est. Return
AMH
Aspex Management (HK) Central, Hong Kong $6.9B AUM 28.37% 1-Year Est. Return

Principal Securities's Q4 2023 Portfolio in Review

Q4 2023 is the first quarter with a 13F filing on record for Principal Securities, which disclosed 3,210 positions worth $2.68B. Its ten largest holdings account for 20% of the portfolio.

Its largest position is iShares Core US Aggregate Bond ETF: 1,033,622 shares worth $103M.

By sector, the portfolio is most concentrated in Technology at 7.4% of assets, followed by Financials and Healthcare.

  • Principal Securities's largest Q4 2023 buy was iShares Core US Aggregate Bond ETF: 1,033,622 shares worth $103M.
  • Principal Securities's ten largest holdings make up 20% of its $2.68B portfolio in Q4 2023.
  • Principal Securities disclosed 3,210 positions in Q4 2023, its first 13F filing on record.

Based on Principal Securities's 13F filing for Q4 2023, filed 7 Feb 2024.