Principal Securities’s Allspring Utilities & High Income Fund ERH Stock Holding History

Principal Securities’s Portfolio ERH Stock Details ERH Fund Activity

Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Change in Stake	Trade Value	Portfolio Weight	Portfolio Position
2025 Q4	–	Sell	-4,311	Closed	-$53.4K	–	1987
2025 Q3	$53.4K	Sell	4,311 -4,355	-50%	-$51.9K	﹤0.01%	1918
2025 Q2	$100K	Sell	8,666 -14,793	-63%	-$163K	﹤0.01%	1544
2025 Q1	$251K	Hold	23,459	–	–	0.01%	1038
2024 Q4	$251K	Sell	23,459 -5,850	-20%	-$64K	0.01%	1036
2024 Q3	$327K	Sell	29,309 -557	-2%	-$5.81K	0.01%	899
2024 Q2	$293K	Sell	29,866 -6,190	-17%	-$59.7K	0.01%	894
2024 Q1	$340K	Sell	36,056 -10,106	-22%	-$91.6K	0.01%	819
2023 Q4	$425K	Buy	+46,162	New	+$405K	0.02%	663

Other funds holding ERH

Morgan Stanley New York $1.66T AUM 25.57% 1-Year Est. Return

1CP

1607 Capital Partners Richmond, Virginia $1.39B AUM 8.35% 1-Year Est. Return

Zimmer Partners New York $4.15B AUM 14.2% 1-Year Est. Return

Cohen & Steers New York $57.6B AUM 8.03% 1-Year Est. Return

BBPWM

Blue Bell Private Wealth Management Blue Bell, Pennsylvania $696M AUM 17.73% 1-Year Est. Return

RCM

Robinson Capital Management Grosse Pointe Farms, Michigan $239M AUM 0.62% 1-Year Est. Return

SWP

Stratos Wealth Partners Beachwood, Ohio $8.8B AUM 21.82% 1-Year Est. Return

LPL Financial San Diego, California $377B AUM 19.32% 1-Year Est. Return

Cetera Investment Advisers Schaumburg, Illinois $94B AUM 20.14% 1-Year Est. Return

LFAS

Level Four Advisory Services Dallas, Texas $3.05B AUM 23.96% 1-Year Est. Return

Principal Securities's ERH Position: Q4 2025 in Review

Principal Securities sold out of Allspring Utilities & High Income Fund (ERH) in Q4 2025, closing a stake of 4,311 shares — an estimated $53.4K sold.

Principal Securities first reported a position in ERH in Q4 2023 and held it in 8 quarters. The position peaked at $425K in Q4 2023. 25 funds tracked by Wall St. Rank hold ERH as of Q4 2025.

Principal Securities reported no remaining Allspring Utilities & High Income Fund position as of Q4 2025 after selling out during the quarter.
Principal Securities sold 4,311 Allspring Utilities & High Income Fund shares in Q4 2025, an estimated $53.4K.
Principal Securities first reported a position in Allspring Utilities & High Income Fund in Q4 2023 and held it in 8 quarters.
Principal Securities's Allspring Utilities & High Income Fund position peaked at $425K in Q4 2023.
25 funds tracked by Wall St. Rank held Allspring Utilities & High Income Fund as of Q4 2025.

Based on Principal Securities's 13F filing for Q4 2025, filed 12 Feb 2026.