Principal Securities’s Global X Lithium & Battery Tech ETF LIT Stock Holding History

Principal Securities’s Portfolio LIT Stock Details LIT Fund Activity

Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Change in Stake	Trade Value	Portfolio Weight	Portfolio Position
2025 Q4	–	Sell	-1,197	Closed	-$68K	–	2592
2025 Q3	$68K	Buy	1,197 +313	+35%	+$14.4K	﹤0.01%	1798
2025 Q2	$33.9K	Sell	884 -1,497	-63%	-$55.3K	﹤0.01%	2063
2025 Q1	$97.1K	Buy	2,381 +25	+1%	+$1.02K	﹤0.01%	1456
2024 Q4	$96.1K	Sell	2,356 -537	-19%	-$23.7K	﹤0.01%	1456
2024 Q3	$126K	Sell	2,893 -1,573	-35%	-$59.9K	﹤0.01%	1296
2024 Q2	$173K	Sell	4,466 -634	-12%	-$27.6K	﹤0.01%	1087
2024 Q1	$231K	Sell	5,100 -3,287	-39%	-$146K	0.01%	956
2023 Q4	$427K	Buy	+8,387	New	+$416K	0.02%	661

Other funds holding LIT

LPL Financial San Diego, California $377B AUM 19.32% 1-Year Est. Return

SPIA

Steward Partners Investment Advisory New York $19.6B AUM 22.89% 1-Year Est. Return

PNC Financial Services Group Pittsburgh, Pennsylvania $173B AUM 20.72% 1-Year Est. Return

Morgan Stanley New York $1.66T AUM 25.57% 1-Year Est. Return

Bank of Montreal Toronto, Ontario, Canada $269B AUM 31.4% 1-Year Est. Return

Bank of America Charlotte, North Carolina $1.37T AUM 24.88% 1-Year Est. Return

BNP Paribas Financial Markets Paris, France $206B AUM 31.61% 1-Year Est. Return

Whitcomb & Hess Ashland, Ohio $463M AUM 23.04% 1-Year Est. Return

Susquehanna International Group Bala Cynwyd, Pennsylvania $893B AUM 36.07% 1-Year Est. Return

UBS Group Zurich, Switzerland $666B AUM 30.12% 1-Year Est. Return

Principal Securities's LIT Position: Q4 2025 in Review

Principal Securities sold out of Global X Lithium & Battery Tech ETF (LIT) in Q4 2025, closing a stake of 1,197 shares — an estimated $68K sold.

Principal Securities first reported a position in LIT in Q4 2023 and held it in 8 quarters. The position peaked at $427K in Q4 2023. 279 funds tracked by Wall St. Rank hold LIT as of Q4 2025.

Principal Securities reported no remaining Global X Lithium & Battery Tech ETF position as of Q4 2025 after selling out during the quarter.
Principal Securities sold 1,197 Global X Lithium & Battery Tech ETF shares in Q4 2025, an estimated $68K.
Principal Securities first reported a position in Global X Lithium & Battery Tech ETF in Q4 2023 and held it in 8 quarters.
Principal Securities's Global X Lithium & Battery Tech ETF position peaked at $427K in Q4 2023.
279 funds tracked by Wall St. Rank held Global X Lithium & Battery Tech ETF as of Q4 2025.

Based on Principal Securities's 13F filing for Q4 2025, filed 12 Feb 2026.