Principal Securities’s Innovator US Equity Power Buffer ETF August PAUG Stock Holding History

Principal Securities’s Portfolio PAUG Stock Details PAUG Fund Activity

Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Change in Stake	Trade Value	Portfolio Weight	Portfolio Position
2026 Q1	$554K	Sell	12,959 -340	-3%	-$14.7K	0.01%	942
2025 Q4	$575K	Sell	13,299 -540	-4%	-$23.1K	0.01%	893
2025 Q3	$588K	Buy	13,839 +1,774	+15%	+$73.7K	0.01%	852
2025 Q2	$488K	Sell	12,065 -854	-7%	-$32.8K	0.01%	863
2025 Q1	$497K	Hold	12,919	–	–	0.01%	774
2024 Q4	$497K	Buy	12,919 +14	+0.1%	+$537	0.01%	771
2024 Q3	$489K	Buy	12,905 +1,165	+10%	+$43K	0.01%	762
2024 Q2	$429K	Sell	11,740 -765	-6%	-$27.3K	0.01%	758
2024 Q1	$442K	Sell	12,505 -605	-5%	-$20.8K	0.01%	714
2023 Q4	$437K	Buy	+13,110	New	+$418K	0.02%	654

Other funds holding PAUG

AllianceBernstein Nashville, Tennessee $309B AUM 23.92% 1-Year Est. Return

PCM

Penserra Capital Management Orinda, California $8.52B AUM 37.76% 1-Year Est. Return

Osaic Holdings Scottsdale, Arizona $68.3B AUM 20.5% 1-Year Est. Return

Commonwealth Equity Services Waltham, Massachusetts $71.6B AUM 21.08% 1-Year Est. Return

Focus Partners Wealth Boston, Massachusetts $89.9B AUM 20.5% 1-Year Est. Return

CAM

Cresset Asset Management Chicago, Illinois $23.1B AUM 27.04% 1-Year Est. Return

KAS

Kestra Advisory Services Austin, Texas $26.4B AUM 21.05% 1-Year Est. Return

William Blair & Company Chicago, Illinois $34.9B AUM 18.88% 1-Year Est. Return

HighTower Advisors Chicago, Illinois $94.2B AUM 21.24% 1-Year Est. Return

Cetera Investment Advisers Schaumburg, Illinois $94B AUM 20.14% 1-Year Est. Return

Principal Securities's PAUG Position: Q1 2026 in Review

Principal Securities reduced its Innovator US Equity Power Buffer ETF August (PAUG) stake by 2.6% in Q1 2026, selling an estimated $14.7K and leaving 12,959 shares worth $554K. The position accounts for 0.01% of the portfolio, ranked #942.

Principal Securities first reported a position in PAUG in Q4 2023 and has held it in 10 quarters since. The position peaked at $588K in Q3 2025. 209 funds tracked by Wall St. Rank hold PAUG as of Q1 2026.

Principal Securities held 12,959 shares of Innovator US Equity Power Buffer ETF August worth $554K as of Q1 2026.
Principal Securities sold 340 Innovator US Equity Power Buffer ETF August shares in Q1 2026, an estimated $14.7K.
Innovator US Equity Power Buffer ETF August made up 0.01% of Principal Securities's portfolio in Q1 2026, its #942 holding.
Principal Securities first reported a position in Innovator US Equity Power Buffer ETF August in Q4 2023 and has held it in 10 quarters since.
Principal Securities's Innovator US Equity Power Buffer ETF August position peaked at $588K in Q3 2025.
209 funds tracked by Wall St. Rank held Innovator US Equity Power Buffer ETF August as of Q1 2026.

Based on Principal Securities's 13F filing for Q1 2026, filed 13 May 2026.