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Principal Securities Portfolio holdings

AUM $6.82B
1-Year Est. Return 17.15%
This Fund
S&P 500
This Quarter Est. Return
+6.11%
1 Year Est. Return
+17.15%
3 Year Est. Return
–
5 Year Est. Return
–
10 Year Est. Return
–
AUM
$4.14B
AUM Growth
+$507M
Cap. Flow
+$296M
Cap. Flow %
7.17%
Top 10 Hldgs %
22.42%
Holding
3,578
New
189
Increased
1,723
Reduced
908
Closed
144

Top Buys

Rank Stock Value
1
SPYV icon
State Street SPDR Portfolio S&P 500 Value ETF
SPYV
+$31.3M
2
IWX icon
iShares Russell Top 200 Value ETF
IWX
+$27.1M
3
BCHP icon
Principal Focused Blue Chip ETF
BCHP
+$25.4M
4
HDV
iShares Core High Dividend ETF
HDV
+$19.3M
5
PQDI
Principal Spectrum Preferred and Income ETF
PQDI
+$9.31M

Top Sells

Rank Stock Value
1
IWY icon
iShares Russell Top 200 Growth ETF
IWY
+$26.2M
2
SPYG icon
State Street SPDR Portfolio S&P 500 Growth ETF
SPYG
+$26.1M
3
IVV icon
iShares Core S&P 500 ETF
IVV
+$13.7M
4
BBJP icon
JPMorgan BetaBuilders Japan ETF
BBJP
+$9.44M
5
GBIL icon
Goldman Sachs Access Treasury 0-1 Year ETF
GBIL
+$6.61M

Sector Composition

Rank Sector Weight
1 Technology 7.78%
2 Financials 4.3%
3 Consumer Discretionary 3.67%
4 Healthcare 3.64%
5 Industrials 2.58%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
GOF icon
351
Guggenheim Strategic Opportunities Fund
GOF
$2.22B
$1.98M 0.05%
125,886
+17,720
+16% +$272K
AZN icon
352
AstraZeneca
AZN
$263B
$1.98M 0.05%
12,711
+1,890
+17% +$305K
SUB icon
353
iShares Short-Term National Muni Bond ETF
SUB
$11.3B
$1.97M 0.05%
18,524
-353
-2% -$37.2K
FAB icon
354
First Trust Multi Cap Value AlphaDEX Fund
FAB
$152M
$1.96M 0.05%
23,249
-439
-2% -$36K
IMCG icon
355
iShares Morningstar Mid-Cap Growth ETF
IMCG
$3.89B
$1.96M 0.05%
26,847
+2,907
+12% +$202K
SDY icon
356
State Street SPDR S&P Dividend ETF
SDY
$21.9B
$1.95M 0.05%
13,746
-333
-2% -$45K
BMY icon
357
Bristol-Myers Squibb
BMY
$127B
$1.95M 0.05%
37,596
+9,652
+35% +$453K
CALF icon
358
Pacer US Small Cap Cash Cows 100 ETF
CALF
$3.59B
$1.94M 0.05%
41,728
+2,733
+7% +$123K
LRCX icon
359
Lam Research
LRCX
$382B
$1.94M 0.05%
23,780
+3,170
+15% +$276K
JANQ
360
DELISTED
Innovator Premium Income 40 Barrier ETF - January
JANQ
$1.93M 0.05%
78,298
-1,701
-2% -$42.2K
UL icon
361
Unilever
UL
$131B
$1.91M 0.05%
26,147
+5,003
+24% +$346K
CGO
362
Calamos Global Total Return Fund
CGO
$125M
$1.91M 0.05%
159,467
-2,583
-2% -$29.7K
TT icon
363
Trane Technologies
TT
$106B
$1.9M 0.05%
4,884
+470
+11% +$163K
CRH icon
364
CRH
CRH
$66.7B
$1.9M 0.05%
20,455
+1,641
+9% +$138K
FDX icon
365
FedEx
FDX
$74.5B
$1.89M 0.05%
6,909
+1,170
+20% +$340K
IWS icon
366
iShares Russell Mid-Cap Value ETF
IWS
$15.7B
$1.88M 0.05%
14,242
+315
+2% +$39.8K
APTV icon
367
Aptiv
APTV
$12B
$1.87M 0.05%
25,970
+9,289
+56% +$649K
DON icon
368
WisdomTree US MidCap Dividend Fund
DON
$4.03B
$1.87M 0.05%
36,491
+1,755
+5% +$85.8K
IWO icon
369
iShares Russell 2000 Growth ETF
IWO
$14.5B
$1.87M 0.05%
6,567
+689
+12% +$189K
SPSM icon
370
State Street SPDR Portfolio S&P 600 Small Cap ETF
SPSM
$16.9B
$1.86M 0.05%
40,959
+2,432
+6% +$107K
EJUL icon
371
Innovator Emerging Markets Power Buffer ETF July
EJUL
$167M
$1.85M 0.04%
72,521
+7,965
+12% +$197K
FV icon
372
First Trust Dorsey Wright Focus 5 ETF
FV
$3.61B
$1.85M 0.04%
31,732
+29,092
+1,102% +$1.64M
FTGC icon
373
First Trust Global Tactical Commodity Strategy Fund
FTGC
$2.99B
$1.84M 0.04%
77,462
-3,628
-4% -$84.2K
ICF icon
374
iShares Select U.S. REIT ETF
ICF
$2.12B
$1.83M 0.04%
27,707
+2,231
+9% +$139K
ADI icon
375
Analog Devices
ADI
$181B
$1.83M 0.04%
7,929
+1,006
+15% +$227K
13 14
15
16 17

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GAM
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CF
Cantor Fitzgerald New York $6.78B AUM 29.01% 1-Year Est. Return
JCAM
Jericho Capital Asset Management New York $6.76B AUM 88.1% 1-Year Est. Return
AG
AIA Group Hong Kong $6.88B AUM 20.97% 1-Year Est. Return
CIMLRA
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TAM
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AMH
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Principal Securities's Q3 2024 Portfolio in Review

As of Q3 2024, Principal Securities held 3,578 positions worth $4.14B, up 14% from $3.63B the previous quarter. Its ten largest holdings account for 22% of the portfolio.

Principal Securities deployed $296M of net new capital in Q3 2024, opening 189 new positions and adding to 1,723 existing holdings. Its largest new stake was iShares Russell Top 200 Value ETF: 346,962 shares worth $28.2M.

By sector, the portfolio is most concentrated in Technology at 7.8% of assets, down from 8.4% a quarter earlier, followed by Financials and Consumer Discretionary.

On the sell side, the largest reduction was iShares Russell Top 200 Growth ETF, an estimated $26.2M trimmed.

  • Principal Securities's largest Q3 2024 buy was iShares Russell Top 200 Value ETF: 346,962 shares worth $28.2M.
  • Principal Securities added most to State Street SPDR Portfolio S&P 500 Value ETF in Q3 2024, an estimated $31.3M increase.
  • Principal Securities's biggest Q3 2024 reduction was iShares Russell Top 200 Growth ETF, cutting an estimated $26.2M.
  • Principal Securities fully exited Innovator Premium Income 40 Barrier ETF October in Q3 2024, selling an estimated $3.77M.
  • Principal Securities's ten largest holdings make up 22% of its $4.14B portfolio in Q3 2024.
  • Principal Securities opened 189 new positions and closed 144 in Q3 2024.
  • Principal Securities's portfolio value rose 14% quarter-over-quarter to $4.14B.

Based on Principal Securities's 13F filing for Q3 2024, filed 28 Oct 2024.