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Principal Securities Portfolio holdings

AUM $6.82B
1-Year Est. Return 17.15%
This Fund
S&P 500
This Quarter Est. Return
+2.02%
1 Year Est. Return
+17.15%
3 Year Est. Return
–
5 Year Est. Return
–
10 Year Est. Return
–
AUM
$6.48B
AUM Growth
+$410M
Cap. Flow
+$322M
Cap. Flow %
4.96%
Top 10 Hldgs %
22.1%
Holding
3,741
New
9
Increased
908
Reduced
405
Closed
2,395

Top Buys

Rank Stock Value
1
LCAP
Principal Capital Appreciation Select ETF
LCAP
+$62.9M
2
IG icon
Principal Investment Grade Corporate Active ETF
IG
+$22M
3
IWX icon
iShares Russell Top 200 Value ETF
IWX
+$19.8M
4
PIEQ
Principal International Equity ETF
PIEQ
+$19M
5
BCHP icon
Principal Focused Blue Chip ETF
BCHP
+$18.9M

Top Sells

Rank Stock Value
1
SPMO icon
Invesco S&P 500 Momentum ETF
SPMO
+$20.7M
2
PSET icon
Principal Exchange-Traded Funds Principal Quality ETF
PSET
+$18.7M
3
IWY icon
iShares Russell Top 200 Growth ETF
IWY
+$11.6M
4
IUSV icon
iShares Core S&P US Value ETF
IUSV
+$11M
5
MLPX icon
Global X MLP & Energy Infrastructure ETF
MLPX
+$8.76M

Sector Composition

Rank Sector Weight
1 Technology 8.7%
2 Financials 4.45%
3 Consumer Discretionary 3.26%
4 Healthcare 3.17%
5 Communication Services 3.11%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
TU icon
3351
Telus
TU
$16B
– –
-358
Closed -$5.65K
TUR icon
3352
iShares MSCI Turkey ETF
TUR
$206M
– –
-3
Closed -$103
TV icon
3353
Televisa
TV
$1.45B
– –
-1,626
Closed -$4.37K
TWO
3354
Two Harbors Investment
TWO
$1.27B
– –
-255
Closed -$2.52K
TWST icon
3355
Twist Bioscience
TWST
$5.62B
– –
-593
Closed -$16.7K
TXG icon
3356
10x Genomics
TXG
$5.87B
– –
-160
Closed -$1.87K
TXRH icon
3357
Texas Roadhouse
TXRH
$12.7B
– –
-524
Closed -$87.1K
TXT icon
3358
Textron
TXT
$16.6B
– –
-1,093
Closed -$92.3K
TY icon
3359
TRI-Continental Corp
TY
$1.86B
– –
-19
Closed -$646
TYA icon
3360
Simplify Intermediate Term Treasury Futures Strategy ETF
TYA
$64.8M
– –
-4,331
Closed -$58.9K
TYG
3361
Tortoise Energy Infrastructure Corp
TYG
$1.14B
– –
-1,432
Closed -$61.7K
U icon
3362
Unity
U
$12.5B
– –
-3,035
Closed -$122K
UAA icon
3363
Under Armour
UAA
$3B
– –
-120
Closed -$599
UAE icon
3364
iShares MSCI UAE ETF
UAE
$306M
– –
-17
Closed -$321
UAPR icon
3365
Innovator US Equity Ultra Buffer ETF April
UAPR
$157M
– –
-5,021
Closed -$161K
UBSI icon
3366
United Bankshares
UBSI
$6.55B
– –
-2,641
Closed -$98.3K
UCTT
3367
Ultra Clean Holdings
UCTT
$4.16B
– –
-63
Closed -$1.72K
UDIV icon
3368
Franklin US Core Dividend Tilt Index ETF
UDIV
$137M
– –
-1,260
Closed -$66K
UDR icon
3369
UDR
UDR
$12.9B
– –
-1,047
Closed -$39K
UE icon
3370
Urban Edge Properties
UE
$2.94B
– –
-73
Closed -$1.49K
UEC icon
3371
Uranium Energy
UEC
$4.71B
– –
-40
Closed -$534
UFCS icon
3372
United Fire Group
UFCS
$1.32B
– –
-430
Closed -$13.1K
UFEB icon
3373
Innovator US Equity Ultra Buffer ETF February
UFEB
$240M
– –
-250
Closed -$8.95K
UFO icon
3374
Procure Space ETF
UFO
$620M
– –
-1,805
Closed -$64.4K
UFPI icon
3375
UFP Industries
UFPI
$4.97B
– –
-699
Closed -$65.4K
133 134
135
136 137

Similar funds

CIA
Capital Investment Advisors Atlanta, Georgia $6.84B AUM 17.28% 1-Year Est. Return
GAM
Groupama Asset Management Paris, France $6.85B AUM 43.37% 1-Year Est. Return
CF
Cantor Fitzgerald New York $6.78B AUM 29.01% 1-Year Est. Return
JCAM
Jericho Capital Asset Management New York $6.76B AUM 88.1% 1-Year Est. Return
AG
AIA Group Hong Kong $6.88B AUM 20.97% 1-Year Est. Return
CIMLRA
CBRE Investment Management Listed Real Assets Radnor, Pennsylvania $6.75B AUM 8.88% 1-Year Est. Return
TAM
Tocqueville Asset Management New York $6.74B AUM 32.29% 1-Year Est. Return
AMH
Aspex Management (HK) Central, Hong Kong $6.9B AUM 28.37% 1-Year Est. Return

Principal Securities's Q4 2025 Portfolio in Review

As of Q4 2025, Principal Securities held 3,741 positions worth $6.48B, up 6.8% from $6.07B the previous quarter. Its ten largest holdings account for 22% of the portfolio.

Principal Securities deployed $322M of net new capital in Q4 2025, opening 9 new positions and adding to 908 existing holdings. Its largest new stake was Global X Russell 2000 Covered Call ETF: 280,831 shares worth $4.3M.

By sector, the portfolio is most concentrated in Technology at 8.7% of assets, down from 8.8% a quarter earlier, followed by Financials and Consumer Discretionary.

On the sell side, the largest reduction was Invesco S&P 500 Momentum ETF, an estimated $20.7M trimmed.

  • Principal Securities's largest Q4 2025 buy was Global X Russell 2000 Covered Call ETF: 280,831 shares worth $4.3M.
  • Principal Securities added most to Principal Capital Appreciation Select ETF in Q4 2025, an estimated $62.9M increase.
  • Principal Securities's biggest Q4 2025 reduction was Invesco S&P 500 Momentum ETF, cutting an estimated $20.7M.
  • Principal Securities fully exited Goldman Sachs ActiveBeta World Equity ETF in Q4 2025, selling an estimated $6.39M.
  • Principal Securities's ten largest holdings make up 22% of its $6.48B portfolio in Q4 2025.
  • Principal Securities opened 9 new positions and closed 2,395 in Q4 2025.
  • Principal Securities's portfolio value rose 6.8% quarter-over-quarter to $6.48B.

Based on Principal Securities's 13F filing for Q4 2025, filed 12 Feb 2026.