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Principal Securities’s TRI-Continental Corp TY Stock Holding History

Principal Securities’s Portfolio TY Stock Details TY Fund Activity
Bought
Maintained
Sold
Quarter Market Value Status Shares Change in
Stake 		Trade Value Portfolio Weight Portfolio Position
2025
Q4 		– Sell
-19
Closed -$646 – 3360
2025
Q3 		$646 Hold
19
– – ﹤0.01% 3490
2025
Q2 		$602 Hold
19
– – ﹤0.01% 3447
2025
Q1 		$602 Hold
19
– – ﹤0.01% 3316
2024
Q4 		$602 Buy
+19
New +$631 ﹤0.01% 3310

Other funds holding TY

SCM
Saba Capital Management New York $3.62B AUM 13% 1-Year Est. Return
Morgan Stanley
Morgan Stanley New York $1.66T AUM 25.57% 1-Year Est. Return
Lazard Asset Management
Lazard Asset Management New York $60.8B AUM 22.47% 1-Year Est. Return
BBPWM
Blue Bell Private Wealth Management Blue Bell, Pennsylvania $696M AUM 17.73% 1-Year Est. Return
Allspring Global Investments
Allspring Global Investments Charlotte, North Carolina $59.7B AUM 29.08% 1-Year Est. Return
Raymond James Financial
Raymond James Financial St Petersburg, Florida $324B AUM 22.36% 1-Year Est. Return
UBS Group
UBS Group Zurich, Switzerland $666B AUM 30.12% 1-Year Est. Return
Focus Partners Wealth
Focus Partners Wealth Boston, Massachusetts $89.9B AUM 20.5% 1-Year Est. Return
UB
UMB Bank Kansas City, Missouri $7.16B AUM 20.88% 1-Year Est. Return
Wells Fargo
Wells Fargo San Francisco, California $530B AUM 22.01% 1-Year Est. Return

Principal Securities's TY Position: Q4 2025 in Review

Principal Securities sold out of TRI-Continental Corp (TY) in Q4 2025, closing a stake of 19 shares — an estimated $646 sold.

Principal Securities first reported a position in TY in Q4 2024 and held it in 4 quarters. The position peaked at $646 in Q3 2025. 151 funds tracked by Wall St. Rank hold TY as of Q4 2025.

  • Principal Securities reported no remaining TRI-Continental Corp position as of Q4 2025 after selling out during the quarter.
  • Principal Securities sold 19 TRI-Continental Corp shares in Q4 2025, an estimated $646.
  • Principal Securities first reported a position in TRI-Continental Corp in Q4 2024 and held it in 4 quarters.
  • Principal Securities's TRI-Continental Corp position peaked at $646 in Q3 2025.
  • 151 funds tracked by Wall St. Rank held TRI-Continental Corp as of Q4 2025.

Based on Principal Securities's 13F filing for Q4 2025, filed 12 Feb 2026.