PS
UFEB icon

Principal Securities’s Innovator US Equity Ultra Buffer ETF February UFEB Stock Holding History

Principal Securities’s Portfolio UFEB Stock Details UFEB Fund Activity
Bought
Maintained
Sold
Quarter Market Value Status Shares Change in
Stake 		Trade Value Portfolio Weight Portfolio Position
2025
Q4 		– Sell
-250
Closed -$8.95K – 3374
2025
Q3 		$8.95K Hold
250
– – ﹤0.01% 2761
2025
Q2 		$8.58K Buy
+250
New +$8.22K ﹤0.01% 2677

Other funds holding UFEB

HighTower Advisors
HighTower Advisors Chicago, Illinois $94.2B AUM 21.24% 1-Year Est. Return
KWM
KFG Wealth Management Granger, Indiana $774M AUM 12.78% 1-Year Est. Return
PCA
Prosperity Capital Advisors Westlake, Ohio $2.03B AUM 23.67% 1-Year Est. Return
Truist Financial
Truist Financial Charlotte, North Carolina $74.2B AUM 21.09% 1-Year Est. Return
Osaic Holdings
Osaic Holdings Scottsdale, Arizona $68.3B AUM 20.5% 1-Year Est. Return
Commonwealth Equity Services
Commonwealth Equity Services Waltham, Massachusetts $71.6B AUM 21.08% 1-Year Est. Return
WIA
World Investment Advisors Santa Barbara, California $6.2B AUM 19.68% 1-Year Est. Return
MML Investors Services
MML Investors Services Springfield, Massachusetts $36.1B AUM 19.68% 1-Year Est. Return
IA
IFP Advisors Tampa, Florida $5.54B AUM 27.43% 1-Year Est. Return
Cambridge Investment Research Advisors
Cambridge Investment Research Advisors Fairfield, Iowa $38.8B AUM 21.88% 1-Year Est. Return

Principal Securities's UFEB Position: Q4 2025 in Review

Principal Securities sold out of Innovator US Equity Ultra Buffer ETF February (UFEB) in Q4 2025, closing a stake of 250 shares — an estimated $8.95K sold.

Principal Securities first reported a position in UFEB in Q2 2025 and held it in 2 quarters. The position peaked at $8.95K in Q3 2025. 87 funds tracked by Wall St. Rank hold UFEB as of Q4 2025.

  • Principal Securities reported no remaining Innovator US Equity Ultra Buffer ETF February position as of Q4 2025 after selling out during the quarter.
  • Principal Securities sold 250 Innovator US Equity Ultra Buffer ETF February shares in Q4 2025, an estimated $8.95K.
  • Principal Securities first reported a position in Innovator US Equity Ultra Buffer ETF February in Q2 2025 and held it in 2 quarters.
  • Principal Securities's Innovator US Equity Ultra Buffer ETF February position peaked at $8.95K in Q3 2025.
  • 87 funds tracked by Wall St. Rank held Innovator US Equity Ultra Buffer ETF February as of Q4 2025.

Based on Principal Securities's 13F filing for Q4 2025, filed 12 Feb 2026.