Principal Securities’s Innovator US Equity Ultra Buffer ETF April UAPR Stock Holding History

Principal Securities’s Portfolio UAPR Stock Details UAPR Fund Activity

Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Change in Stake	Trade Value	Portfolio Weight	Portfolio Position
2025 Q4	–	Sell	-5,021	Closed	-$161K	–	3366
2025 Q3	$161K	Hold	5,021	–	–	﹤0.01%	1384
2025 Q2	$157K	Buy	5,021 +2,125	+73%	+$64.2K	﹤0.01%	1337
2025 Q1	$89.3K	Hold	2,896	–	–	﹤0.01%	1488
2024 Q4	$89.3K	Sell	2,896 -290	-9%	-$8.91K	﹤0.01%	1486
2024 Q3	$96.2K	Hold	3,186	–	–	﹤0.01%	1418
2024 Q2	$92.5K	Hold	3,186	–	–	﹤0.01%	1365
2024 Q1	$89.7K	Buy	3,186 +287	+10%	+$7.99K	﹤0.01%	1324
2023 Q4	$79.5K	Buy	+2,899	New	+$76.7K	﹤0.01%	1271

Other funds holding UAPR

TWM

Tradition Wealth Management Edina, Minnesota $1.41B AUM 19.71% 1-Year Est. Return

PCA

Prosperity Capital Advisors Westlake, Ohio $2.03B AUM 23.67% 1-Year Est. Return

Commonwealth Equity Services Waltham, Massachusetts $71.6B AUM 21.08% 1-Year Est. Return

Osaic Holdings Scottsdale, Arizona $68.3B AUM 20.5% 1-Year Est. Return

Carson Wealth (CWM LLC) Omaha, Nebraska $38.1B AUM 19.66% 1-Year Est. Return

KWM

KFG Wealth Management Granger, Indiana $774M AUM 12.78% 1-Year Est. Return

BCM

Brookstone Capital Management Wheaton, Illinois $9.99B AUM 23.61% 1-Year Est. Return

AIA

AssuredPartners Investment Advisors Tampa, Florida $919M AUM 26.81% 1-Year Est. Return

PWA

Prairie Wealth Advisors Omaha, Nebraska $231M AUM 23.67% 1-Year Est. Return

BFG

Berger Financial Group Plymouth, Minnesota $1.79B AUM 15.72% 1-Year Est. Return

Principal Securities's UAPR Position: Q4 2025 in Review

Principal Securities sold out of Innovator US Equity Ultra Buffer ETF April (UAPR) in Q4 2025, closing a stake of 5,021 shares — an estimated $161K sold.

Principal Securities first reported a position in UAPR in Q4 2023 and held it in 8 quarters. The position peaked at $161K in Q3 2025. 83 funds tracked by Wall St. Rank hold UAPR as of Q4 2025.

Principal Securities reported no remaining Innovator US Equity Ultra Buffer ETF April position as of Q4 2025 after selling out during the quarter.
Principal Securities sold 5,021 Innovator US Equity Ultra Buffer ETF April shares in Q4 2025, an estimated $161K.
Principal Securities first reported a position in Innovator US Equity Ultra Buffer ETF April in Q4 2023 and held it in 8 quarters.
Principal Securities's Innovator US Equity Ultra Buffer ETF April position peaked at $161K in Q3 2025.
83 funds tracked by Wall St. Rank held Innovator US Equity Ultra Buffer ETF April as of Q4 2025.

Based on Principal Securities's 13F filing for Q4 2025, filed 12 Feb 2026.