Principal Securities’s Innovator US Equity Ultra Buffer ETF April UAPR Stock Holding History

Principal Securities’s Portfolio UAPR Stock Details UAPR Fund Activity

Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Change in Stake	Trade Value	Portfolio Weight	Portfolio Position
2026 Q2	$347K	Buy	+9,868	New	+$342K	﹤0.01%	1267
2025 Q4	–	Sell	-5,021	Closed	-$161K	–	3366
2025 Q3	$161K	Hold	5,021	–	–	﹤0.01%	1384
2025 Q2	$157K	Buy	5,021 +2,125	+73%	+$64.2K	﹤0.01%	1337
2025 Q1	$89.3K	Hold	2,896	–	–	﹤0.01%	1488
2024 Q4	$89.3K	Sell	2,896 -290	-9%	-$8.91K	﹤0.01%	1486
2024 Q3	$96.2K	Hold	3,186	–	–	﹤0.01%	1418
2024 Q2	$92.5K	Hold	3,186	–	–	﹤0.01%	1365
2024 Q1	$89.7K	Buy	3,186 +287	+10%	+$7.99K	﹤0.01%	1324
2023 Q4	$79.5K	Buy	+2,899	New	+$76.7K	﹤0.01%	1271

Other funds holding UAPR

Tradition Wealth Management Edina, Minnesota $1.64B AUM 26.59% 1-Year Est. Return

Prosperity Capital Advisors Westlake, Ohio $2.03B AUM 15.9% 1-Year Est. Return

Commonwealth Equity Services Waltham, Massachusetts $79.5B AUM 27.1% 1-Year Est. Return

Osaic Holdings Scottsdale, Arizona $85.1B AUM 27.35% 1-Year Est. Return

KFG Wealth Management Granger, Indiana $922M AUM 10.87% 1-Year Est. Return

TWML

Todd Wealth Management, LLC Venice, Florida $131M AUM 28.18% 1-Year Est. Return

AssuredPartners Investment Advisors Tampa, Florida $1.03B AUM 34.9% 1-Year Est. Return

PWA

Prairie Wealth Advisors Omaha, Nebraska $420M AUM 21.83% 1-Year Est. Return

Brookstone Capital Management Wheaton, Illinois $10B AUM 23.61% 1-Year Est. Return

CVA

Central Valley Advisors Sacramento, California $390M AUM 20.62% 1-Year Est. Return

Principal Securities's UAPR Position: Q2 2026 in Review

Principal Securities opened a new position in Innovator US Equity Ultra Buffer ETF April (UAPR) in Q2 2026: 9,868 shares worth $347K. The stake represents ﹤0.01% of the portfolio and ranks #1267 among its holdings. This is a return to the name: Principal Securities previously reported a position in UAPR as recently as Q3 2025.

Principal Securities first reported a position in UAPR in Q4 2023 and has held it in 9 quarters since. 88 funds tracked by Wall St. Rank hold UAPR as of Q2 2026.

Principal Securities held 9,868 shares of Innovator US Equity Ultra Buffer ETF April worth $347K as of Q2 2026.
Innovator US Equity Ultra Buffer ETF April was a new Principal Securities position in Q2 2026.
Innovator US Equity Ultra Buffer ETF April made up ﹤0.01% of Principal Securities's portfolio in Q2 2026, its #1267 holding.
Principal Securities first reported a position in Innovator US Equity Ultra Buffer ETF April in Q4 2023 and has held it in 9 quarters since.
88 funds tracked by Wall St. Rank held Innovator US Equity Ultra Buffer ETF April as of Q2 2026.

Based on Principal Securities's 13F filing for Q2 2026, filed 4 Aug 2026.