PS

Principal Securities Portfolio holdings

AUM $6.48B
1-Year Est. Return 16.65%
This Fund
S&P 500
This Quarter Est. Return
1 Year Est. Return
+16.65%
3 Year Est. Return
5 Year Est. Return
10 Year Est. Return
AUM
$6.48B
AUM Growth
+$410M
Cap. Flow
Cap. Flow %
Top 10 Hldgs %
Holding
3,741
New
Increased
Reduced
Closed

Top Buys

1
+$62.9M
2
+$22M
3
+$19.8M
4
PIEQ
Principal International Equity ETF
PIEQ
+$19M
5
BCHP icon
Principal Focused Blue Chip ETF
BCHP
+$18.9M

Top Sells

1
+$20.7M
2
+$18.7M
3
+$11.6M
4
IUSV icon
iShares Core S&P US Value ETF
IUSV
+$11M
5
MLPX icon
Global X MLP & Energy Infrastructure ETF
MLPX
+$8.76M

Sector Composition

1 Technology 8.7%
2 Financials 4.45%
3 Consumer Discretionary 3.26%
4 Healthcare 3.17%
5 Communication Services 3.11%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
FXU icon
2926
First Trust Utilities AlphaDEX Fund
FXU
$837M
– –
-840
FYBR
2927
DELISTED
Frontier Communications
FYBR
– –
-163
FYC icon
2928
First Trust Small Cap Growth AlphaDEX Fund
FYC
$895M
– –
-271
FYX icon
2929
First Trust Small Cap Core AlphaDEX Fund
FYX
$1.03B
– –
-313
GAB icon
2930
Gabelli Equity Trust
GAB
$1.83B
– –
-4,247
GABC icon
2931
German American Bancorp
GABC
$1.5B
– –
-313
GAME icon
2932
GameSquare
GAME
$27.4M
– –
-3,000
GAPR icon
2933
FT Vest US Equity Moderate Buffer ETF April
GAPR
$256M
– –
-2,335
GBIL icon
2934
Goldman Sachs Access Treasury 0-1 Year ETF
GBIL
$7.12B
– –
-755
GBX icon
2935
The Greenbrier Companies
GBX
$1.69B
– –
-122
GDEC icon
2936
FT Vest US Equity Moderate Buffer ETF December
GDEC
$493M
– –
-456
GDMN icon
2937
WisdomTree Efficient Gold Plus Gold Miners Strategy Fund
GDMN
$264M
– –
-276
GDS icon
2938
GDS Holdings
GDS
$8.19B
– –
-32
GDXJ icon
2939
VanEck Junior Gold Miners ETF
GDXJ
$10.6B
– –
-1,654
GEL icon
2940
Genesis Energy
GEL
$2.22B
– –
-502
GEMD icon
2941
Goldman Sachs Access Emerging Markets USD Bond ETF
GEMD
$38M
– –
-87
GEN icon
2942
Gen Digital
GEN
$13.7B
– –
-2,138
GENI icon
2943
Genius Sports
GENI
$1.29B
– –
-46
GFL icon
2944
GFL Environmental
GFL
$16B
– –
-171
GFS icon
2945
GlobalFoundries
GFS
$26.1B
– –
-512
GGB icon
2946
Gerdau
GGB
$7.03B
– –
-68
GGG icon
2947
Graco
GGG
$14.6B
– –
-1,297
GH icon
2948
Guardant Health
GH
$12B
– –
-441
GHC icon
2949
Graham Holdings Company
GHC
$4.66B
– –
-168
GHYB icon
2950
Goldman Sachs Access High Yield Corporate Bond ETF
GHYB
$130M
– –
-397
116 117
118
119 120