We are live on ! Find out more
PS

Principal Securities Portfolio holdings

AUM $6.82B
1-Year Est. Return 17.15%
This Fund
S&P 500
This Quarter Est. Return
+6.11%
1 Year Est. Return
+17.15%
3 Year Est. Return
–
5 Year Est. Return
–
10 Year Est. Return
–
AUM
$4.14B
AUM Growth
+$507M
Cap. Flow
+$296M
Cap. Flow %
7.17%
Top 10 Hldgs %
22.42%
Holding
3,578
New
189
Increased
1,723
Reduced
908
Closed
144

Top Buys

Rank Stock Value
1
SPYV icon
State Street SPDR Portfolio S&P 500 Value ETF
SPYV
+$31.3M
2
IWX icon
iShares Russell Top 200 Value ETF
IWX
+$27.1M
3
BCHP icon
Principal Focused Blue Chip ETF
BCHP
+$25.4M
4
HDV
iShares Core High Dividend ETF
HDV
+$19.3M
5
PQDI
Principal Spectrum Preferred and Income ETF
PQDI
+$9.31M

Top Sells

Rank Stock Value
1
IWY icon
iShares Russell Top 200 Growth ETF
IWY
+$26.2M
2
SPYG icon
State Street SPDR Portfolio S&P 500 Growth ETF
SPYG
+$26.1M
3
IVV icon
iShares Core S&P 500 ETF
IVV
+$13.7M
4
BBJP icon
JPMorgan BetaBuilders Japan ETF
BBJP
+$9.44M
5
GBIL icon
Goldman Sachs Access Treasury 0-1 Year ETF
GBIL
+$6.61M

Sector Composition

Rank Sector Weight
1 Technology 7.78%
2 Financials 4.3%
3 Consumer Discretionary 3.67%
4 Healthcare 3.64%
5 Industrials 2.58%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
BEKE icon
2526
KE Holdings
BEKE
$17.4B
$8.04K ﹤0.01%
404
+26
+7% +$384
GSL icon
2527
Global Ship Lease
GSL
$1.55B
$8.02K ﹤0.01%
301
+99
+49% +$2.54K
PRCT icon
2528
Procept Biorobotics
PRCT
$1.01B
$8.01K ﹤0.01%
+100
New +$7.1K
HYFI icon
2529
AB High Yield ETF
HYFI
$329M
$8.01K ﹤0.01%
213
-15,021
-99% -$555K
HMN icon
2530
Horace Mann Educators
HMN
$2.09B
$7.97K ﹤0.01%
228
-53
-19% -$1.81K
AESI icon
2531
Atlas Energy Solutions
AESI
$1.43B
$7.85K ﹤0.01%
360
+76
+27% +$1.57K
MTG icon
2532
MGIC Investment
MTG
$6.34B
$7.83K ﹤0.01%
306
+227
+287% +$5.47K
ISRA icon
2533
VanEck Israel ETF
ISRA
$152M
$7.83K ﹤0.01%
200
– –
UFCS icon
2534
United Fire Group
UFCS
$1.32B
$7.83K ﹤0.01%
374
-4
-1% -$83
MMS icon
2535
Maximus
MMS
$3.2B
$7.83K ﹤0.01%
84
+8
+11% +$715
EYLD icon
2536
Cambria Emerging Shareholder Yield ETF
EYLD
$841M
$7.79K ﹤0.01%
225
– –
NZF icon
2537
Nuveen Municipal Credit Income Fund
NZF
$2.41B
$7.78K ﹤0.01%
594
-9,641
-94% -$122K
KD icon
2538
Kyndryl
KD
$2.81B
$7.74K ﹤0.01%
337
+143
+74% +$3.49K
MASI
2539
DELISTED
Masimo
MASI
$7.73K ﹤0.01%
58
+18
+45% +$2.09K
SLG icon
2540
SL Green Realty
SLG
$3.83B
$7.73K ﹤0.01%
111
-7
-6% -$449
ROCK icon
2541
Gibraltar Industries
ROCK
$1.36B
$7.69K ﹤0.01%
110
– –
WF icon
2542
Woori Financial
WF
$16.4B
$7.65K ﹤0.01%
214
+196
+1,089% +$6.76K
DLNG icon
2543
Dynagas LNG Partners
DLNG
$135M
$7.58K ﹤0.01%
2,000
-1,250
-38% -$4.74K
WGO icon
2544
Winnebago Industries
WGO
$879M
$7.55K ﹤0.01%
130
-400
-75% -$22.9K
BB icon
2545
BlackBerry
BB
$4.93B
$7.54K ﹤0.01%
2,877
+2,000
+228% +$4.76K
QQQX icon
2546
Nuveen NASDAQ 100 Dynamic Overwrite Fund
QQQX
$1.44B
$7.54K ﹤0.01%
300
– –
BTO
2547
John Hancock Financial Opportunities Fund
BTO
$805M
$7.46K ﹤0.01%
225
– –
DAUG icon
2548
FT Vest US Equity Deep Buffer ETF August
DAUG
$368M
$7.43K ﹤0.01%
190
– –
ALGM icon
2549
Allegro MicroSystems
ALGM
$8.72B
$7.39K ﹤0.01%
317
-306
-49% -$7.69K
FLSA icon
2550
Franklin FTSE Saudi Arabia ETF
FLSA
$4.79M
$7.32K ﹤0.01%
200
– –
100 101
102
103 104

Similar funds

CIA
Capital Investment Advisors Atlanta, Georgia $6.84B AUM 17.28% 1-Year Est. Return
GAM
Groupama Asset Management Paris, France $6.85B AUM 43.37% 1-Year Est. Return
CF
Cantor Fitzgerald New York $6.78B AUM 29.01% 1-Year Est. Return
JCAM
Jericho Capital Asset Management New York $6.76B AUM 88.1% 1-Year Est. Return
AG
AIA Group Hong Kong $6.88B AUM 20.97% 1-Year Est. Return
CIMLRA
CBRE Investment Management Listed Real Assets Radnor, Pennsylvania $6.75B AUM 8.88% 1-Year Est. Return
TAM
Tocqueville Asset Management New York $6.74B AUM 32.29% 1-Year Est. Return
AMH
Aspex Management (HK) Central, Hong Kong $6.9B AUM 28.37% 1-Year Est. Return

Principal Securities's Q3 2024 Portfolio in Review

As of Q3 2024, Principal Securities held 3,578 positions worth $4.14B, up 14% from $3.63B the previous quarter. Its ten largest holdings account for 22% of the portfolio.

Principal Securities deployed $296M of net new capital in Q3 2024, opening 189 new positions and adding to 1,723 existing holdings. Its largest new stake was iShares Russell Top 200 Value ETF: 346,962 shares worth $28.2M.

By sector, the portfolio is most concentrated in Technology at 7.8% of assets, down from 8.4% a quarter earlier, followed by Financials and Consumer Discretionary.

On the sell side, the largest reduction was iShares Russell Top 200 Growth ETF, an estimated $26.2M trimmed.

  • Principal Securities's largest Q3 2024 buy was iShares Russell Top 200 Value ETF: 346,962 shares worth $28.2M.
  • Principal Securities added most to State Street SPDR Portfolio S&P 500 Value ETF in Q3 2024, an estimated $31.3M increase.
  • Principal Securities's biggest Q3 2024 reduction was iShares Russell Top 200 Growth ETF, cutting an estimated $26.2M.
  • Principal Securities fully exited Innovator Premium Income 40 Barrier ETF October in Q3 2024, selling an estimated $3.77M.
  • Principal Securities's ten largest holdings make up 22% of its $4.14B portfolio in Q3 2024.
  • Principal Securities opened 189 new positions and closed 144 in Q3 2024.
  • Principal Securities's portfolio value rose 14% quarter-over-quarter to $4.14B.

Based on Principal Securities's 13F filing for Q3 2024, filed 28 Oct 2024.