Principal Securities’s FT Vest US Equity Deep Buffer ETF August DAUG Stock Holding History

Principal Securities’s Portfolio DAUG Stock Details DAUG Fund Activity

Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Change in Stake	Trade Value	Portfolio Weight	Portfolio Position
2025 Q2	–	Sell	-190	Closed	-$7.54K	–	3733
2025 Q1	$7.54K	Hold	190	–	–	﹤0.01%	2636
2024 Q4	$7.54K	Hold	190	–	–	﹤0.01%	2633
2024 Q3	$7.43K	Hold	190	–	–	﹤0.01%	2549
2024 Q2	$7.19K	Sell	190 -19	-9%	-$708	﹤0.01%	2524
2024 Q1	$7.73K	Buy	209 +19	+10%	+$688	﹤0.01%	2454
2023 Q4	$6.73K	Buy	+190	New	+$6.45K	﹤0.01%	2418

Other funds holding DAUG

Commonwealth Equity Services Waltham, Massachusetts $71.6B AUM 21.08% 1-Year Est. Return

MWM

MinichMacGregor Wealth Management Saratoga Springs, New York $659M AUM 41.82% 1-Year Est. Return

HFM

Hartford Financial Management Hartford, Connecticut $392M AUM 21.9% 1-Year Est. Return

Osaic Holdings Scottsdale, Arizona $68.3B AUM 20.5% 1-Year Est. Return

RFG

REAP Financial Group Austin, Texas $507M AUM 18.73% 1-Year Est. Return

Armis Advisers Atlanta, Georgia $1.09B AUM 22.88% 1-Year Est. Return

Cetera Investment Advisers Schaumburg, Illinois $94B AUM 20.14% 1-Year Est. Return

PCG

Prosperity Consulting Group Owings Mills, Maryland $2.25B AUM 15.87% 1-Year Est. Return

LPL Financial San Diego, California $377B AUM 19.32% 1-Year Est. Return

Carson Wealth (CWM LLC) Omaha, Nebraska $38.1B AUM 19.66% 1-Year Est. Return

Principal Securities's DAUG Position: Q2 2025 in Review

Principal Securities sold out of FT Vest US Equity Deep Buffer ETF August (DAUG) in Q2 2025, closing a stake of 190 shares — an estimated $7.54K sold.

Principal Securities first reported a position in DAUG in Q4 2023 and held it in 6 quarters. The position peaked at $7.73K in Q1 2024. 95 funds tracked by Wall St. Rank hold DAUG as of Q2 2025.

Principal Securities reported no remaining FT Vest US Equity Deep Buffer ETF August position as of Q2 2025 after selling out during the quarter.
Principal Securities sold 190 FT Vest US Equity Deep Buffer ETF August shares in Q2 2025, an estimated $7.54K.
Principal Securities first reported a position in FT Vest US Equity Deep Buffer ETF August in Q4 2023 and held it in 6 quarters.
Principal Securities's FT Vest US Equity Deep Buffer ETF August position peaked at $7.73K in Q1 2024.
95 funds tracked by Wall St. Rank held FT Vest US Equity Deep Buffer ETF August as of Q2 2025.

Based on Principal Securities's 13F filing for Q2 2025, filed 11 Aug 2025.