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Principal Securities’s Nuveen NASDAQ 100 Dynamic Overwrite Fund QQQX Stock Holding History

Principal Securities’s Portfolio QQQX Stock Details QQQX Fund Activity
Bought
Maintained
Sold
Quarter Market Value Status Shares Change in
Stake 		Trade Value Portfolio Weight Portfolio Position
2025
Q4 		– Sell
-300
Closed -$8.24K – 3002
2025
Q3 		$8.24K Hold
300
– – ﹤0.01% 2796
2025
Q2 		$7.94K Hold
300
– – ﹤0.01% 2717
2025
Q1 		$8.12K Hold
300
– – ﹤0.01% 2605
2024
Q4 		$8.12K Hold
300
– – ﹤0.01% 2601
2024
Q3 		$7.54K Hold
300
– – ﹤0.01% 2547
2024
Q2 		$7.52K Sell
300
-80
-21% -$1.91K ﹤0.01% 2509
2024
Q1 		$9.17K Hold
380
– – ﹤0.01% 2373
2023
Q4 		$8.8K Buy
+380
New +$8.5K ﹤0.01% 2310

Other funds holding QQQX

Morgan Stanley
Morgan Stanley New York $1.66T AUM 25.57% 1-Year Est. Return
KIM
Karpus Investment Management Pittsford, New York $3.21B AUM 6.83% 1-Year Est. Return
Wells Fargo
Wells Fargo San Francisco, California $530B AUM 22.01% 1-Year Est. Return
Invesco
Invesco Atlanta, Georgia $1.02T AUM 30.18% 1-Year Est. Return
Royal Bank of Canada
Royal Bank of Canada Toronto, Ontario, Canada $570B AUM 27.57% 1-Year Est. Return
UBS Group
UBS Group Zurich, Switzerland $666B AUM 30.12% 1-Year Est. Return
LPL Financial
LPL Financial San Diego, California $377B AUM 19.32% 1-Year Est. Return
Allspring Global Investments
Allspring Global Investments Charlotte, North Carolina $59.7B AUM 29.08% 1-Year Est. Return
GC
Guggenheim Capital Chicago, Illinois $12.9B AUM 27.3% 1-Year Est. Return
1CP
1607 Capital Partners Richmond, Virginia $1.39B AUM 8.35% 1-Year Est. Return

Principal Securities's QQQX Position: Q4 2025 in Review

Principal Securities sold out of Nuveen NASDAQ 100 Dynamic Overwrite Fund (QQQX) in Q4 2025, closing a stake of 300 shares — an estimated $8.24K sold.

Principal Securities first reported a position in QQQX in Q4 2023 and held it in 8 quarters. The position peaked at $9.17K in Q1 2024. 147 funds tracked by Wall St. Rank hold QQQX as of Q4 2025.

  • Principal Securities reported no remaining Nuveen NASDAQ 100 Dynamic Overwrite Fund position as of Q4 2025 after selling out during the quarter.
  • Principal Securities sold 300 Nuveen NASDAQ 100 Dynamic Overwrite Fund shares in Q4 2025, an estimated $8.24K.
  • Principal Securities first reported a position in Nuveen NASDAQ 100 Dynamic Overwrite Fund in Q4 2023 and held it in 8 quarters.
  • Principal Securities's Nuveen NASDAQ 100 Dynamic Overwrite Fund position peaked at $9.17K in Q1 2024.
  • 147 funds tracked by Wall St. Rank held Nuveen NASDAQ 100 Dynamic Overwrite Fund as of Q4 2025.

Based on Principal Securities's 13F filing for Q4 2025, filed 12 Feb 2026.