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Principal Securities Portfolio holdings

AUM $6.82B
1-Year Est. Return 17.15%
This Fund
S&P 500
This Quarter Est. Return
+6.62%
1 Year Est. Return
+17.15%
3 Year Est. Return
–
5 Year Est. Return
–
10 Year Est. Return
–
AUM
$6.07B
AUM Growth
+$750M
Cap. Flow
+$423M
Cap. Flow %
6.97%
Top 10 Hldgs %
21.64%
Holding
3,874
New
201
Increased
1,741
Reduced
1,019
Closed
143

Top Buys

Rank Stock Value
1
IVV icon
iShares Core S&P 500 ETF
IVV
+$38.4M
2
BCHP icon
Principal Focused Blue Chip ETF
BCHP
+$28.8M
3
USMC icon
Principal Exchange-Traded Funds Principal US Mega-Cap ETF
USMC
+$24.1M
4
IWY icon
iShares Russell Top 200 Growth ETF
IWY
+$23.7M
5
PIEQ
Principal International Equity ETF
PIEQ
+$23.1M

Top Sells

Rank Stock Value
1
SPMO icon
Invesco S&P 500 Momentum ETF
SPMO
+$34.2M
2
MTUM icon
iShares MSCI USA Momentum Factor ETF
MTUM
+$14.3M
3
EWY icon
iShares MSCI South Korea ETF
EWY
+$10.1M
4
VOX icon
Vanguard Communication Services ETF
VOX
+$9.41M
5
SPYM
State Street SPDR Portfolio S&P 500 ETF
SPYM
+$5.01M

Sector Composition

Rank Sector Weight
1 Technology 8.76%
2 Financials 4.51%
3 Consumer Discretionary 3.45%
4 Communication Services 3.01%
5 Healthcare 2.98%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
SLQD icon
226
iShares 0-5 Year Investment Grade Corporate Bond ETF
SLQD
$2.36B
$5.08M 0.08%
100,026
+4,408
+5% +$223K
T icon
227
AT&T
T
$165B
$5M 0.08%
177,067
+15,482
+10% +$440K
APD icon
228
Air Products & Chemicals
APD
$66.3B
$5M 0.08%
18,318
+50
+0.3% +$14.5K
CRWD icon
229
CrowdStrike
CRWD
$187B
$4.98M 0.08%
40,628
+400
+1% +$45.5K
CGGE
230
Capital Group Global Equity ETF
CGGE
$2.89B
$4.98M 0.08%
+161,689
New +$4.82M
COF icon
231
Capital One
COF
$124B
$4.97M 0.08%
23,392
+1,261
+6% +$276K
IFRA icon
232
iShares US Infrastructure ETF
IFRA
$4.65B
$4.94M 0.08%
93,440
-1,978
-2% -$101K
VGT icon
233
Vanguard Information Technology ETF
VGT
$139B
$4.9M 0.08%
52,480
-6,784
-11% -$593K
RCL icon
234
Royal Caribbean
RCL
$78.7B
$4.89M 0.08%
15,113
-316
-2% -$106K
PDI icon
235
PIMCO Dynamic Income Fund
PDI
$7.4B
$4.83M 0.08%
244,052
+34,677
+17% +$673K
PH icon
236
Parker-Hannifin
PH
$125B
$4.83M 0.08%
6,370
-686
-10% -$506K
SPSM icon
237
State Street SPDR Portfolio S&P 600 Small Cap ETF
SPSM
$16.9B
$4.83M 0.08%
104,222
+7,391
+8% +$331K
ADSK icon
238
Autodesk
ADSK
$44.3B
$4.81M 0.08%
15,157
+399
+3% +$122K
IWR icon
239
iShares Russell Mid-Cap ETF
IWR
$56.8B
$4.8M 0.08%
49,680
+1,533
+3% +$145K
PANW icon
240
Palo Alto Networks
PANW
$264B
$4.76M 0.08%
23,401
+890
+4% +$170K
ACN icon
241
Accenture
ACN
$89.9B
$4.74M 0.08%
19,208
-1,379
-7% -$360K
HLT icon
242
Hilton Worldwide
HLT
$74B
$4.74M 0.08%
18,256
+198
+1% +$53.5K
KJAN icon
243
Innovator US Small Cap Power Buffer ETF January
KJAN
$322M
$4.73M 0.08%
117,312
+13,794
+13% +$537K
MTUM icon
244
iShares MSCI USA Momentum Factor ETF
MTUM
$25.5B
$4.68M 0.08%
18,251
-58,246
-76% -$14.3M
AMGN icon
245
Amgen
AMGN
$203B
$4.63M 0.08%
16,419
+406
+3% +$118K
XLF icon
246
State Street Financial Select Sector SPDR ETF
XLF
$55.6B
$4.62M 0.08%
85,728
+50,157
+141% +$2.66M
NJAN icon
247
Innovator Growth-100 Power Buffer ETF January
NJAN
$349M
$4.6M 0.08%
86,547
-348
-0.4% -$18.1K
NVS icon
248
Novartis
NVS
$295B
$4.59M 0.08%
35,771
-913
-2% -$111K
JMUB icon
249
JPMorgan Municipal ETF
JMUB
$8.19B
$4.55M 0.08%
90,246
+11,180
+14% +$555K
APP icon
250
Applovin
APP
$132B
$4.55M 0.07%
6,331
+132
+2% +$60.9K
8 9
10
11 12

Similar funds

CIA
Capital Investment Advisors Atlanta, Georgia $6.84B AUM 17.28% 1-Year Est. Return
GAM
Groupama Asset Management Paris, France $6.85B AUM 43.37% 1-Year Est. Return
CF
Cantor Fitzgerald New York $6.78B AUM 29.01% 1-Year Est. Return
JCAM
Jericho Capital Asset Management New York $6.76B AUM 88.1% 1-Year Est. Return
AG
AIA Group Hong Kong $6.88B AUM 20.97% 1-Year Est. Return
CIMLRA
CBRE Investment Management Listed Real Assets Radnor, Pennsylvania $6.75B AUM 8.88% 1-Year Est. Return
TAM
Tocqueville Asset Management New York $6.74B AUM 32.29% 1-Year Est. Return
AMH
Aspex Management (HK) Central, Hong Kong $6.9B AUM 28.37% 1-Year Est. Return

Principal Securities's Q3 2025 Portfolio in Review

As of Q3 2025, Principal Securities held 3,874 positions worth $6.07B, up 14% from $5.32B the previous quarter. Its ten largest holdings account for 22% of the portfolio.

Principal Securities deployed $423M of net new capital in Q3 2025, opening 201 new positions and adding to 1,741 existing holdings. Its largest new stake was Capital Group Municipal High-Income ETF: 264,921 shares worth $6.7M.

By sector, the portfolio is most concentrated in Technology at 8.8% of assets, up from 8.7% a quarter earlier, followed by Financials and Consumer Discretionary.

On the sell side, the largest reduction was Invesco S&P 500 Momentum ETF, an estimated $34.2M trimmed.

  • Principal Securities's largest Q3 2025 buy was Capital Group Municipal High-Income ETF: 264,921 shares worth $6.7M.
  • Principal Securities added most to iShares Core S&P 500 ETF in Q3 2025, an estimated $38.4M increase.
  • Principal Securities's biggest Q3 2025 reduction was Invesco S&P 500 Momentum ETF, cutting an estimated $34.2M.
  • Principal Securities fully exited Fidelity Disruptive Technology ETF in Q3 2025, selling an estimated $817K.
  • Principal Securities's ten largest holdings make up 22% of its $6.07B portfolio in Q3 2025.
  • Principal Securities opened 201 new positions and closed 143 in Q3 2025.
  • Principal Securities's portfolio value rose 14% quarter-over-quarter to $6.07B.

Based on Principal Securities's 13F filing for Q3 2025, filed 12 Nov 2025.