Principal Securities’s Innovator US Small Cap Power Buffer ETF January KJAN Stock Holding History

Principal Securities’s Portfolio KJAN Stock Details KJAN Fund Activity

Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Change in Stake	Trade Value	Portfolio Weight	Portfolio Position
2026 Q2	$4.83M	Sell	105,876 -12,574	-11%	-$557K	0.06%	298
2026 Q1	$4.94M	Buy	118,450 +2,637	+2%	+$112K	0.07%	266
2025 Q4	$4.8M	Sell	115,813 -1,499	-1%	-$61.5K	0.07%	251
2025 Q3	$4.73M	Buy	117,312 +13,794	+13%	+$537K	0.08%	243
2025 Q2	$3.88M	Buy	103,518 +999	+1%	+$35.9K	0.07%	259
2025 Q1	$3.83M	Hold	102,519	–	–	0.09%	233
2024 Q4	$3.83M	Sell	102,519 -36,641	-26%	-$1.39M	0.09%	231
2024 Q3	$5.16M	Sell	139,160 -2,810	-2%	-$101K	0.12%	162
2024 Q2	$4.96M	Sell	141,970 -465	-0.3%	-$16.2K	0.14%	141
2024 Q1	$5.04M	Buy	142,435 +140,722	+8,215%	+$4.82M	0.16%	126
2023 Q4	$58.8K	Buy	+1,713	New	+$53.3K	﹤0.01%	1412

Other funds holding KJAN

CAG

Compass Advisory Group Melville, New York $421M AUM 17.7% 1-Year Est. Return

PFS Partners Mine Hill, New Jersey $247M AUM 29.02% 1-Year Est. Return

LIWM

Long Island Wealth Management Melville, New York $242M AUM 17.72% 1-Year Est. Return

Osaic Holdings Scottsdale, Arizona $85.1B AUM 27.35% 1-Year Est. Return

MBL Wealth Charlotte, North Carolina $1.47B AUM 19.75% 1-Year Est. Return

Commonwealth Equity Services Waltham, Massachusetts $79.5B AUM 27.1% 1-Year Est. Return

William Blair & Company Chicago, Illinois $38.4B AUM 25.71% 1-Year Est. Return

BMM

Berkshire Money Management Dalton, Massachusetts $1.09B AUM 20.64% 1-Year Est. Return

Cetera Investment Advisers Schaumburg, Illinois $110B AUM 26.29% 1-Year Est. Return

KAS

Kestra Advisory Services Austin, Texas $31B AUM 28.39% 1-Year Est. Return

Principal Securities's KJAN Position: Q2 2026 in Review

Principal Securities reduced its Innovator US Small Cap Power Buffer ETF January (KJAN) stake by 11% in Q2 2026, selling an estimated $557K and leaving 105,876 shares worth $4.83M. The position accounts for 0.06% of the portfolio, ranked #298.

Principal Securities first reported a position in KJAN in Q4 2023 and has held it in 11 quarters since. The position peaked at $5.16M in Q3 2024. 135 funds tracked by Wall St. Rank hold KJAN as of Q2 2026.

Principal Securities held 105,876 shares of Innovator US Small Cap Power Buffer ETF January worth $4.83M as of Q2 2026.
Principal Securities sold 12,574 Innovator US Small Cap Power Buffer ETF January shares in Q2 2026, an estimated $557K.
Innovator US Small Cap Power Buffer ETF January made up 0.06% of Principal Securities's portfolio in Q2 2026, its #298 holding.
Principal Securities first reported a position in Innovator US Small Cap Power Buffer ETF January in Q4 2023 and has held it in 11 quarters since.
Principal Securities's Innovator US Small Cap Power Buffer ETF January position peaked at $5.16M in Q3 2024.
135 funds tracked by Wall St. Rank held Innovator US Small Cap Power Buffer ETF January as of Q2 2026.

Based on Principal Securities's 13F filing for Q2 2026, filed 4 Aug 2026.