Principal Securities’s Innovator US Small Cap Power Buffer ETF January KJAN Stock Holding History

Principal Securities’s Portfolio KJAN Stock Details KJAN Fund Activity

Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Change in Stake	Trade Value	Portfolio Weight	Portfolio Position
2026 Q1	$4.94M	Buy	118,450 +2,637	+2%	+$112K	0.07%	266
2025 Q4	$4.8M	Sell	115,813 -1,499	-1%	-$61.5K	0.07%	251
2025 Q3	$4.73M	Buy	117,312 +13,794	+13%	+$537K	0.08%	243
2025 Q2	$3.88M	Buy	103,518 +999	+1%	+$35.9K	0.07%	259
2025 Q1	$3.83M	Hold	102,519	–	–	0.09%	233
2024 Q4	$3.83M	Sell	102,519 -36,641	-26%	-$1.39M	0.09%	231
2024 Q3	$5.16M	Sell	139,160 -2,810	-2%	-$101K	0.12%	162
2024 Q2	$4.96M	Sell	141,970 -465	-0.3%	-$16.2K	0.14%	141
2024 Q1	$5.04M	Buy	142,435 +140,722	+8,215%	+$4.82M	0.16%	126
2023 Q4	$58.8K	Buy	+1,713	New	+$53.3K	﹤0.01%	1412

Other funds holding KJAN

CAG

Compass Advisory Group Melville, New York $374M AUM 14.59% 1-Year Est. Return

PFS Partners Mine Hill, New Jersey $218M AUM 13.38% 1-Year Est. Return

LIWM

Long Island Wealth Management Melville, New York $216M AUM 14.59% 1-Year Est. Return

Osaic Holdings Scottsdale, Arizona $68.3B AUM 20.5% 1-Year Est. Return

MBL Wealth Charlotte, North Carolina $1.47B AUM 19.75% 1-Year Est. Return

Commonwealth Equity Services Waltham, Massachusetts $71.6B AUM 21.08% 1-Year Est. Return

William Blair & Company Chicago, Illinois $34.9B AUM 18.88% 1-Year Est. Return

Cetera Investment Advisers Schaumburg, Illinois $94B AUM 20.14% 1-Year Est. Return

KAS

Kestra Advisory Services Austin, Texas $26.4B AUM 21.05% 1-Year Est. Return

BMM

Berkshire Money Management Dalton, Massachusetts $976M AUM 13.87% 1-Year Est. Return

Principal Securities's KJAN Position: Q1 2026 in Review

Principal Securities increased its Innovator US Small Cap Power Buffer ETF January (KJAN) stake by 2.3% in Q1 2026, buying an estimated $112K and bringing the position to 118,450 shares worth $4.94M. The position accounts for 0.07% of the portfolio, ranked #266.

Principal Securities first reported a position in KJAN in Q4 2023 and has held it in 10 quarters since. The position peaked at $5.16M in Q3 2024. 128 funds tracked by Wall St. Rank hold KJAN as of Q1 2026.

Principal Securities held 118,450 shares of Innovator US Small Cap Power Buffer ETF January worth $4.94M as of Q1 2026.
Principal Securities bought 2,637 Innovator US Small Cap Power Buffer ETF January shares in Q1 2026, an estimated $112K.
Innovator US Small Cap Power Buffer ETF January made up 0.07% of Principal Securities's portfolio in Q1 2026, its #266 holding.
Principal Securities first reported a position in Innovator US Small Cap Power Buffer ETF January in Q4 2023 and has held it in 10 quarters since.
Principal Securities's Innovator US Small Cap Power Buffer ETF January position peaked at $5.16M in Q3 2024.
128 funds tracked by Wall St. Rank held Innovator US Small Cap Power Buffer ETF January as of Q1 2026.

Based on Principal Securities's 13F filing for Q1 2026, filed 13 May 2026.