Principal Securities’s Capital One COF Stock Holding History

Principal Securities’s Portfolio COF Stock Details COF Fund Activity

Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Change in Stake	Trade Value	Portfolio Weight	Portfolio Position
2026 Q1	$4.79M	Buy	26,239 +402	+2%	+$84.1K	0.07%	271
2025 Q4	$6.26M	Buy	25,837 +2,445	+10%	+$544K	0.1%	199
2025 Q3	$4.97M	Buy	23,392 +1,261	+6%	+$276K	0.08%	231
2025 Q2	$4.71M	Buy	22,131 +9,188	+71%	+$1.71M	0.09%	222
2025 Q1	$2.31M	Hold	12,943	–	–	0.05%	317
2024 Q4	$2.31M	Buy	12,943 +2,483	+24%	+$430K	0.05%	315
2024 Q3	$1.57M	Buy	10,460 +1,229	+13%	+$175K	0.04%	420
2024 Q2	$1.28M	Buy	9,231 +648	+8%	+$90.9K	0.04%	422
2024 Q1	$1.28M	Buy	8,583 +1,940	+29%	+$263K	0.04%	391
2023 Q4	$871K	Buy	+6,643	New	+$717K	0.03%	453

Other funds holding COF

BlackRock New York $5.72T AUM 30.48% 1-Year Est. Return

VCM

Vanguard Capital Management Malvern, Pennsylvania $4.04T AUM

State Street Boston, Massachusetts $2.9T AUM 29.55% 1-Year Est. Return

Capital World Investors Los Angeles, California $733B AUM 35.63% 1-Year Est. Return

JP Morgan Chase New York $1.56T AUM 27.86% 1-Year Est. Return

Geode Capital Management Boston, Massachusetts $1.61T AUM 30.72% 1-Year Est. Return

Franklin Resources San Mateo, California $408B AUM 30.18% 1-Year Est. Return

Fidelity Investments Boston, Massachusetts $1.9T AUM 41.92% 1-Year Est. Return

VPM

Vanguard Portfolio Management Malvern, Pennsylvania $1.91T AUM

Harris Associates Chicago, Illinois $75B AUM 11.27% 1-Year Est. Return

Principal Securities's COF Position: Q1 2026 in Review

Principal Securities increased its Capital One (COF) stake by 1.6% in Q1 2026, buying an estimated $84.1K and bringing the position to 26,239 shares worth $4.79M. The position accounts for 0.07% of the portfolio, ranked #271.

Principal Securities first reported a position in COF in Q4 2023 and has held it in 10 quarters since. The position peaked at $6.26M in Q4 2025. 2,063 funds tracked by Wall St. Rank hold COF as of Q1 2026.

Principal Securities held 26,239 shares of Capital One worth $4.79M as of Q1 2026.
Principal Securities bought 402 Capital One shares in Q1 2026, an estimated $84.1K.
Capital One made up 0.07% of Principal Securities's portfolio in Q1 2026, its #271 holding.
Principal Securities first reported a position in Capital One in Q4 2023 and has held it in 10 quarters since.
Principal Securities's Capital One position peaked at $6.26M in Q4 2025.
2,063 funds tracked by Wall St. Rank held Capital One as of Q1 2026.

Based on Principal Securities's 13F filing for Q1 2026, filed 13 May 2026.