PEAK6 Group’s Oxford Square Capital OXSQ Stock Holding History

PEAK6 Group’s Portfolio OXSQ Stock Details OXSQ Fund Activity

Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Change in Stake	Trade Value	Portfolio Weight	Portfolio Position
2014 Q4	–	Sell	-33,500	Closed	-$296K	–	5016
2014 Q3	$296K	Buy	33,500 +9,100	+37%	+$87.4K	﹤0.01%	2952
2014 Q2	$242K	Buy	+24,400	New	+$234K	﹤0.01%	3024
2014 Q1	–	Sell	-500	Closed	-$5K	–	5270
2013 Q4	$5K	Sell	500 -151,300	-100%	-$1.55M	﹤0.01%	4756
2013 Q3	$740K	Buy	151,800 +84,600	+126%	+$831K	0.01%	2462
2013 Q2	$646	Buy	+67,200	New	+$654K	﹤0.01%	2533

Other funds holding OXSQ

RCM

Raging Capital Management Rocky Hill, New Jersey $18.2M AUM 17.75% 1-Year Est. Return

UBS Group Zurich, Switzerland $666B AUM 30.12% 1-Year Est. Return

TGHSA

TPG Group Holdings (SBS) Advisors Fort Worth, Texas $10.1B AUM 22.58% 1-Year Est. Return

AAM

Advisors Asset Management Monument, Colorado $6.01B AUM 24.74% 1-Year Est. Return

RCM

Rivernorth Capital Management West Palm Beach, Florida $2B AUM 0.66% 1-Year Est. Return

Mangrove Partners Greenwich, Connecticut $1.24B AUM 41.74% 1-Year Est. Return

Muzinich & Co New York $286M AUM 21.05% 1-Year Est. Return

Selz Capital New York $570M AUM 35.56% 1-Year Est. Return

PAM

PVG Asset Management Golden, Colorado $173M AUM 64.51% 1-Year Est. Return

SAM

Selway Asset Management $242M AUM 7.7% 1-Year Est. Return

PEAK6 Group's OXSQ Position: Q3 2015 in Review

PEAK6 Group sold out of Oxford Square Capital (OXSQ) in Q3 2015, closing a stake of 11,290 shares — an estimated $76K sold.

PEAK6 Group first reported a position in OXSQ in Q2 2013 and held it in 4 quarters. The position peaked at $354K in Q4 2013. 80 funds tracked by Wall St. Rank hold OXSQ as of Q3 2015.

PEAK6 Group reported no remaining Oxford Square Capital position as of Q3 2015 after selling out during the quarter.
PEAK6 Group sold 11,290 Oxford Square Capital shares in Q3 2015, an estimated $76K.
PEAK6 Group first reported a position in Oxford Square Capital in Q2 2013 and held it in 4 quarters.
PEAK6 Group's Oxford Square Capital position peaked at $354K in Q4 2013.
80 funds tracked by Wall St. Rank held Oxford Square Capital as of Q3 2015.

Based on PEAK6 Group's 13F filing for Q3 2015, filed 16 Nov 2015.