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Paloma Partners’s PhenixFIN PFX Stock Holding History

Paloma Partners’s Portfolio PFX Stock Details PFX Fund Activity
Bought
Maintained
Sold
Quarter Market Value Status Shares Change in
Stake 		Trade Value Portfolio Weight Portfolio Position
2014
Q1 		– Sell
-544
Closed -$151K – 926
2013
Q4 		$151K Buy
+544
New +$152K 0.01% 932
2013
Q3 		– Sell
-557
Closed -$151K – 1125
2013
Q2 		$151K Buy
+557
New +$163K 0.01% 1017

Other funds holding PFX

ClearBridge Investments
ClearBridge Investments New York $115B AUM 24.78% 1-Year Est. Return
Ameriprise
Ameriprise Minneapolis, Minnesota $432B AUM 30.22% 1-Year Est. Return
BFA
BlackRock Fund Advisors San Francisco, California $542B AUM 18.13% 1-Year Est. Return
U
UBS Zurich, Switzerland $136B AUM 16.36% 1-Year Est. Return
Invesco
Invesco Atlanta, Georgia $1.02T AUM 30.18% 1-Year Est. Return
AAM
Advisors Asset Management Monument, Colorado $6.01B AUM 24.74% 1-Year Est. Return
State Street
State Street Boston, Massachusetts $2.9T AUM 29.55% 1-Year Est. Return
CIM
Confluence Investment Management St. Louis, Missouri $6.4B AUM 9.79% 1-Year Est. Return
Principal Financial Group
Principal Financial Group Des Moines, Iowa $187B AUM 18.48% 1-Year Est. Return
NIMC
NWQ Investment Management Company Los Angeles, California $2.22B AUM 6.84% 1-Year Est. Return

Paloma Partners's PFX Position: Q1 2014 in Review

Paloma Partners sold out of PhenixFIN (PFX) in Q1 2014, closing a stake of 544 shares — an estimated $151K sold.

Paloma Partners first reported a position in PFX in Q2 2013 and held it in 2 quarters. The position peaked at $151K in Q4 2013. 119 funds tracked by Wall St. Rank hold PFX as of Q1 2014.

  • Paloma Partners reported no remaining PhenixFIN position as of Q1 2014 after selling out during the quarter.
  • Paloma Partners sold 544 PhenixFIN shares in Q1 2014, an estimated $151K.
  • Paloma Partners first reported a position in PhenixFIN in Q2 2013 and held it in 2 quarters.
  • Paloma Partners's PhenixFIN position peaked at $151K in Q4 2013.
  • 119 funds tracked by Wall St. Rank held PhenixFIN as of Q1 2014.

Based on Paloma Partners's 13F filing for Q1 2014, filed 15 May 2014.