Nuveen’s Caterpillar CAT Stock Holding History

Nuveen’s Portfolio CAT Stock Details CAT Fund Activity

Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Change in Stake	Trade Value	Portfolio Weight	Portfolio Position
2016 Q1	–	Sell	-5,000	Closed	-$340K	–	1416
2015 Q4	$340K	Sell	5,000 -6,000	-55%	-$419K	﹤0.01%	1356
2015 Q3	$719K	Hold	11,000	–	–	﹤0.01%	1212
2015 Q2	$933K	Sell	11,000 -10,000	-48%	-$860K	0.01%	1190
2015 Q1	$1.68M	Sell	21,000 -52,000	-71%	-$4.32M	0.01%	929
2014 Q4	$6.68M	Buy	73,000 +1,000	+1%	+$97.3K	0.04%	477
2014 Q3	$7.13M	Hold	72,000	–	–	0.04%	443
2014 Q2	$7.82M	Sell	72,000 -73,000	-50%	-$7.66M	0.05%	429
2014 Q1	$14.4M	Sell	145,000 -50,000	-26%	-$4.72M	0.09%	293
2013 Q4	$17.7M	Buy	195,000 +72,000	+59%	+$6.15M	0.11%	262
2013 Q3	$11.7M	Sell	123,000 -34,000	-22%	-$2.88M	0.08%	324
2013 Q2	$13M	Buy	+157,000	New	+$13.4M	0.09%	298

Other funds holding CAT

BlackRock New York $6.79T AUM 37.06% 1-Year Est. Return

State Street Boston, Massachusetts $3.44T AUM 36.12% 1-Year Est. Return

Vanguard Capital Management Malvern, Pennsylvania $4.76T AUM

State Farm Mutual Automobile Insurance Bloomington, Illinois $142B AUM 43.93% 1-Year Est. Return

Vanguard Portfolio Management Malvern, Pennsylvania $2.21T AUM

Geode Capital Management Boston, Massachusetts $1.92T AUM 36.1% 1-Year Est. Return

Fisher Asset Management Camas, Washington $348B AUM 26.9% 1-Year Est. Return

Morgan Stanley New York $1.96T AUM 27.49% 1-Year Est. Return

Fidelity Investments Boston, Massachusetts $2.32T AUM 44.66% 1-Year Est. Return

JP Morgan Chase New York $1.84T AUM 33.86% 1-Year Est. Return

Nuveen's CAT Position: Q3 2026 in Review

Nuveen reduced its Caterpillar (CAT) stake by 18% in Q3 2026, selling an estimated $389M and leaving 2,141,175 shares worth $1.74B. The position accounts for 0.41% of the portfolio, ranked #39.

Nuveen first reported a position in CAT in Q2 2013 and has held it in 54 quarters since. The position peaked at $2.77B in Q2 2026. 3,455 funds tracked by Wall St. Rank hold CAT as of Q3 2026.

Nuveen held 2,141,175 shares of Caterpillar worth $1.74B as of Q3 2026.
Nuveen sold 459,184 Caterpillar shares in Q3 2026, an estimated $389M.
Caterpillar made up 0.41% of Nuveen's portfolio in Q3 2026, its #39 holding.
Nuveen first reported a position in Caterpillar in Q2 2013 and has held it in 54 quarters since.
Nuveen's Caterpillar position peaked at $2.77B in Q2 2026.
3,455 funds tracked by Wall St. Rank held Caterpillar as of Q3 2026.

Based on Nuveen's 13F filing for Q3 2026, filed 10 Nov 2026.