Nomura Holdings’s Alcatel-Lucent ALU Stock Holding History

Nomura Holdings’s Portfolio ALU Stock Details ALU Fund Activity

Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Change in Stake	Trade Value	Portfolio Weight	Portfolio Position
2016 Q1	–	Sell	-90,000	Closed	-$345K	–	2312
2015 Q4	$345K	Hold	90,000	–	–	﹤0.01%	1246
2015 Q3	$328K	Hold	90,000	–	–	﹤0.01%	1137
2015 Q2	$328K	Hold	90,000	–	–	﹤0.01%	1425
2015 Q1	$337K	Sell	90,000 -1,005,000	-92%	-$3.69M	﹤0.01%	1261
2014 Q4	$3.89M	Sell	1,095,000 -50,000	-4%	-$156K	0.01%	718
2014 Q3	$3.54M	Buy	1,145,000 +50,000	+5%	+$170K	0.01%	839
2014 Q2	$3.92M	Sell	1,095,000 -160,000	-13%	-$617K	﹤0.01%	793
2014 Q1	$4.9M	Buy	+1,255,000	New	+$5.2M	﹤0.01%	756

Other funds holding ALU

Aperio Group Sausalito, California $33.8B AUM 31.46% 1-Year Est. Return

WAM

World Asset Management Detroit, Michigan $1.01B AUM 42.4% 1-Year Est. Return

Comerica Bank Dallas, Texas $25.1B AUM 24.68% 1-Year Est. Return

CAM

Capstone Asset Management Houston, Texas $3.6B AUM 68.52% 1-Year Est. Return

Ameriprise Minneapolis, Minnesota $432B AUM 30.22% 1-Year Est. Return

BBHC

Brown Brothers Harriman & Co New York $18.6B AUM 15.81% 1-Year Est. Return

RJT

Raymond James Trust St. Petersburg, Florida $4.6B AUM 33.54% 1-Year Est. Return

UCFA

United Capital Financial Advisors Irving, Texas $16.3B AUM 16.34% 1-Year Est. Return

CCA

Checchi Capital Advisers Beverly Hills, California $2.22B AUM 23.18% 1-Year Est. Return

ANTB

AMG National Trust Bank Greenwood Village, Colorado $4.61B AUM 19.2% 1-Year Est. Return

Nomura Holdings's ALU Position: Q1 2016 in Review

Nomura Holdings sold out of Alcatel-Lucent (ALU) in Q1 2016, closing a stake of 308,359 shares — an estimated $1.18M sold.

Nomura Holdings first reported a position in ALU in Q2 2013 and held it in 11 quarters. The position peaked at $20.8M in Q2 2014. 62 funds tracked by Wall St. Rank hold ALU as of Q1 2016.

Nomura Holdings reported no remaining Alcatel-Lucent position as of Q1 2016 after selling out during the quarter.
Nomura Holdings sold 308,359 Alcatel-Lucent shares in Q1 2016, an estimated $1.18M.
Nomura Holdings first reported a position in Alcatel-Lucent in Q2 2013 and held it in 11 quarters.
Nomura Holdings's Alcatel-Lucent position peaked at $20.8M in Q2 2014.
62 funds tracked by Wall St. Rank held Alcatel-Lucent as of Q1 2016.

Based on Nomura Holdings's 13F filing for Q1 2016, filed 16 May 2016.