NFG
RIV

Next Financial Group’s RiverNorth Opportunities Fund RIV Stock Holding History

Next Financial Group’s Portfolio RIV Stock Details RIV Fund Activity
Bought
Maintained
Sold
Quarter Market Value Status Shares Change in
Stake 		Trade Value Portfolio Weight Portfolio Position
2020
Q2 		– Sell
-450
Closed -$6K – 1623
2020
Q1 		$6K Sell
450
-600
-57% -$9.25K ﹤0.01% 1669
2019
Q4 		$17K Buy
+1,050
New +$17.2K ﹤0.01% 1595

Other funds holding RIV

Morgan Stanley
Morgan Stanley New York $1.66T AUM 25.57% 1-Year Est. Return
Royal Bank of Canada
Royal Bank of Canada Toronto, Ontario, Canada $570B AUM 27.57% 1-Year Est. Return
Janney Montgomery Scott
Janney Montgomery Scott Philadelphia, Pennsylvania $40.4B AUM 21.2% 1-Year Est. Return
Bank of America
Bank of America Charlotte, North Carolina $1.37T AUM 24.88% 1-Year Est. Return
TCA
Transcend Capital Advisors Madison, New Jersey $1.25B AUM 17.69% 1-Year Est. Return
Baird Financial Group
Baird Financial Group Milwaukee, Wisconsin $64B AUM 22.64% 1-Year Est. Return
MAFM
Mid Atlantic Financial Management Pittsburgh, Pennsylvania $1.49B AUM 24.08% 1-Year Est. Return
RJA
Raymond James & Associates St Petersburg, Florida $164B AUM 33.91% 1-Year Est. Return
CL
CSS LLC Chicago, Illinois $2.09B AUM 59.56% 1-Year Est. Return
NFG
Nations Financial Group Cedar Rapids, Iowa $1.94B AUM 25.76% 1-Year Est. Return

Next Financial Group's RIV Position: Q2 2020 in Review

Next Financial Group sold out of RiverNorth Opportunities Fund (RIV) in Q2 2020, closing a stake of 450 shares — an estimated $6K sold.

Next Financial Group first reported a position in RIV in Q4 2019 and held it in 2 quarters. The position peaked at $17K in Q4 2019. 22 funds tracked by Wall St. Rank hold RIV as of Q2 2020.

  • Next Financial Group reported no remaining RiverNorth Opportunities Fund position as of Q2 2020 after selling out during the quarter.
  • Next Financial Group sold 450 RiverNorth Opportunities Fund shares in Q2 2020, an estimated $6K.
  • Next Financial Group first reported a position in RiverNorth Opportunities Fund in Q4 2019 and held it in 2 quarters.
  • Next Financial Group's RiverNorth Opportunities Fund position peaked at $17K in Q4 2019.
  • 22 funds tracked by Wall St. Rank held RiverNorth Opportunities Fund as of Q2 2020.

Based on Next Financial Group's 13F filing for Q2 2020, filed 24 Jul 2020.