Next Financial Group’s ALPS REIT Dividend Dogs ETF RDOG Stock Holding History

Next Financial Group’s Portfolio RDOG Stock Details RDOG Fund Activity

Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Change in Stake	Trade Value	Portfolio Weight	Portfolio Position
2015 Q4	–	Sell	-4,325	Closed	-$177K	–	1920
2015 Q3	$177K	Sell	4,325 -1,700	-28%	-$71.3K	0.06%	305
2015 Q2	$250K	Hold	6,025	–	–	0.09%	254
2015 Q1	$273K	Hold	6,025	–	–	0.09%	247
2014 Q4	$262K	Hold	6,025	–	–	0.09%	251
2014 Q3	$245K	Hold	6,025	–	–	0.05%	398
2014 Q2	$257K	Buy	+6,025	New	+$253K	0.13%	132

Other funds holding RDOG

AWM

Affinity Wealth Management Wilmington, Delaware $776M AUM 43.59% 1-Year Est. Return

Ameriprise Minneapolis, Minnesota $432B AUM 30.22% 1-Year Est. Return

Wells Fargo San Francisco, California $530B AUM 22.01% 1-Year Est. Return

PNC Financial Services Group Pittsburgh, Pennsylvania $173B AUM 20.72% 1-Year Est. Return

Morgan Stanley New York $1.66T AUM 25.57% 1-Year Est. Return

Bank of America Charlotte, North Carolina $1.37T AUM 24.88% 1-Year Est. Return

Citadel Advisors Miami, Florida $618B AUM 30.34% 1-Year Est. Return

Bank of New York Mellon New York $544B AUM 28.31% 1-Year Est. Return

Susquehanna International Group Bala Cynwyd, Pennsylvania $893B AUM 36.07% 1-Year Est. Return

CCM

Coldstream Capital Management Bellevue, Washington $8.12B AUM 17.95% 1-Year Est. Return

Next Financial Group's RDOG Position: Q4 2015 in Review

Next Financial Group sold out of ALPS REIT Dividend Dogs ETF (RDOG) in Q4 2015, closing a stake of 4,325 shares — an estimated $177K sold.

Next Financial Group first reported a position in RDOG in Q2 2014 and held it in 6 quarters. The position peaked at $273K in Q1 2015. 33 funds tracked by Wall St. Rank hold RDOG as of Q4 2015.

Next Financial Group reported no remaining ALPS REIT Dividend Dogs ETF position as of Q4 2015 after selling out during the quarter.
Next Financial Group sold 4,325 ALPS REIT Dividend Dogs ETF shares in Q4 2015, an estimated $177K.
Next Financial Group first reported a position in ALPS REIT Dividend Dogs ETF in Q2 2014 and held it in 6 quarters.
Next Financial Group's ALPS REIT Dividend Dogs ETF position peaked at $273K in Q1 2015.
33 funds tracked by Wall St. Rank held ALPS REIT Dividend Dogs ETF as of Q4 2015.

Based on Next Financial Group's 13F filing for Q4 2015, filed 2 Feb 2016.