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NCM

Newgate Capital Management Portfolio holdings

AUM $121M
1-Year Est. Return 3.73%
This Fund
S&P 500
This Quarter Est. Return
+7.93%
1 Year Est. Return
-3.73%
3 Year Est. Return
+7.69%
5 Year Est. Return
–
10 Year Est. Return
–
AUM
$382M
AUM Growth
-$67.5M
Cap. Flow
-$95.4M
Cap. Flow %
-24.99%
Top 10 Hldgs %
27.84%
Holding
129
New
23
Increased
13
Reduced
66
Closed
23

Top Buys

Rank Stock Value
1
AWF
AllianceBernstein Global High Income Fund
AWF
+$6.19M
2
AU icon
AngloGold Ashanti
AU
+$5.03M
3
BBD icon
Banco Bradesco
BBD
+$3.92M
4
FEI
FIRST TRUST MLP AND ENERGY INCOME FUND
FEI
+$3.01M
5
MLCO icon
Melco Resorts & Entertainment
MLCO
+$2.64M

Top Sells

Rank Stock Value
1
IRR
VOYA NATURAL RESOURCES EQUITY INCOME FUND
IRR
+$6.72M
2
VALE icon
Vale
VALE
+$6.33M
3
INFY icon
Infosys
INFY
+$6.28M
4
SSRI
Silver Standard Resources
SSRI
+$5.74M
5
CIG icon
CEMIG Preferred Shares
CIG
+$5.05M

Sector Composition

Rank Sector Weight
1 Materials 17.85%
2 Energy 12.52%
3 Financials 10.95%
4 Technology 8.6%
5 Communication Services 4.12%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
AKS
126
DELISTED
AK Steel Holding Corp
AKS
– –
-331,453
Closed -$2.39M
GHI
127
DELISTED
GLOBAL HIGH INCOME FUND INC.
GHI
– –
-237,986
Closed -$2.35M
NMA
128
DELISTED
NUVEEN MUNI ADVANTAGE FUND
NMA
– –
-77,775
Closed -$1.01M
KOG
129
DELISTED
KODIAK OIL & GAS CORP
KOG
– –
-225,320
Closed -$2.73M
2 3 4 5
6

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Newgate Capital Management's Q2 2014 Portfolio in Review

As of Q2 2014, Newgate Capital Management held 129 positions worth $382M, down 15% from $449M the previous quarter. Its ten largest holdings account for 28% of the portfolio.

Newgate Capital Management withdrew a net $95.4M in Q2 2014, closing 23 positions and reducing 66 holdings. Its most notable exit was abrdn Total Dynamic Dividend Fund, an estimated $4.32M position sold in full.

By sector, the portfolio is most concentrated in Materials at 18% of assets, down from 22% a quarter earlier, followed by Energy and Financials.

Against the trend, Newgate Capital Management opened a new position in AllianceBernstein Global High Income Fund worth $6.09M.

  • Newgate Capital Management's largest Q2 2014 buy was AllianceBernstein Global High Income Fund: 423,886 shares worth $6.09M.
  • Newgate Capital Management added most to ClearBridge MLP and Midstream Total Return Fund Inc. in Q2 2014, an estimated $2.33M increase.
  • Newgate Capital Management's biggest Q2 2014 reduction was VOYA NATURAL RESOURCES EQUITY INCOME FUND, cutting an estimated $6.72M.
  • Newgate Capital Management fully exited abrdn Total Dynamic Dividend Fund in Q2 2014, selling an estimated $4.32M.
  • Newgate Capital Management's ten largest holdings make up 28% of its $382M portfolio in Q2 2014.
  • Newgate Capital Management opened 23 new positions and closed 23 in Q2 2014.
  • Newgate Capital Management's portfolio value fell 15% quarter-over-quarter to $382M.

Based on Newgate Capital Management's 13F filing for Q2 2014, filed 8 Aug 2014.