We are live on
!
Find out more
NCM
Newgate Capital Management Portfolio holdings
AUM
$121M
1-Year Est. Return
3.73%
This Fund
S&P 500
This Quarter
Est. Return
+0.68%
1 Year Est. Return
-3.73%
3 Year Est. Return
+7.69%
5 Year Est. Return
–
10 Year Est. Return
–
AUM
$134M
AUM Growth
-$179K
(-0.13%)
Cap. Flow
-$210K
Cap. Flow
% of AUM
-0.16%
Top 10 Holdings %
Top 10 Hldgs %
49.47%
Holding
112
New
17
Increased
28
Reduced
45
Closed
16
Top Buys
| Rank | Stock | Value |
|---|---|---|
| 1 |
NFJ
Virtus Dividend, Interest & Premium Strategy Fund
NFJ
|
+$3.03M |
| 2 |
AFB
AllianceBernstein National Municipal Income Fund
AFB
|
+$1.67M |
| 3 |
NCV
Virtus Convertible & Income Fund
NCV
|
+$1.58M |
| 4 |
NIO
NUVEEN MUNICIPAL OPPORTUNITY FUND INC
NIO
|
+$1.43M |
| 5 |
FAX
abrdn Asia-Pacific Income Fund
FAX
|
+$1.28M |
Top Sells
| Rank | Stock | Value |
|---|---|---|
| 1 |
Nuveen Floating Rate Income Fund
JFR
|
+$2.74M |
| 2 |
BGB
Blackstone Strategic Credit 2027 Term Fund
BGB
|
+$2.04M |
| 3 |
DSM
BNY Mellon Strategic Municipal Bond Fund
DSM
|
+$1.98M |
| 4 |
BlackRock Credit Allocation Income Trust
BTZ
|
+$1.3M |
| 5 |
TEI
Templeton Emerging Markets Income Fund
TEI
|
+$1.25M |
Sector Composition
| Rank | Sector | Weight |
|---|---|---|
| 1 | Energy | 7.4% |
| 2 | Financials | 4.8% |
| 3 | Utilities | 3.34% |
| 4 | Materials | 3.08% |
| 5 | Communication Services | 2.5% |
| Name | Market Value | Portfolio Weight | Shares or Principal |
Change in Stake | Capital Flow | |
|---|---|---|---|---|---|---|
|
DSM
101
BNY Mellon Strategic Municipal Bond Fund
DSM
$288M
| – | – |
-255,326
| Closed | -$1.98M |
|
102
Hudbay
HBM
$10.1B
| – | – |
-55,064
| Closed | -$203K |
|
103
Huntsman Corp
HUN
$1.71B
| – | – |
-20,695
| Closed | -$201K |
|
104
Itaú Unibanco
ITUB
$93.2B
| – | – |
-227,835
| Closed | -$665K |
|
105
LG Display
LPL
$3B
| – | – |
-68,225
| Closed | -$648K |
|
106
Methanex
MEOH
$4.3B
| – | – |
-8,306
| Closed | -$275K |
|
107
The Mosaic Company
MOS
$7.03B
| – | – |
-7,080
| Closed | -$220K |
|
108
Steel Dynamics
STLD
$36B
| – | – |
-15,788
| Closed | -$271K |
|
109
Invesco Municipal Trust
VKQ
$541M
| – | – |
-50,640
| Closed | -$618K |
|
|
NXQ
110
DELISTED
NUVEEN ELECT TAX-FREE INC 2
NXQ
| – | – |
-26,847
| Closed | -$351K |
|
|
NPI
111
DELISTED
NUVEEN PREMIUN INC MUN FUND
NPI
| – | – |
-42,968
| Closed | -$573K |
|
|
NMA
112
DELISTED
NUVEEN MUNI ADVANTAGE FUND
NMA
| – | – |
-46,326
| Closed | -$614K |
|
Similar funds
HDE
BPV
FV2GP
EIGI
EGA
WCM
WCM
VP
Newgate Capital Management's Q4 2015 Portfolio in Review
As of Q4 2015, Newgate Capital Management held 112 positions worth $134M, down 0.13% from $135M the previous quarter. Its ten largest holdings account for 49% of the portfolio.
Newgate Capital Management's Q4 2015 filing shows 17 new, 28 increased, 45 reduced and 16 closed positions. Its largest new stake was Virtus Dividend, Interest & Premium Strategy Fund: 239,330 shares worth $2.96M. The largest sale was Nuveen Floating Rate Income Fund, an estimated $2.74M.
By sector, the portfolio is most concentrated in Energy at 7.4% of assets, up from 6.9% a quarter earlier, followed by Financials and Utilities.
- Newgate Capital Management's largest Q4 2015 buy was Virtus Dividend, Interest & Premium Strategy Fund: 239,330 shares worth $2.96M.
- Newgate Capital Management added most to abrdn Asia-Pacific Income Fund in Q4 2015, an estimated $1.28M increase.
- Newgate Capital Management's biggest Q4 2015 reduction was Nuveen Floating Rate Income Fund, cutting an estimated $2.74M.
- Newgate Capital Management fully exited BNY Mellon Strategic Municipal Bond Fund in Q4 2015, selling an estimated $1.98M.
- Newgate Capital Management's ten largest holdings make up 49% of its $134M portfolio in Q4 2015.
- Newgate Capital Management opened 17 new positions and closed 16 in Q4 2015.
- Newgate Capital Management's portfolio value fell 0.13% quarter-over-quarter to $134M.
Based on Newgate Capital Management's 13F filing for Q4 2015, filed 1 Feb 2016.