NCM

Newgate Capital Management Portfolio holdings

AUM $121M
1-Year Return 3.73%
This Quarter Return
+4.93%
1 Year Return
-3.73%
3 Year Return
+7.69%
5 Year Return
–
10 Year Return
–
AUM
$508M
AUM Growth
-$63M
Cap. Flow
-$76.9M
Cap. Flow %
-15.13%
Top 10 Hldgs %
29.32%
Holding
144
New
25
Increased
29
Reduced
49
Closed
36

Top Buys

1
JQC icon
Nuveen Credit Strategies Income Fund
JQC
$8.11M
2
VWO icon
Vanguard FTSE Emerging Markets ETF
VWO
$6M
3
IRR
VOYA NATURAL RESOURCES EQUITY INCOME FUND
IRR
$5.66M
4
BCX icon
BlackRock Resources & Commodities Strategy Trust
BCX
$5.04M
5
BHI
Baker Hughes
BHI
$3.93M

Top Sells

1
SKM icon
SK Telecom
SKM
$11.8M
2
AUY
Yamana Gold, Inc.
AUY
$9.25M
3
SPIL
Siliconware Precision Industries Co Ltd
SPIL
$9.23M
4
PPT
Putnam Premier Income Trust
PPT
$8.33M
5
HDB icon
HDFC Bank
HDB
$8.26M

Sector Composition

1 Materials 22.56%
2 Energy 12.88%
3 Financials 10.36%
4 Technology 9.69%
5 Communication Services 4.58%
Name Market Value Portfolio Weight Shares or Principal Shares
Change % 		Capital Flow
CTF
101
DELISTED
Nuveen Long/Short Commodity Fd
CTF
$596K 0.12%
+34,615
New +$596K
VMO icon
102
Invesco Municipal Opportunity Trust
VMO
$617M
$578K 0.11%
+49,402
New +$578K
MUA icon
103
BlackRock MuniAssets Fund
MUA
$413M
$515K 0.1%
+44,628
New +$515K
BAC icon
104
Bank of America
BAC
$376B
$405K 0.08%
26,023
– –
BX icon
105
Blackstone
BX
$132B
$403K 0.08%
13,037
– –
C icon
106
Citigroup
C
$178B
$368K 0.07%
7,068
– –
MUE icon
107
BlackRock MuniHoldings Quality Fund II
MUE
$209M
$332K 0.07%
+27,482
New +$332K
APO icon
108
Apollo Global Management
APO
$77.1B
$292K 0.06%
9,253
– –
ASH icon
109
Ashland
ASH
$2.48B
– –
-72,008
Closed -$3.26M
BAK icon
110
Braskem
BAK
$1.35B
– –
-370,073
Closed -$5.9M
BKT icon
111
BlackRock Income Trust
BKT
$285M
– –
-190,458
Closed -$3.81M
CDE icon
112
Coeur Mining
CDE
$9.11B
– –
-31,869
Closed -$384K
DDD icon
113
3D Systems Corporation
DDD
$259M
– –
-6,216
Closed -$336K
EWY icon
114
iShares MSCI South Korea ETF
EWY
$5.17B
– –
-55,338
Closed -$3.4M
FTI icon
115
TechnipFMC
FTI
$16.3B
– –
-40,333
Closed -$1.66M
HDB icon
116
HDFC Bank
HDB
$180B
– –
-536,860
Closed -$8.26M
HES
117
DELISTED
Hess
HES
– –
-24,390
Closed -$1.89M
IAG icon
118
IAMGOLD
IAG
$5.45B
– –
-54,653
Closed -$260K
KGC icon
119
Kinross Gold
KGC
$26.3B
– –
-57,471
Closed -$290K
KT icon
120
KT
KT
$9.66B
– –
-293,343
Closed -$4.92M
NEM icon
121
Newmont
NEM
$82.2B
– –
-9,860
Closed -$277K
NGD
122
New Gold Inc
NGD
$4.88B
– –
-543,972
Closed -$3.25M
NQP icon
123
Nuveen Pennsylvania Quality Municipal Income Fund
NQP
$409M
– –
-66,988
Closed -$845K
PIM
124
Putnam Master Intermediate Income Trust
PIM
$162M
– –
-227,501
Closed -$1.11M
PMO
125
Putnam Municipal Opportunities Trust
PMO
$276M
– –
-24,941
Closed -$273K
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5
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