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NCM

Newgate Capital Management Portfolio holdings

AUM $121M
1-Year Est. Return 3.73%
This Fund
S&P 500
This Quarter Est. Return
+4.93%
1 Year Est. Return
-3.73%
3 Year Est. Return
+7.69%
5 Year Est. Return
–
10 Year Est. Return
–
AUM
$508M
AUM Growth
-$63M
Cap. Flow
-$78.4M
Cap. Flow %
-15.43%
Top 10 Hldgs %
29.32%
Holding
144
New
25
Increased
29
Reduced
49
Closed
36

Top Buys

Rank Stock Value
1
JQC icon
Nuveen Credit Strategies Income Fund
JQC
+$7.83M
2
VWO icon
Vanguard FTSE Emerging Markets ETF
VWO
+$6.01M
3
IRR
VOYA NATURAL RESOURCES EQUITY INCOME FUND
IRR
+$5.72M
4
BCX icon
BlackRock Resources & Commodities Strategy Trust
BCX
+$5.02M
5
BHI
Baker Hughes
BHI
+$3.9M

Top Sells

Rank Stock Value
1
SKM icon
SK Telecom
SKM
+$11.5M
2
AUY
Yamana Gold, Inc.
AUY
+$9.25M
3
SPIL
Siliconware Precision Industries Co Ltd
SPIL
+$9.23M
4
PPT
Franklin Premier Income Trust
PPT
+$8.33M
5
HDB icon
HDFC Bank
HDB
+$8.26M

Sector Composition

Rank Sector Weight
1 Materials 22.56%
2 Energy 12.88%
3 Financials 10.36%
4 Technology 9.69%
5 Communication Services 4.58%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
CTF
101
DELISTED
Nuveen Long/Short Commodity Fd
CTF
$596K 0.12%
+34,615
New +$578K
VMO icon
102
Invesco Municipal Opportunity Trust
VMO
$654M
$578K 0.11%
+49,402
New +$568K
MUA icon
103
BlackRock MuniAssets Fund
MUA
$510M
$515K 0.1%
+44,628
New +$520K
BAC icon
104
Bank of America
BAC
$434B
$405K 0.08%
26,023
– –
BX icon
105
Blackstone
BX
$102B
$403K 0.08%
13,037
– –
C icon
106
Citigroup
C
$223B
$368K 0.07%
7,068
– –
MUE
107
DELISTED
BlackRock MuniHoldings Quality Fund II
MUE
$332K 0.07%
+27,482
New +$333K
APO icon
108
Apollo Global Management
APO
$69.9B
$292K 0.06%
9,253
– –
ASH icon
109
Ashland
ASH
$3.31B
– –
-72,008
Closed -$3.26M
BAK icon
110
Braskem
BAK
$889M
– –
-370,073
Closed -$5.9M
BKT icon
111
BlackRock Income Trust
BKT
$330M
– –
-190,458
Closed -$3.81M
CDE icon
112
Coeur Mining
CDE
$15.2B
– –
-31,869
Closed -$384K
DDD icon
113
3D Systems Corp
DDD
$433M
– –
-6,216
Closed -$336K
EWY icon
114
iShares MSCI South Korea ETF
EWY
$22.1B
– –
-55,338
Closed -$3.4M
FTI icon
115
TechnipFMC
FTI
$28B
– –
-40,333
Closed -$1.66M
HDB icon
116
HDFC Bank
HDB
$123B
– –
-1,073,720
Closed -$8.26M
HES
117
DELISTED
Hess
HES
– –
-24,390
Closed -$1.89M
IAG icon
118
IAMGOLD
IAG
$8.12B
– –
-54,653
Closed -$260K
KGC icon
119
Kinross Gold
KGC
$27B
– –
-57,471
Closed -$290K
KT icon
120
KT
KT
$8.59B
– –
-293,343
Closed -$4.92M
NEM icon
121
Newmont
NEM
$98.3B
– –
-9,860
Closed -$277K
NGD
122
DELISTED
New Gold Inc
NGD
– –
-543,972
Closed -$3.25M
NQP
123
DELISTED
Nuveen Pennsylvania Quality Municipal Income Fund
NQP
– –
-66,988
Closed -$845K
PIM
124
Franklin Master Intermediate Income Trust
PIM
$150M
– –
-227,501
Closed -$1.11M
PMO
125
Franklin Municipal Opportunities Trust
PMO
$280M
– –
-24,941
Closed -$273K
2 3 4
5
6

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Hutner Daniel Ellsworth $117M AUM
BPV
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FV2GP
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EIGI
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EGA
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WCM
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WCM
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VP
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Newgate Capital Management's Q4 2013 Portfolio in Review

As of Q4 2013, Newgate Capital Management held 144 positions worth $508M, down 11% from $571M the previous quarter. Its ten largest holdings account for 29% of the portfolio.

Newgate Capital Management withdrew a net $78.4M in Q4 2013, closing 36 positions and reducing 49 holdings. Its most notable exit was Yamana Gold, Inc., an estimated $9.25M position sold in full.

By sector, the portfolio is most concentrated in Materials at 23% of assets, up from 20% a quarter earlier, followed by Energy and Financials.

Against the trend, Newgate Capital Management opened a new position in Vanguard FTSE Emerging Markets ETF worth $6M.

  • Newgate Capital Management's largest Q4 2013 buy was Vanguard FTSE Emerging Markets ETF: 145,858 shares worth $6M.
  • Newgate Capital Management added most to Nuveen Credit Strategies Income Fund in Q4 2013, an estimated $7.83M increase.
  • Newgate Capital Management's biggest Q4 2013 reduction was SK Telecom, cutting an estimated $11.5M.
  • Newgate Capital Management fully exited Yamana Gold, Inc. in Q4 2013, selling an estimated $9.25M.
  • Newgate Capital Management's ten largest holdings make up 29% of its $508M portfolio in Q4 2013.
  • Newgate Capital Management opened 25 new positions and closed 36 in Q4 2013.
  • Newgate Capital Management's portfolio value fell 11% quarter-over-quarter to $508M.

Based on Newgate Capital Management's 13F filing for Q4 2013, filed 16 Jan 2014.