NCM
PMO

Newgate Capital Management’s Franklin Municipal Opportunities Trust PMO Stock Holding History

Newgate Capital Management’s Portfolio PMO Stock Details PMO Fund Activity
Bought
Maintained
Sold
Quarter Market Value Status Shares Change in
Stake 		Trade Value Portfolio Weight Portfolio Position
2013
Q4 		– Sell
-24,941
Closed -$273K – 125
2013
Q3 		$273K Sell
24,941
-28,749
-54% -$311K 0.05% 114
2013
Q2 		$618K Buy
+53,690
New +$659K 0.09% 120

Other funds holding PMO

KIM
Karpus Investment Management Pittsford, New York $3.21B AUM 6.83% 1-Year Est. Return
Invesco
Invesco Atlanta, Georgia $1.02T AUM 30.18% 1-Year Est. Return
AAM
Advisors Asset Management Monument, Colorado $6.01B AUM 24.74% 1-Year Est. Return
PPA
Parametric Portfolio Associates Seattle, Washington $190B AUM 18.52% 1-Year Est. Return
Morgan Stanley
Morgan Stanley New York $1.66T AUM 25.57% 1-Year Est. Return
Wells Fargo
Wells Fargo San Francisco, California $530B AUM 22.01% 1-Year Est. Return
1SB
1ST Source Bank South Bend, Indiana $1.94B AUM 20.3% 1-Year Est. Return
Royal Bank of Canada
Royal Bank of Canada Toronto, Ontario, Canada $570B AUM 27.57% 1-Year Est. Return
RCM
Rivernorth Capital Management West Palm Beach, Florida $2B AUM 0.66% 1-Year Est. Return
GC
Guggenheim Capital Chicago, Illinois $12.9B AUM 27.3% 1-Year Est. Return

Newgate Capital Management's PMO Position: Q4 2013 in Review

Newgate Capital Management sold out of Franklin Municipal Opportunities Trust (PMO) in Q4 2013, closing a stake of 24,941 shares — an estimated $273K sold.

Newgate Capital Management first reported a position in PMO in Q2 2013 and held it in 2 quarters. The position peaked at $618K in Q2 2013. 59 funds tracked by Wall St. Rank hold PMO as of Q4 2013.

  • Newgate Capital Management reported no remaining Franklin Municipal Opportunities Trust position as of Q4 2013 after selling out during the quarter.
  • Newgate Capital Management sold 24,941 Franklin Municipal Opportunities Trust shares in Q4 2013, an estimated $273K.
  • Newgate Capital Management first reported a position in Franklin Municipal Opportunities Trust in Q2 2013 and held it in 2 quarters.
  • Newgate Capital Management's Franklin Municipal Opportunities Trust position peaked at $618K in Q2 2013.
  • 59 funds tracked by Wall St. Rank held Franklin Municipal Opportunities Trust as of Q4 2013.

Based on Newgate Capital Management's 13F filing for Q4 2013, filed 16 Jan 2014.