PMO

Putnam Municipal Opportunities Trust
PMO

Overview Fund Activity

53 hedge funds and large institutions have $57.3M invested in Putnam Municipal Opportunities Trust in 2013 Q3 according to their latest regulatory filings, with 10 funds opening new positions, 16 increasing their positions, 10 reducing their positions, and 7 closing their positions.

Holders
53
Holders Change
+2
Holders Change %
+3.92%
% of All Funds
1.72%
Holding in Top 10
–
Holding in Top 10 Change
–
Holding in Top 10 Change %
–
% of All Funds
–
New
10
Increased
16
Reduced
10
Closed
7
Calls
–
Puts
–
Net Calls
–
Net Calls Change
–

Top Buyers

1
1SB
1
1ST Source Bank
Indiana
$3.75M
2
FTCM
2
Fir Tree Capital Management
New York
$2.08M
3
PPA
3
Parametric Portfolio Associates
Washington
$2.75M
4
AQR Capital Management
4
AQR Capital Management
Connecticut
$886K
5
Wells Fargo
5
Wells Fargo
California
$3.71M

Top Sellers

1
DA
1
Doliver Advisors
Texas
$167K
2
GC
2
Guggenheim Capital
Illinois
$2.75M
3
CA
3
Cornerstone Advisors
North Carolina
$0
4
NCM
4
Newgate Capital Management
Connecticut
$273K
5
AAM
5
Advisors Asset Management
Colorado
$6.13M
Name Market Value Shares Shares
Change 		Shares
Change %
KIM
1
Karpus Investment Management
New York
$12M 1,094,346 +1,404 +0.1%
Invesco
2
Invesco
Georgia
$6.72M 614,943 -20,726 -3%
AAM
3
Advisors Asset Management
Colorado
$6.13M 561,186 -27,011 -5%
Morgan Stanley
4
Morgan Stanley
New York
$4.72M 432,060 +52,977 +14%
1SB
5
1ST Source Bank
Indiana
$3.75M 343,035 +343,035 New
Wells Fargo
6
Wells Fargo
California
$3.71M 339,102 +53,090 +19%
PPA
7
Parametric Portfolio Associates
Washington
$2.75M 251,527 +117,892 +88%
GC
8
Guggenheim Capital
Illinois
$2.75M 251,212 -32,492 -11%
Royal Bank of Canada
9
Royal Bank of Canada
Ontario, Canada
$2.35M 214,576 -9,410 -4%
FTCM
10
Fir Tree Capital Management
New York
$2.08M 190,518 +190,518 New
Bank of America
11
Bank of America
North Carolina
$1.39M 127,451 +45,701 +56%
AQR Capital Management
12
AQR Capital Management
Connecticut
$886K 81,047 +81,047 New
HK
13
Horizon Kinetics
New York
$860K 78,644 -24,453 -24%
FAAS
14
First Allied Advisory Services
California
$799K 72,945 – –
DLG
15
Daniel L. Goodwin
$632K 57,866 – –
LPL Financial
16
LPL Financial
California
$588K 54,873 +1,444 +3%
GEM
17
Global Endowment Management
North Carolina
$505K 46,170 +46,170 New
RVP
18
Relative Value Partners
Illinois
$448K 41,000 – –
SNC
19
Stifel Nicolaus & Co
Missouri
$416K 38,042 +1,679 +5%
VanEck Associates
20
VanEck Associates
New York
$388K 35,480 +2,706 +8%
U
21
UBS
Switzerland
$376K 34,339 +14,134 +70%
DI
22
Dalton Investments
Nevada
$346K 31,615 +17,116 +118%
TFCP
23
Twin Focus Capital Partners
Massachusetts
$342K 31,294 – –
RJA
24
Raymond James & Associates
Florida
$337K 30,837 -2,870 -9%
MA
25
MUFG Americas
New York
$306K 27,964 +641 +2%
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