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NCM
Newgate Capital Management Portfolio holdings
AUM
$121M
1-Year Est. Return
3.73%
This Fund
S&P 500
This Quarter
Est. Return
+0.68%
1 Year Est. Return
-3.73%
3 Year Est. Return
+7.69%
5 Year Est. Return
–
10 Year Est. Return
–
AUM
$134M
AUM Growth
-$179K
(-0.13%)
Cap. Flow
-$210K
Cap. Flow
% of AUM
-0.16%
Top 10 Holdings %
Top 10 Hldgs %
49.47%
Holding
112
New
17
Increased
28
Reduced
45
Closed
16
Top Buys
| Rank | Stock | Value |
|---|---|---|
| 1 |
NFJ
Virtus Dividend, Interest & Premium Strategy Fund
NFJ
|
+$3.03M |
| 2 |
AFB
AllianceBernstein National Municipal Income Fund
AFB
|
+$1.67M |
| 3 |
NCV
Virtus Convertible & Income Fund
NCV
|
+$1.58M |
| 4 |
NIO
NUVEEN MUNICIPAL OPPORTUNITY FUND INC
NIO
|
+$1.43M |
| 5 |
FAX
abrdn Asia-Pacific Income Fund
FAX
|
+$1.28M |
Top Sells
| Rank | Stock | Value |
|---|---|---|
| 1 |
Nuveen Floating Rate Income Fund
JFR
|
+$2.74M |
| 2 |
BGB
Blackstone Strategic Credit 2027 Term Fund
BGB
|
+$2.04M |
| 3 |
DSM
BNY Mellon Strategic Municipal Bond Fund
DSM
|
+$1.98M |
| 4 |
BlackRock Credit Allocation Income Trust
BTZ
|
+$1.3M |
| 5 |
TEI
Templeton Emerging Markets Income Fund
TEI
|
+$1.25M |
Sector Composition
| Rank | Sector | Weight |
|---|---|---|
| 1 | Energy | 7.4% |
| 2 | Financials | 4.8% |
| 3 | Utilities | 3.34% |
| 4 | Materials | 3.08% |
| 5 | Communication Services | 2.5% |
| Name | Market Value | Portfolio Weight | Shares or Principal |
Change in Stake | Capital Flow | |
|---|---|---|---|---|---|---|
76
Eastman Chemical
EMN
$8B
| $356K | 0.27% |
5,276
-456
| -8% | -$31.9K |
|
|
TWTR
77
DELISTED
Twitter, Inc.
TWTR
| $356K | 0.27% |
15,406
| – | – |
|
|
CBI
78
DELISTED
Chicago Bridge & Iron Nv
CBI
| $348K | 0.26% |
8,919
-368
| -4% | -$15.3K |
|
|
NQU
79
DELISTED
NUVEEN QUALITY INCOME MUNI FD
NQU
| $347K | 0.26% |
24,596
-38,393
| -61% | -$527K |
|
80
Westlake Corp
WLK
$9.03B
| $344K | 0.26% |
6,329
-2,989
| -32% | -$173K |
|
81
Dorian LPG
LPG
$2.03B
| $334K | 0.25% |
28,360
-4,610
| -14% | -$55.3K |
|
82
Transocean
RIG
$5.89B
| $333K | 0.25% |
+26,937
| New | +$388K |
|
83
Devon Energy
DVN
$52.1B
| $328K | 0.24% |
10,253
+4,570
| +80% | +$188K |
|
84
HF Sinclair
DINO
$16.3B
| $318K | 0.24% |
7,969
-641
| -7% | -$30.3K |
|
|
KRA
85
DELISTED
Kraton Corporation
KRA
| $313K | 0.23% |
18,836
+8,735
| +86% | +$179K |
|
|
DO
86
DELISTED
Diamond Offshore Drilling
DO
| $312K | 0.23% |
+14,774
| New | +$312K |
|
87
Vanguard FTSE Emerging Markets ETF
VWO
$121B
| $305K | 0.23% |
+9,336
| New | +$321K |
|
88
The Greenbrier Companies
GBX
$1.52B
| $303K | 0.23% |
9,388
+1,240
| +15% | +$42.5K |
|
|
WNR
89
DELISTED
Western Refining Inc
WNR
| $299K | 0.22% |
8,472
-709
| -8% | -$30.3K |
|
90
Occidental Petroleum
OXY
$56.8B
| $274K | 0.2% |
4,064
-645
| -14% | -$46.4K |
|
91
Canadian Natural Resources
CNQ
$99.4B
| $261K | 0.19% |
24,734
-4,850
| -16% | -$54.2K |
|
|
INXX
92
DELISTED
Columbia India Infrastructure ETF
INXX
| $259K | 0.19% |
24,518
-41,909
| -63% | -$446K |
|
|
AGU
93
DELISTED
Agrium
AGU
| $250K | 0.19% |
2,799
-429
| -13% | -$40.6K |
|
|
NE
94
DELISTED
Noble Corporation
NE
| $233K | 0.17% |
+22,048
| New | +$278K |
|
95
Invesco Emerging Markets Sovereign Debt ETF
PCY
$1.38B
| $209K | 0.16% |
+7,671
| New | +$213K |
|
96
Frontline
FRO
$8.76B
| $176K | 0.13% |
+11,778
| New | +$179K |
|
97
Banco Bradesco
BBD
$39.3B
| – | – |
-237,273
| Closed | -$598K |
|
98
Boise Cascade
BCC
$2.69B
| – | – |
-14,922
| Closed | -$376K |
|
|
99
BlackRock Credit Allocation Income Trust
BTZ
$935M
| – | – |
-107,760
| Closed | -$1.3M |
|
100
Commercial Metals
CMC
$7.6B
| – | – |
-34,720
| Closed | -$470K |
|
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Newgate Capital Management's Q4 2015 Portfolio in Review
As of Q4 2015, Newgate Capital Management held 112 positions worth $134M, down 0.13% from $135M the previous quarter. Its ten largest holdings account for 49% of the portfolio.
Newgate Capital Management's Q4 2015 filing shows 17 new, 28 increased, 45 reduced and 16 closed positions. Its largest new stake was Virtus Dividend, Interest & Premium Strategy Fund: 239,330 shares worth $2.96M. The largest sale was Nuveen Floating Rate Income Fund, an estimated $2.74M.
By sector, the portfolio is most concentrated in Energy at 7.4% of assets, up from 6.9% a quarter earlier, followed by Financials and Utilities.
- Newgate Capital Management's largest Q4 2015 buy was Virtus Dividend, Interest & Premium Strategy Fund: 239,330 shares worth $2.96M.
- Newgate Capital Management added most to abrdn Asia-Pacific Income Fund in Q4 2015, an estimated $1.28M increase.
- Newgate Capital Management's biggest Q4 2015 reduction was Nuveen Floating Rate Income Fund, cutting an estimated $2.74M.
- Newgate Capital Management fully exited BNY Mellon Strategic Municipal Bond Fund in Q4 2015, selling an estimated $1.98M.
- Newgate Capital Management's ten largest holdings make up 49% of its $134M portfolio in Q4 2015.
- Newgate Capital Management opened 17 new positions and closed 16 in Q4 2015.
- Newgate Capital Management's portfolio value fell 0.13% quarter-over-quarter to $134M.
Based on Newgate Capital Management's 13F filing for Q4 2015, filed 1 Feb 2016.