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NCM
Newgate Capital Management Portfolio holdings
AUM
$121M
1-Year Est. Return
3.73%
This Fund
S&P 500
This Quarter
Est. Return
-4.68%
1 Year Est. Return
-3.73%
3 Year Est. Return
+7.69%
5 Year Est. Return
–
10 Year Est. Return
–
AUM
$172M
AUM Growth
-$210M
(-55%)
Cap. Flow
-$204M
Cap. Flow
% of AUM
-118.94%
Top 10 Holdings %
Top 10 Hldgs %
39.62%
Holding
125
New
19
Increased
7
Reduced
70
Closed
25
Top Buys
| Rank | Stock | Value |
|---|---|---|
| 1 |
AWF
AllianceBernstein Global High Income Fund
AWF
|
+$3.51M |
| 2 |
FAX
abrdn Asia-Pacific Income Fund
FAX
|
+$3.11M |
| 3 |
BlackRock Debt Strategies Fund
DSU
|
+$3.11M |
| 4 |
TEI
Templeton Emerging Markets Income Fund
TEI
|
+$2.53M |
| 5 |
HPS
John Hancock Preferred Income Fund III
HPS
|
+$2.38M |
Top Sells
| Rank | Stock | Value |
|---|---|---|
| 1 |
TSMC
TSM
|
+$13.4M |
| 2 |
Baidu
BIDU
|
+$9.92M |
| 3 |
Itaú Unibanco
ITUB
|
+$8.22M |
| 4 |
TTM
Tata Motors Limited
TTM
|
+$7.87M |
| 5 |
IRR
VOYA NATURAL RESOURCES EQUITY INCOME FUND
IRR
|
+$7.59M |
Sector Composition
| Rank | Sector | Weight |
|---|---|---|
| 1 | Materials | 9.99% |
| 2 | Energy | 8.5% |
| 3 | Financials | 4.18% |
| 4 | Technology | 2.96% |
| 5 | Utilities | 2.07% |
| Name | Market Value | Portfolio Weight | Shares or Principal |
Change in Stake | Capital Flow | |
|---|---|---|---|---|---|---|
76
Worthington Enterprises
WOR
$2.74B
| $600K | 0.35% |
26,126
-34,199
| -57% | -$850K |
|
77
HF Sinclair
DINO
$16.7B
| $582K | 0.34% |
13,318
-25,217
| -65% | -$1.18M |
|
78
AES
AES
$10.6B
| $551K | 0.32% |
+38,855
| New | +$578K |
|
79
BlackRock Municipal 2030 Target Term Trust
BTT
$1.43B
| $528K | 0.31% |
26,550
-62,989
| -70% | -$1.24M |
|
|
SD
80
DELISTED
SANDRIDGE ENERGY, INC.
SD
| $522K | 0.3% |
121,750
-231,544
| -66% | -$1.29M |
|
|
MYD
81
DELISTED
BlackRock MuniYield Fund
MYD
| $509K | 0.3% |
35,880
-3,369
| -9% | -$47.7K |
|
|
CLR
82
DELISTED
CONTINENTAL RESOURCES INC.
CLR
| $508K | 0.3% |
7,641
-25,921
| -77% | -$1.93M |
|
83
EOG Resources
EOG
$77.5B
| $498K | 0.29% |
5,033
-6,684
| -57% | -$726K |
|
|
SWC
84
DELISTED
Stillwater Mining Co
SWC
| $495K | 0.29% |
+32,957
| New | +$592K |
|
85
Infosys
INFY
$48.4B
| $493K | 0.29% |
65,168
-1,050,344
| -94% | -$7.56M |
|
|
AREX
86
DELISTED
Approach Resources Inc.
AREX
| $486K | 0.28% |
33,531
-22,071
| -40% | -$412K |
|
|
INXX
87
DELISTED
Columbia India Infrastructure ETF
INXX
| $464K | 0.27% |
+36,060
| New | +$504K |
|
|
SSRI
88
DELISTED
Silver Standard Resources
SSRI
| $442K | 0.26% |
72,418
-139,702
| -66% | -$1.19M |
|
89
Bank of America
BAC
$433B
| $441K | 0.26% |
25,837
| – | – |
|
|
ELP
90
DELISTED
Companhia Paranaense de Energia (COPEL)
ELP
| $411K | 0.24% |
+75,080
| New | +$482K |
|
91
Citigroup
C
$222B
| $405K | 0.24% |
7,818
| – | – |
|
92
Xtrackers Harvest CSI 300 China A-Shares ETF
ASHR
$1.55B
| $394K | 0.23% |
+15,274
| New | +$374K |
|
93
Devon Energy
DVN
$50.9B
| $360K | 0.21% |
+5,276
| New | +$392K |
|
94
Cleveland-Cliffs
CLF
$6.64B
| $338K | 0.2% |
32,521
-57,193
| -64% | -$875K |
|
|
NFX
95
DELISTED
Newfield Exploration
NFX
| $335K | 0.19% |
9,027
-55,578
| -86% | -$2.31M |
|
96
Cenovus Energy
CVE
$56.5B
| $333K | 0.19% |
12,389
-13,806
| -53% | -$422K |
|
97
Safe Bulkers
SB
$810M
| $278K | 0.16% |
41,806
-82,558
| -66% | -$665K |
|
|
TWTR
98
DELISTED
Twitter, Inc.
TWTR
| $223K | 0.13% |
+4,326
| New | +$196K |
|
|
PMM
99
Franklin Managed Municipal Income Trust
PMM
$269M
| $137K | 0.08% |
+19,417
| New | +$136K |
|
100
AngloGold Ashanti
AU
$41.6B
| – | – |
-294,858
| Closed | -$5.08M |
|
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VP
Newgate Capital Management's Q3 2014 Portfolio in Review
As of Q3 2014, Newgate Capital Management held 125 positions worth $172M, down 55% from $382M the previous quarter. Its ten largest holdings account for 40% of the portfolio.
Newgate Capital Management withdrew a net $204M in Q3 2014, closing 25 positions and reducing 70 holdings. Its most notable exit was VOYA NATURAL RESOURCES EQUITY INCOME FUND, an estimated $7.59M position sold in full.
By sector, the portfolio is most concentrated in Materials at 10% of assets, down from 18% a quarter earlier, followed by Energy and Financials.
Against the trend, Newgate Capital Management opened a new position in abrdn Asia-Pacific Income Fund worth $3M.
- Newgate Capital Management's largest Q3 2014 buy was abrdn Asia-Pacific Income Fund: 84,850 shares worth $3M.
- Newgate Capital Management added most to AllianceBernstein Global High Income Fund in Q3 2014, an estimated $3.51M increase.
- Newgate Capital Management's biggest Q3 2014 reduction was TSMC, cutting an estimated $13.4M.
- Newgate Capital Management fully exited VOYA NATURAL RESOURCES EQUITY INCOME FUND in Q3 2014, selling an estimated $7.59M.
- Newgate Capital Management's ten largest holdings make up 40% of its $172M portfolio in Q3 2014.
- Newgate Capital Management opened 19 new positions and closed 25 in Q3 2014.
- Newgate Capital Management's portfolio value fell 55% quarter-over-quarter to $172M.
Based on Newgate Capital Management's 13F filing for Q3 2014, filed 9 Oct 2014.